Portfolio of Investments (Unaudited)
|
|||||
Nuveen Premier Municipal Income Fund, Inc. (NPF)
|
|||||
July 31, 2013
|
|||||
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Alabama – 1.7% (1.1% of Total Investments)
|
|||||
$ 2,010
|
Alabama Special Care Facilities Financing Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
$ 1,998,201
|
|
2006C-2, 5.000%, 11/15/39
|
|||||
Birmingham Special Care Facilities Financing Authority, Alabama, Revenue Bonds, Baptist Health
|
|||||
System Inc., Series 2005A:
|
|||||
1,200
|
5.250%, 11/15/20
|
11/15 at 100.00
|
Baa2
|
1,237,668
|
|
400
|
5.000%, 11/15/30
|
11/15 at 100.00
|
Baa2
|
378,904
|
|
1,000
|
Montgomery BMC Special Care Facilities Financing Authority, Alabama, Revenue Bonds, Baptist
|
11/14 at 100.00
|
A3 (4)
|
1,064,160
|
|
Medical Center, Series 2004C, 5.250%, 11/15/29 (Pre-refunded 11/15/14)
|
|||||
4,610
|
Total Alabama
|
4,678,933
|
|||
Alaska – 0.3% (0.2% of Total Investments)
|
|||||
1,000
|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
6/14 at 100.00
|
B+
|
733,070
|
|
Series 2006A, 5.000%, 6/01/46
|
|||||
Arizona – 4.0% (2.5% of Total Investments)
|
|||||
2,335
|
Arizona Sports and Tourism Authority, Senior Revenue Refunding Bonds, Multipurpose Stadium
|
7/22 at 100.00
|
A1
|
2,348,263
|
|
Facility Project, Series 2012A, 5.000%, 7/01/36
|
|||||
Glendale Industrial Development Authority, Arizona, Revenue Bonds, John C. Lincoln Health
|
|||||
Network, Series 2005B:
|
|||||
100
|
5.250%, 12/01/24
|
12/15 at 100.00
|
BBB+
|
102,414
|
|
135
|
5.250%, 12/01/25
|
12/15 at 100.00
|
BBB+
|
137,709
|
|
7,000
|
Phoenix, Arizona, Civic Improvement Revenue Bonds, Civic Plaza, Series 2005B, 5.500%, 7/01/39 –
|
No Opt. Call
|
AA
|
7,410,270
|
|
FGIC Insured
|
|||||
1,200
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
|
No Opt. Call
|
A–
|
1,150,536
|
|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
|
|||||
10,770
|
Total Arizona
|
11,149,192
|
|||
Arkansas – 0.9% (0.5% of Total Investments)
|
|||||
2,155
|
Arkansas Development Finance Authority, State Facility Revenue Bonds, Department of Correction
|
11/15 at 100.00
|
AA- (4)
|
2,370,565
|
|
Special Needs Unit Project, Series 2005B, 5.000%, 11/01/25 (Pre-refunded 11/01/15) –
|
|||||
AGM Insured
|
|||||
California – 21.6% (13.7% of Total Investments)
|
|||||
3,000
|
Anaheim Public Finance Authority, California, Senior Lease Bonds, Public Improvement Project,
|
9/17 at 100.00
|
A1
|
2,829,150
|
|
Refunding Series 2007A-1, 4.375%, 3/01/37 – FGIC Insured
|
|||||
Anaheim Public Finance Authority, California, Subordinate Lease Revenue Bonds, Public
|
|||||
Improvement Project, Series 1997C:
|
|||||
2,945
|
0.000%, 9/01/27
|
No Opt. Call
|
AA–
|
1,361,002
|
|
2,255
|
0.000%, 9/01/32 – AGM Insured
|
No Opt. Call
|
AA–
|
739,302
|
|
1,000
|
Arcadia Unified School District, Los Angeles County, California, General Obligation Bonds,
|
2/17 at 44.77
|
Aa2
|
330,700
|
|
Election 2006 Series 2007A, 0.000%, 8/01/33 – AGM Insured
|
|||||
1,055
|
Brisbane School District, San Mateo County, California, General Obligation Bonds, Election
|
No Opt. Call
|
AA–
|
291,855
|
|
2003 Series 2005, 0.000%, 7/01/35 – AGM Insured
|
|||||
1,700
|
Byron Unified School District, Contra Costa County, California, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
572,611
|
|
Series 2007B, 0.000%, 8/01/32 – SYNCORA GTY Insured
|
|||||
1,350
|
California Educational Facilities Authority, Revenue Bonds, University of Southern California,
|
10/15 at 100.00
|
Aa1
|
1,396,481
|
|
Series 2005, 4.750%, 10/01/28
|
|||||
1,975
|
California Health Facilities Financing Authority, Revenue Bonds, Catholic Healthcare West,
|
No Opt. Call
|
A
|
2,055,916
|
|
Series 2004I, 4.950%, 7/01/26 (Mandatory put 7/01/14)
|
|||||
1,700
|
California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services,
|
10/19 at 100.00
|
AA
|
1,831,308
|
|
Series 2009B, 5.500%, 10/01/39
|
|||||
4,900
|
California State, General Obligation Bonds, Series 2004, 5.000%, 6/01/23 – AMBAC Insured
|
12/14 at 100.00
|
A1
|
5,192,530
|
|
500
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
7/15 at 100.00
|
BBB–
|
495,315
|
|
Health System, Series 2005A, 5.000%, 7/01/39
|
|||||
1,600
|
California Statewide Community Development Authority, Revenue Bonds, Kaiser Permanente System,
|
8/16 at 100.00
|
A+
|
1,619,232
|
|
Series 2001C, 5.250%, 8/01/31
|
|||||
1,025
|
California Statewide Community Development Authority, Revenue Bonds, Sutter Health, Tender
|
No Opt. Call
|
AA–
|
1,208,875
|
|
Option Bond Trust 3175, 13.529%, 5/15/14 (IF)
|
|||||
1,000
|
Chula Vista, California, Industrial Development Revenue Bonds, San Diego Gas and Electric
|
6/14 at 102.00
|
A+
|
1,055,080
|
|
Company, Series 1996A, 5.300%, 7/01/21
|
|||||
5,045
|
Culver City Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment
|
11/21 at 61.42
|
A
|
1,932,235
|
|
Project, Capital Appreciation Series 2011A, 0.000%, 11/01/27
|
|||||
3,010
|
El Camino Community College District, California, General Obligation Bonds, Election of 2002
|
8/22 at 100.00
|
Aa1
|
1,802,478
|
|
Series 2012C, 0.000%, 8/01/25
|
|||||
25,000
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Series
|
No Opt. Call
|
Aaa
|
23,998,740
|
|
1995A, 0.000%, 1/01/17 (ETM)
|
|||||
3,500
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
6/17 at 100.00
|
B
|
2,499,315
|
|
Bonds, Series 2007A-1, 5.125%, 6/01/47
|
|||||
6,005
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2005E,
|
7/15 at 100.00
|
Aa2 (4)
|
6,522,811
|
|
5.000%, 7/01/22 (Pre-refunded 7/01/15) – AMBAC Insured
|
|||||
4,615
|
Riverside County Redevelopment Agency, California, Tax Allocation Bonds, Jurupa Valley Project
|
No Opt. Call
|
A–
|
937,399
|
|
Area, Series 2011B, 0.000%, 10/01/38
|
|||||
San Diego County, California, Certificates of Participation, Burnham Institute, Series 2006:
|
|||||
100
|
5.000%, 9/01/21
|
9/15 at 102.00
|
Baa2
|
103,165
|
|
110
|
5.000%, 9/01/23
|
9/15 at 102.00
|
Baa2
|
111,596
|
|
2,000
|
San Francisco, California, Community Facilities District 6, Mission Bay South Public
|
8/22 at 29.31
|
N/R
|
282,640
|
|
Improvements, Special Tax Refunding Bonds, Series 2013C, 0.000%, 8/01/43
|
|||||
1,145
|
Southern Kern Unified School District, Kern County, California, General Obligation Bonds,
|
No Opt. Call
|
AA
|
435,730
|
|
Series 2006C, 0.000%, 11/01/30 – AGM Insured
|
|||||
1,175
|
Southern Kern Unified School District, Kern County, California, General Obligation Bonds,
|
No Opt. Call
|
AA–
|
318,766
|
|
Series 2010B, 0.000%, 11/01/35 – AGM Insured
|
|||||
77,710
|
Total California
|
59,924,232
|
|||
Colorado – 9.1% (5.8% of Total Investments)
|
|||||
1,000
|
Colorado Health Facilities Authority, Revenue Bonds, Evangelical Lutheran Good Samaritan
|
6/16 at 100.00
|
A–
|
995,060
|
|
Society, Series 2005, 5.000%, 6/01/29
|
|||||
1,150
|
Colorado Health Facilities Authority, Revenue Bonds, Parkview Medical Center, Series 2004,
|
9/14 at 100.00
|
A3
|
1,150,667
|
|
5.000%, 9/01/25
|
|||||
400
|
Colorado Health Facilities Authority, Revenue Bonds, Poudre Valley Health Care, Series 2005F,
|
3/15 at 100.00
|
A+
|
406,812
|
|
5.000%, 3/01/25
|
|||||
750
|
Colorado Health Facilities Authority, Revenue Bonds, Vail Valley Medical Center, Series 2004,
|
1/15 at 100.00
|
A–
|
779,940
|
|
5.000%, 1/15/17
|
|||||
Denver City and County, Colorado, Airport Revenue Bonds, Series 2006:
|
|||||
4,060
|
5.000%, 11/15/23 – FGIC Insured
|
11/16 at 100.00
|
A+
|
4,434,860
|
|
6,800
|
5.000%, 11/15/24 – FGIC Insured
|
11/16 at 100.00
|
A+
|
7,327,068
|
|
8,940
|
5.000%, 11/15/25 – FGIC Insured
|
11/16 at 100.00
|
A+
|
9,457,358
|
|
660
|
Park Creek Metropolitan District, Colorado, Senior Limited Property Tax Supported Revenue
|
12/20 at 100.00
|
AA–
|
704,649
|
|
Refunding Bonds, Series 2011, 6.125%, 12/01/41 – AGM Insured
|
|||||
23,760
|
Total Colorado
|
25,256,414
|
|||
Florida – 2.0% (1.2% of Total Investments)
|
|||||
105
|
Marion County Hospital District, Florida, Revenue Bonds, Munroe Regional Medical Center,
|
10/17 at 100.00
|
A–
|
106,590
|
|
Series 2007, 5.000%, 10/01/34
|
|||||
1,500
|
Martin County Industrial Development Authority, Florida, Industrial Development Revenue
|
6/20 at 100.00
|
Ba1
|
1,384,530
|
|
Refunding Bonds, Indiantown Cogeneration LP, Series 2013, 3.950%, 12/15/21 (Alternative
|
|||||
Minimum Tax)
|
|||||
1,000
|
South Miami Health Facilities Authority, Florida, Hospital Revenue, Baptist Health System
|
8/17 at 100.00
|
AA
|
995,420
|
|
Obligation Group, Series 2007, 5.000%, 8/15/42
|
|||||
2,150
|
Sumter County, Florida, Capital Improvement Revenue Bonds, Series 2006, 5.000%, 6/01/30 –
|
6/16 at 100.00
|
A
|
2,243,977
|
|
AMBAC Insured
|
|||||
700
|
Tampa, Florida, Cigarette Tax Allocation Bonds, H. Lee Moffitt Cancer Center Project,
|
9/22 at 100.00
|
A+
|
725,305
|
|
Refunding & Capital Improvement Series 2012A, 5.000%, 9/01/29
|
|||||
5,455
|
Total Florida
|
5,455,822
|
|||
Georgia – 2.9% (1.9% of Total Investments)
|
|||||
Coffee County Hospital Authority, Georgia, Revenue Bonds, Coffee County Regional Medical
|
|||||
Center, Series 2004:
|
|||||
500
|
5.000%, 12/01/19
|
12/14 at 100.00
|
BB–
|
500,030
|
|
1,000
|
5.250%, 12/01/22
|
12/14 at 100.00
|
BB–
|
996,280
|
|
1,000
|
Main Street Natural Gas Inc., Georgia, Gas Project Revenue Bonds, Series 2006B, 5.000%, 3/15/20
|
No Opt. Call
|
A
|
1,093,010
|
|
4,105
|
Municipal Electric Authority of Georgia, Combustion Turbine Revenue Bonds, Series 2003A,
|
11/13 at 100.00
|
A1
|
4,150,812
|
|
5.125%, 11/01/17 – NPFG Insured
|
|||||
1,425
|
Valdosta and Lowndes County Hospital Authority, Georgia, Revenue Certificates, South Georgia
|
10/21 at 100.00
|
Aa2
|
1,403,725
|
|
Medical Center Project, Series 2011B, 5.000%, 10/01/41
|
|||||
8,030
|
Total Georgia
|
8,143,857
|
|||
Idaho – 0.4% (0.2% of Total Investments)
|
|||||
5
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 1996E, 6.350%,
|
1/14 at 100.00
|
AAA
|
5,018
|
|
7/01/14 (Alternative Minimum Tax)
|
|||||
310
|
Idaho Water Resource Board, Water Resource Loan Program Revenue, Ground Water Rights
|
9/22 at 100.00
|
Baa1
|
306,978
|
|
Mitigation Series 2012A, 5.000%, 9/01/32
|
|||||
Madison County, Idaho, Hospital Revenue Certificates of Participation, Madison Memorial
|
|||||
Hospital, Series 2006:
|
|||||
500
|
5.250%, 9/01/26
|
9/16 at 100.00
|
BB+
|
496,705
|
|
200
|
5.250%, 9/01/37
|
9/16 at 100.00
|
BB+
|
186,178
|
|
1,015
|
Total Idaho
|
994,879
|
|||
Illinois – 19.4% (12.3% of Total Investments)
|
|||||
3,000
|
Bensenville, Illinois, General Obligation Bonds, Series 2011A, 5.000%, 12/15/30 – AGM Insured
|
12/21 at 100.00
|
AA–
|
3,051,150
|
|
220
|
Chicago Public Building Commission, Illinois, General Obligation Lease Certificates, Chicago
|
No Opt. Call
|
A (4)
|
232,533
|
|
Board of Education, Series 1990B, 7.000%, 1/01/15 – NPFG Insured (ETM)
|
|||||
4,100
|
Chicago Transit Authority, Illinois, Sales Tax Receipts Revenue Bonds, Series 2011, 5.250%, 12/01/40
|
12/21 at 100.00
|
AA
|
4,185,690
|
|
8,670
|
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999, 0.000%, 1/01/24 –
|
No Opt. Call
|
AA–
|
5,365,690
|
|
FGIC Insured
|
|||||
5,000
|
Chicago, Illinois, Motor Fuel Tax Revenue Bonds, Series 2003A, 5.000%, 1/01/33 – AMBAC Insured
|
1/14 at 100.00
|
AA+
|
5,001,700
|
|
2,000
|
Chicago, Illinois, Revenue Bonds, Midway Airport, Series 1996A, 5.500%, 1/01/29 – NPFG Insured
|
1/14 at 100.00
|
A
|
2,005,940
|
|
785
|
Chicago, Illinois, Revenue Bonds, Midway Airport, Series 1998B, 5.000%, 1/01/35 – NPFG Insured
|
1/14 at 100.00
|
A
|
785,024
|
|
6,410
|
Chicago, Illinois, Second Lien Wastewater Transmission Revenue Bonds, Series 2001A, 5.500%,
|
No Opt. Call
|
A+
|
6,999,592
|
|
1/01/30 – NPFG Insured
|
|||||
8,500
|
Chicago, Illinois, Water Revenue Bonds, Senior Lien Series 2001, 5.750%, 11/01/30 – AMBAC
|
No Opt. Call
|
A2
|
9,480,815
|
|
Insured (UB) (5)
|
|||||
200
|
Illinois Finance Authority, Revenue Bonds, Proctor Hospital, Series 2006, 5.125%, 1/01/25
|
1/16 at 100.00
|
BB–
|
170,278
|
|
Lombard Public Facilities Corporation, Illinois, Second Tier Conference Center and Hotel Revenue
|
|||||
Bonds, Series 2005B:
|
|||||
850
|
5.250%, 1/01/25
|
1/16 at 100.00
|
CCC
|
382,347
|
|
1,750
|
5.250%, 1/01/30
|
1/16 at 100.00
|
CCC
|
763,438
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place
|
|||||
Expansion Project, Series 1996A:
|
|||||
10,575
|
0.000%, 12/15/23 – NPFG Insured
|
No Opt. Call
|
AA–
|
7,001,073
|
|
10,775
|
0.000%, 12/15/24 – NPFG Insured
|
No Opt. Call
|
AA–
|
6,703,990
|
|
2,395
|
Southwestern Illinois Development Authority, Local Government Revenue Bonds, Edwardsville
|
No Opt. Call
|
AA–
|
1,645,557
|
|
Community Unit School District 7 Project, Series 2007, 0.000%, 12/01/22 – AGM Insured
|
|||||
65,230
|
Total Illinois
|
53,774,817
|
|||
Indiana – 4.1% (2.6% of Total Investments)
|
|||||
2,275
|
Anderson School Building Corporation, Madison County, Indiana, First Mortgage Bonds, Series
|
1/14 at 100.00
|
AA+ (4)
|
2,330,032
|
|
2003, 5.500%, 7/15/23 (Pre-refunded 1/15/14) – AGM Insured
|
|||||
6,180
|
Crown Point Multi-School Building Corporation, Indiana, First Mortgage Bonds, Crown Point
|
No Opt. Call
|
A
|
4,287,808
|
|
Community School Corporation, Series 2000, 0.000%, 1/15/23 – NPFG Insured
|
|||||
1,500
|
Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing
|
7/23 at 100.00
|
BBB
|
1,445,775
|
|
Project, Series 2013A, 5.000%, 7/01/35 (Alternative Minimum Tax)
|
|||||
1,250
|
Portage, Indiana, Economic Development Revenue Bonds, Ameriplex Project, Series 2006,
|
7/16 at 100.00
|
A
|
1,278,888
|
|
5.000%, 7/15/23
|
|||||
1,700
|
Saint Joseph County, Indiana, Educational Facilities Revenue Bonds, University of Notre Dame
|
3/18 at 100.00
|
Aaa
|
1,789,624
|
|
du Lac Project, Refunding Series 2009, 5.000%, 3/01/36
|
|||||
1,000
|
St. Joseph County Hospital Authority, Indiana, Revenue Bonds, Madison Center Inc., Series
|
2/15 at 100.00
|
N/R
|
108,170
|
|
2005, 5.250%, 2/15/28 (6)
|
|||||
13,905
|
Total Indiana
|
11,240,297
|
|||
Iowa – 1.2% (0.7% of Total Investments)
|
|||||
4,000
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C,
|
6/15 at 100.00
|
B+
|
3,251,960
|
|
5.500%, 6/01/42
|
|||||
Kansas – 2.5% (1.6% of Total Investments)
|
|||||
5,000
|
Wyandotte County/Kansas City Unified Government Board of Utilities, Kansas, Utility System
|
No Opt. Call
|
A+
|
5,165,700
|
|
Revenue Bonds, Series 2012B, 5.000%, 9/01/32
|
|||||
2,865
|
Wyandotte County-Kansas City Unified Government, Kansas, Sales Tax Special Obligation Capital
|
No Opt. Call
|
BBB+
|
1,851,879
|
|
Appreciation Revenue Bonds Redevelopment Project Area B – Major Multi-Sport Athletic Complex
|
|||||
Project, Subordinate Lien Series 2010B, 0.000%, 6/01/21
|
|||||
7,865
|
Total Kansas
|
7,017,579
|
|||
Kentucky – 0.8% (0.5% of Total Investments)
|
|||||
1,700
|
Kentucky Economic Development Finance Authority, Hospital Facilities Revenue Bonds, Owensboro
|
6/20 at 100.00
|
BBB+
|
1,812,013
|
|
Medical Health System, Series 2010A, 6.500%, 3/01/45
|
|||||
510
|
Louisville and Jefferson County Metropolitan Government, Kentucky, Industrial Building Revenue
|
10/16 at 100.00
|
A+
|
508,271
|
|
Bonds, Sisters of Mercy of the Americas, Series 2006, 5.000%, 10/01/35
|
|||||
2,210
|
Total Kentucky
|
2,320,284
|
|||
Louisiana – 7.0% (4.5% of Total Investments)
|
|||||
2,930
|
Ascension Parish Industrial development Board, Louisiana, Revenue Bonds, Impala Warehousing
|
7/23 at 100.00
|
N/R
|
2,706,734
|
|
(US) LLC Project, Series 2013, 6.000%, 7/01/36
|
|||||
1,500
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
1,525,215
|
|
Series 2007A, 5.500%, 5/15/47
|
|||||
330
|
Louisiana Stadium and Exposition District, Revenue Refunding Bonds, Senior Lien Series 2013A,
|
7/23 at 100.00
|
A
|
330,241
|
|
5.000%, 7/01/36
|
|||||
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
825
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
825,363
|
|
8,880
|
4.500%, 5/01/41 – FGIC Insured (UB)
|
5/16 at 100.00
|
Aa1
|
8,619,016
|
|
5
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A, Trust 660, 16.073%,
|
5/16 at 100.00
|
Aa1
|
4,414
|
|
5/01/34 – FGIC Insured (IF)
|
|||||
3,950
|
Morehouse Parish, Louisiana, Pollution Control Revenue Bonds, International Paper Company,
|
No Opt. Call
|
BBB
|
4,068,145
|
|
Series 2002A, 5.700%, 4/01/14
|
|||||
1,000
|
New Orleans, Louisiana, General Obligation Refunding Bonds, Series 2012, 5.000%, 12/01/28 –
|
12/22 at 100.00
|
AA–
|
1,038,480
|
|
AGM Insured
|
|||||
385
|
Saint Charles Parish, Louisiana, Gulf Opportunity Zone Revenue Bonds, Valero Project, Series
|
No Opt. Call
|
BBB
|
384,415
|
|
2010, 4.000%, 12/01/40 (Mandatory put 6/01/22)
|
|||||
19,805
|
Total Louisiana
|
19,502,023
|
|||
Maryland – 1.3% (0.8% of Total Investments)
|
|||||
2,000
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, MedStar Health,
|
8/14 at 100.00
|
A2
|
2,077,580
|
|
Series 2004, 5.375%, 8/15/24
|
|||||
1,500
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Western Maryland
|
7/16 at 100.00
|
A
|
1,421,700
|
|
Health, Series 2006A, 4.750%, 7/01/36 – NPFG Insured
|
|||||
3,500
|
Total Maryland
|
3,499,280
|
|||
Massachusetts – 4.2% (2.7% of Total Investments)
|
|||||
7,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds, Senior
|
1/20 at 100.00
|
A+
|
7,702,500
|
|
Lien Series 2010B, 5.000%, 1/01/37
|
|||||
1,000
|
Massachusetts Development Finance Authority, Revenue Bonds, Hampshire College, Series 2004,
|
10/14 at 100.00
|
BBB
|
1,014,280
|
|
5.625%, 10/01/24
|
|||||
3,000
|
Massachusetts State, Special Obligation Dedicated Tax Revenue Bonds, Series 2004, 5.250%,
|
1/14 at 100.00
|
A1 (4)
|
3,062,730
|
|
1/01/24 (Pre-refunded 1/01/14) – FGIC Insured
|
|||||
11,500
|
Total Massachusetts
|
11,779,510
|
|||
Michigan – 5.8% (3.7% of Total Investments)
|
|||||
4,600
|
Detroit, Michigan, Sewer Disposal System Revenue Bonds, Second Lien, Series 2006B, 4.625%,
|
7/16 at 100.00
|
A
|
3,989,902
|
|
7/01/34 – FGIC Insured
|
|||||
5,000
|
Detroit, Michigan, Water Supply System Revenue Bonds, Senior Lien Series 2011A, 5.250%, 7/01/41
|
7/21 at 100.00
|
BB–
|
4,583,050
|
|
1,500
|
Michigan Finance Authority, Revenue Bonds, Sparrow Obligated Group, Series 2012, 5.000%, 11/15/42
|
11/22 at 100.00
|
A+
|
1,445,190
|
|
815
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
12/16 at 100.00
|
AA
|
822,661
|
|
2006A, 5.000%, 12/01/31
|
|||||
185
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
12/16 at 100.00
|
Aa2 (4)
|
209,762
|
|
2006A, 5.000%, 12/01/31 (Pre-refunded 12/01/16)
|
|||||
5,000
|
Michigan Tobacco Settlement Finance Authority, Tobacco Settlement Asset-Backed Revenue Bonds,
|
6/18 at 100.00
|
BB–
|
4,832,400
|
|
Series 2008A, 6.875%, 6/01/42
|
|||||
170
|
Monroe County Hospital Finance Authority, Michigan, Mercy Memorial Hospital Corporation
|
6/16 at 100.00
|
BBB
|
173,670
|
|
Revenue Bonds, Series 2006, 5.500%, 6/01/35
|
|||||
17,270
|
Total Michigan
|
16,056,635
|
|||
Minnesota – 3.8% (2.4% of Total Investments)
|
|||||
4,350
|
Cohasset, Minnesota, Pollution Control Revenue Bonds, Allete Inc., Series 2004, 4.950%, 7/01/22
|
7/14 at 100.00
|
A
|
4,405,550
|
|
1,000
|
Duluth Economic Development Authority, Minnesota, Healthcare Facilities Revenue Bonds,
|
2/14 at 100.00
|
N/R (4)
|
1,027,100
|
|
Benedictine Health System – St. Mary’s Duluth Clinic, Series 2004, 5.250%, 2/15/21
|
|||||
(Pre-refunded 2/15/14)
|
|||||
2,290
|
Minneapolis-St. Paul Housing and Redevelopment Authority, Minnesota, Revenue Bonds,
|
12/13 at 100.00
|
A2
|
2,330,029
|
|
HealthPartners Inc., Series 2003, 6.000%, 12/01/20
|
|||||
530
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, University of St. Thomas,
|
10/14 at 100.00
|
A2
|
558,572
|
|
Series 2004-5Y, 5.250%, 10/01/19
|
|||||
1,000
|
Minnesota Municipal Power Agency, Electric Revenue Bonds, Series 2004A, 5.250%, 10/01/19
|
10/14 at 100.00
|
A3
|
1,050,900
|
|
1,000
|
Minnesota State, General Obligation Bonds, Various Purpose, Refunding Series 2010D,
|
No Opt. Call
|
AA+
|
1,179,270
|
|
5.000%, 8/01/18
|
|||||
10,170
|
Total Minnesota
|
10,551,421
|
|||
Mississippi – 0.9% (0.6% of Total Investments)
|
|||||
2,325
|
Mississippi Hospital Equipment and Facilities Authority, Revenue Bonds, Baptist Memorial
|
9/14 at 100.00
|
AA–
|
2,422,836
|
|
Healthcare, Series 2004B-1, 5.000%, 9/01/24
|
|||||
Missouri – 1.1% (0.7% of Total Investments)
|
|||||
100
|
Hannibal Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Hannibal
|
3/16 at 100.00
|
BBB+
|
101,309
|
|
Regional Hospital, Series 2006, 5.000%, 3/01/22
|
|||||
2,880
|
Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman
|
2/15 at 102.00
|
BBB+
|
2,971,181
|
|
Health System, Series 2004, 5.500%, 2/15/24
|
|||||
2,980
|
Total Missouri
|
3,072,490
|
|||
Nebraska – 0.9% (0.6% of Total Investments)
|
|||||
1,580
|
Douglas County Hospital Authority 2, Nebraska, Health Facilities Revenue Bonds, Nebraska
|
No Opt. Call
|
Aa3
|
1,759,204
|
|
Medical Center, Series 2003, 5.000%, 11/15/16
|
|||||
515
|
Omaha Public Power District, Nebraska, Separate Electric System Revenue Bonds, Nebraska City
|
2/17 at 100.00
|
AA+
|
772,109
|
|
2, Series 2006A, 20.414%, 8/01/40 – AMBAC Insured (IF)
|
|||||
2,095
|
Total Nebraska
|
2,531,313
|
|||
Nevada – 2.3% (1.5% of Total Investments)
|
|||||
4,000
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2010B, 5.750%, 7/01/42
|
1/20 at 100.00
|
A+
|
4,352,920
|
|
2,050
|
Washoe County, Nevada, General Obligation Bonds, Reno-Sparks Convention & Visitors Authority,
|
7/21 at 100.00
|
AA
|
2,099,713
|
|
Refunding Series 2011, 5.000%, 7/01/32
|
|||||
6,050
|
Total Nevada
|
6,452,633
|
|||
New Hampshire – 1.6% (1.0% of Total Investments)
|
|||||
3,500
|
New Hampshire Health and Education Facilities Authority, Revenue Bonds, Catholic Medical
|
No Opt. Call
|
BBB+
|
2,977,345
|
|
Center, Series 2012, 4.000%, 7/01/32
|
|||||
1,110
|
New Hampshire Health and Education Facilities Authority, Revenue Bonds, Dartmouth College,
|
6/19 at 100.00
|
AA+
|
1,361,315
|
|
Tender Option Bond Trust 09-7W, 14.226%, 6/01/39 (IF) (5)
|
|||||
4,610
|
Total New Hampshire
|
4,338,660
|
|||
New Jersey – 5.7% (3.6% of Total Investments)
|
|||||
1,000
|
New Jersey Economic Development Authority, School Facilities Construction Bonds, Series 2005P,
|
9/15 at 100.00
|
A+ (4)
|
1,100,330
|
|
5.250%, 9/01/24 (Pre-refunded 9/01/15)
|
|||||
2,000
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health
|
7/21 at 100.00
|
BBB+
|
2,059,060
|
|
Care System, Refunding Series 2011A, 5.625%, 7/01/32
|
|||||
1,000
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Capital
|
No Opt. Call
|
A+
|
518,180
|
|
Appreciation Series 2010A, 0.000%, 12/15/26
|
|||||
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2006C:
|
|||||
25,000
|
0.000%, 12/15/35 – AMBAC Insured
|
No Opt. Call
|
A+
|
6,896,750
|
|
10,000
|
0.000%, 12/15/36 – AMBAC Insured
|
No Opt. Call
|
A+
|
2,580,800
|
|
2,500
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/25 – AGM Insured
|
1/15 at 100.00
|
AA–
|
2,634,650
|
|
41,500
|
Total New Jersey
|
15,789,770
|
|||
New York – 13.3% (8.4% of Total Investments)
|
|||||
Brooklyn Arena Local Development Corporation, New York, Payment in Lieu of Taxes Revenue
|
|||||
Bonds, Barclays Center Project, Series 2009:
|
|||||
660
|
6.000%, 7/15/30
|
1/20 at 100.00
|
BBB–
|
731,663
|
|
1,600
|
0.000%, 7/15/44
|
No Opt. Call
|
BBB–
|
255,120
|
|
1,500
|
Dormitory Authority of the State of New York, State and Local Appropriation Lease Bonds,
|
7/14 at 100.00
|
AA–
|
1,560,900
|
|
Upstate Community Colleges, Series 2004B, 5.250%, 7/01/19
|
|||||
1,100
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
1,170,026
|
|
2011A, 5.750%, 2/15/47
|
|||||
2,200
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
1,995,070
|
|
2/15/47 – NPFG Insured
|
|||||
7,500
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A,
|
6/16 at 100.00
|
AA+
|
8,058,975
|
|
5.000%, 12/01/25 – FGIC Insured (UB)
|
|||||
865
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
12/14 at 100.00
|
Aa1 (4)
|
921,709
|
|
Bonds, Fiscal Series 2005B, 5.000%, 6/15/23 (Pre-refunded 12/15/14) – AMBAC Insured
|
|||||
1,135
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
12/14 at 100.00
|
AAA
|
1,204,700
|
|
Bonds, Fiscal Series 2005B, 5.000%, 6/15/23 – AMBAC Insured
|
|||||
1,050
|
New York City, New York, General Obligation Bonds, Fiscal Series 2004B, 5.250%, 8/01/15
|
8/14 at 100.00
|
AA
|
1,102,059
|
|
4,000
|
New York City, New York, General Obligation Bonds, Series 2004C-1, 5.250%, 8/15/20 (UB)
|
8/14 at 100.00
|
AA
|
4,195,360
|
|
910
|
New York Convention Center Development Corporation, Hotel Unit Fee Revenue Bonds, Series 2005,
|
11/15 at 100.00
|
AA+
|
942,214
|
|
Trust 2364, 17.236%, 11/15/44 – AMBAC Insured (IF)
|
|||||
1,560
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
1,552,543
|
|
Series 2011, 5.000%, 11/15/44
|
|||||
New York State Thruway Authority, General Revenue Bonds, Residual Series 2005G:
|
|||||
6,460
|
5.000%, 1/01/25 – AGM Insured (UB)
|
7/15 at 100.00
|
AA–
|
6,934,616
|
|
2,580
|
5.000%, 1/01/26 – AGM Insured (UB)
|
7/15 at 100.00
|
AA–
|
2,764,444
|
|
1,850
|
New York State Urban Development Corporation, Service Contract Revenue Bonds, Series 2005B,
|
3/15 at 100.00
|
AAA
|
1,989,176
|
|
5.000%, 3/15/24 (Pre-refunded 3/15/15) – AGM Insured (UB)
|
|||||
1,000
|
New York State Urban Development Corporation, Subordinate Lien Corporate Purpose Bonds, Series
|
7/14 at 100.00
|
A
|
1,041,440
|
|
2004A, 5.125%, 1/01/22
|
|||||
395
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
12/20 at 100.00
|
BBB
|
438,134
|
|
Terminal LLC Project, Eighth Series 2010, 6.000%, 12/01/42
|
|||||
36,365
|
Total New York
|
36,858,149
|
|||
North Carolina – 4.5% (2.8% of Total Investments)
|
|||||
10,300
|
North Carolina Eastern Municipal Power Agency, Power System Revenue Refunding Bonds, Series
|
No Opt. Call
|
A
|
12,438,280
|
|
1993B, 6.000%, 1/01/22 – CAPMAC Insured (UB) (5)
|
|||||
North Dakota – 0.2% (0.1% of Total Investments)
|
|||||
675
|
Burleigh County, North Dakota, Health Care Revenue Refunding Bonds, St. Alexius Medical Center
|
7/22 at 100.00
|
BBB+
|
664,106
|
|
Project, Series 2012A, 5.000%, 7/01/38
|
|||||
Ohio – 4.9% (3.1% of Total Investments)
|
|||||
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|||||
Bonds, Senior Lien, Series 2007A-2:
|
|||||
4,100
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
3,420,876
|
|
3,410
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
2,552,010
|
|
1,000
|
Jobs Ohio Beverage System, Ohio, Statewide Senior Lien Liquor Profits Revenue Bonds, Tax
|
1/23 at 100.00
|
AA
|
1,017,240
|
|
Exempt Series 2013A, 5.000%, 1/01/38 (Mandatory put 1/01/23)
|
|||||
Jobs Ohio Beverage System, Ohio, Statewide Senior Lien Liquor Profits Revenue Bonds, Tender
|
|||||
Option Bond Trust 1157:
|
|||||
625
|
17.325%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
668,100
|
|
1,315
|
17.325%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
1,405,682
|
|
265
|
17.259%, 1/01/38 (IF) (5)
|
1/23 at 100.00
|
AA
|
283,200
|
|
4,000
|
Ohio, Solid Waste Revenue Bonds, Republic Services Inc., Series 2004, 4.250%, 4/01/33
|
No Opt. Call
|
BBB
|
4,045,040
|
|
(Mandatory put 4/01/14) (Alternative Minimum Tax)
|
|||||
250
|
Port of Greater Cincinnati Development Authority, Ohio, Economic Development Revenue Bonds,
|
10/16 at 100.00
|
A+
|
255,858
|
|
Sisters of Mercy of the Americas, Series 2006, 5.000%, 10/01/25
|
|||||
14,965
|
Total Ohio
|
13,648,006
|
|||
Oklahoma – 1.1% (0.7% of Total Investments)
|
|||||
450
|
Norman Regional Hospital Authority, Oklahoma, Hospital Revenue Bonds, Series 2005,
|
9/16 at 100.00
|
BB+
|
448,799
|
|
5.375%, 9/01/36
|
|||||
2,705
|
Tulsa County Industrial Authority, Oklahoma, Health Care Revenue Bonds, Saint Francis Health
|
12/16 at 100.00
|
AA+
|
2,709,003
|
|
System, Series 2006, 5.000%, 12/15/36
|
|||||
3,155
|
Total Oklahoma
|
3,157,802
|
|||
Oregon – 1.1% (0.7% of Total Investments)
|
|||||
Oregon State, General Obligation Bonds, State Board of Higher Education, Series 2004A:
|
|||||
1,795
|
5.000%, 8/01/21 (Pre-refunded 8/01/14)
|
8/14 at 100.00
|
AA+ (4)
|
1,881,250
|
|
1,240
|
5.000%, 8/01/23 (Pre-refunded 8/01/14)
|
8/14 at 100.00
|
AA+ (4)
|
1,299,582
|
|
3,035
|
Total Oregon
|
3,180,832
|
|||
Pennsylvania – 2.3% (1.5% of Total Investments)
|
|||||
2,000
|
Allegheny County Sanitary Authority, Pennsylvania, Sewerage Revenue Bonds, Series 2005A,
|
12/15 at 100.00
|
A1
|
2,161,560
|
|
5.000%, 12/01/23 – NPFG Insured
|
|||||
4,500
|
Pennsylvania Turnpike Commission, Turnpike Subordinate Revenue Bonds, Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
4,291,515
|
|
6/01/33 – AGM Insured
|
|||||
6,500
|
Total Pennsylvania
|
6,453,075
|
|||
Puerto Rico – 1.3% (0.8% of Total Investments)
|
|||||
3,000
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/26 at 100.00
|
A+
|
2,842,830
|
|
2009A, 0.000%, 8/01/32
|
|||||
10,000
|
Puerto Rico, The Children’s Trust Fund, Tobacco Settlement Asset-Backed Bonds, Series 2005A,
|
5/15 at 11.19
|
BB–
|
687,800
|
|
0.000%, 5/15/50
|
|||||
13,000
|
Total Puerto Rico
|
3,530,630
|
|||
Rhode Island – 0.7% (0.4% of Total Investments)
|
|||||
1,970
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
12/13 at 100.00
|
Baa1
|
1,971,734
|
|
Series 2002A, 6.000%, 6/01/23
|
|||||
South Carolina – 3.9% (2.5% of Total Investments)
|
|||||
2,500
|
Berkeley County School District, South Carolina, Installment Purchase Revenue Bonds, Securing
|
12/13 at 100.00
|
Aa3
|
2,540,550
|
|
Assets for Education, Series 2003, 5.250%, 12/01/24
|
|||||
4,405
|
Dorchester County School District 2, South Carolina, Installment Purchase Revenue Bonds,
|
12/14 at 100.00
|
AA- (4)
|
4,694,409
|
|
GROWTH, Series 2004, 5.250%, 12/01/23 (Pre-refunded 12/01/14)
|
|||||
3,620
|
Greenville, South Carolina, Hospital Facilities Revenue Refunding Bonds, Series 2003A, 5.250%,
|
11/13 at 100.00
|
AA–
|
3,633,141
|
|
5/01/21 – AMBAC Insured
|
|||||
10,525
|
Total South Carolina
|
10,868,100
|
|||
South Dakota – 0.6% (0.4% of Total Investments)
|
|||||
1,750
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sioux Valley
|
11/14 at 100.00
|
A+
|
1,750,473
|
|
Hospitals, Series 2004A, 5.500%, 11/01/31
|
|||||
Tennessee – 2.2% (1.4% of Total Investments)
|
|||||
275
|
Johnson City Health and Educational Facilities Board, Tennessee, Hospital Revenue Refunding
|
7/23 at 100.00
|
A (4)
|
276,026
|
|
and Improvement Bonds, Johnson City Medical Center, Series 1998C, 5.125%, 7/01/25
|
|||||
(Pre-refunded 7/01/23) – NPFG Insured
|
|||||
1,600
|
Johnson City Health and Educational Facilities Board, Tennessee, Revenue Bonds, Mountain
|
7/16 at 100.00
|
BBB+
|
1,633,344
|
|
States Health Alliance, Series 2006A, 5.500%, 7/01/36
|
|||||
400
|
Sumner County Health, Educational, and Housing Facilities Board, Tennessee, Revenue Refunding
|
11/17 at 100.00
|
N/R
|
996
|
|
Bonds, Sumner Regional Health System Inc., Series 2007, 5.500%, 11/01/37 (6)
|
|||||
4,000
|
The Tennessee Energy Acquisition Corporation, Gas Revenue Bonds, Series 2006A, 5.250%, 9/01/26
|
No Opt. Call
|
A
|
4,283,640
|
|
6,275
|
Total Tennessee
|
6,194,006
|
|||
Texas – 7.0% (4.4% of Total Investments)
|
|||||
4,280
|
Austin Convention Enterprises Inc., Texas, Convention Center Hotel Revenue Bonds, First Tier
|
1/17 at 100.00
|
BB+
|
3,930,709
|
|
Series 2006A, 5.000%, 1/01/34 – SYNCORA GTY Insured
|
|||||
1,075
|
Brazos River Authority, Texas, Pollution Control Revenue Bonds, TXU Energy Company LLC
|
10/13 at 101.00
|
CC
|
69,832
|
|
Project, Series 2003C, 6.750%, 10/01/38 (Alternative Minimum Tax)
|
|||||
3,750
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, First Tier Series
|
10/23 at 100.00
|
BBB+
|
3,651,450
|
|
2013A, 5.125%, 10/01/43 (WI/DD, Settling 8/01/13)
|
|||||
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Junior Lien Series 2001H:
|
|||||
150
|
0.000%, 11/15/24 – NPFG Insured
|
No Opt. Call
|
A
|
79,446
|
|
4,440
|
0.000%, 11/15/29 – NPFG Insured
|
No Opt. Call
|
A
|
1,665,799
|
|
3,000
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, First Lien Series 2004A,
|
5/14 at 100.00
|
AA
|
3,111,780
|
|
5.250%, 5/15/25 – NPFG Insured
|
|||||
Kerrville Health Facilities Development Corporation, Texas, Revenue Bonds, Sid Peterson
|
|||||
Memorial Hospital Project, Series 2005:
|
|||||
400
|
5.250%, 8/15/21
|
2/16 at 100.00
|
BBB–
|
410,364
|
|
600
|
5.125%, 8/15/26
|
2/16 at 100.00
|
BBB–
|
603,210
|
|
800
|
Love Field Airport Modernization Corporation, Texas, Special Facilities Revenue Bonds,
|
11/20 at 100.00
|
BBB–
|
782,912
|
|
Southwest Airlines Company, Series 2010, 5.250%, 11/01/40
|
|||||
950
|
North Texas Tollway Authority, Second Tier System Revenue Refunding Bonds, Series 2008F,
|
1/18 at 100.00
|
A3
|
998,602
|
|
5.750%, 1/01/38
|
|||||
1,000
|
Sabine River Authority, Texas, Pollution Control Revenue Bonds, TXU Electric Company, Series
|
11/15 at 100.00
|
CCC
|
57,460
|
|
2001C, 5.200%, 5/01/28
|
|||||
125
|
Tarrant County Cultural and Educational Facilities Finance Corporation, Texas, Revenue Bonds,
|
2/17 at 100.00
|
AA–
|
125,790
|
|
Texas Health Resources Project, Trust 1031, 18.192%, 2/15/30 (IF) (5)
|
|||||
3,000
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Revenue Bonds, Texas
|
2/17 at 100.00
|
AA–
|
3,004,740
|
|
Health Resources, Series 2007A, 5.000%, 2/15/36 (UB)
|
|||||
1,000
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series
|
No Opt. Call
|
A3
|
955,940
|
|
2012, 5.000%, 12/15/31
|
|||||
Texas Tech University, Financing System Revenue Bonds, 9th Series 2003:
|
|||||
20
|
5.250%, 2/15/18 – AMBAC Insured
|
8/13 at 100.00
|
AA
|
20,081
|
|
15
|
5.250%, 2/15/19 – AMBAC Insured
|
8/13 at 100.00
|
AA
|
15,061
|
|
24,605
|
Total Texas
|
19,483,176
|
|||
Utah – 2.7% (1.7% of Total Investments)
|
|||||
1,000
|
Central Utah Water Conservancy District, Water Revenue Bonds, Series 2012C, 5.000%, 10/01/42
|
10/22 at 100.00
|
AA+
|
1,041,740
|
|
2,000
|
Utah County, Utah, Hospital Revenue Bonds, IHC Health Services Inc., Series 2012, 5.000%, 5/15/43
|
5/21 at 100.00
|
AA+
|
2,051,740
|
|
275
|
Utah Housing Corporation, Single Family Mortgage Bonds, Series 2001D, 5.500%, 1/01/21
|
1/14 at 100.00
|
Aaa
|
275,399
|
|
(Alternative Minimum Tax)
|
|||||
4,110
|
Utah Transit Authority, Sales Tax Revenue and Refunding Bonds, Series 2012, 5.000%, 6/15/42
|
6/22 at 100.00
|
A1
|
4,174,527
|
|
7,385
|
Total Utah
|
7,543,406
|
|||
Virginia – 1.7% (1.1% of Total Investments)
|
|||||
Route 460 Funding Corporation, Virginia, Toll Road Revenue Bonds, Series 2012B:
|
|||||
1,525
|
0.000%, 7/01/36
|
No Opt. Call
|
BBB–
|
406,809
|
|
1,400
|
0.000%, 7/01/37
|
No Opt. Call
|
BBB–
|
350,910
|
|
1,765
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, 95 Express Lanes LLC
|
1/22 at 100.00
|
BBB–
|
1,519,947
|
|
Project, Series 2012, 5.000%, 1/01/40 (Alternative Minimum Tax)
|
|||||
2,520
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, Elizabeth River
|
7/22 at 100.00
|
BBB–
|
2,342,542
|
|
Crossing, Opco LLC Project, Series 2012, 5.500%, 1/01/42 (Alternative Minimum Tax)
|
|||||
7,210
|
Total Virginia
|
4,620,208
|
|||
Washington – 1.4% (0.9% of Total Investments)
|
|||||
1,000
|
Skagit County Public Hospital District 1, Washington, Revenue Bonds, Skagit Valley Hospital,
|
12/13 at 100.00
|
Baa2 (4)
|
1,019,090
|
|
Series 2003, 6.000%, 12/01/23 (Pre-refunded 12/01/13)
|
|||||
1,000
|
Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center,
|
12/20 at 100.00
|
Baa3
|
972,150
|
|
Series 2010, 5.500%, 12/01/39
|
|||||
1,000
|
Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center,
|
12/21 at 100.00
|
Baa3
|
882,030
|
|
Series 2012, 5.000%, 12/01/42
|
|||||
1,000
|
Washington Health Care Facilities Authority, Revenue Bonds, Seattle Children’s Hospital,
|
10/22 at 100.00
|
AA
|
986,330
|
|
Series 2012A, 5.000%, 10/01/42
|
|||||
4,000
|
Total Washington
|
3,859,600
|
|||
West Virginia – 1.5% (1.0% of Total Investments)
|
|||||
2,000
|
West Virginia Water Development Authority, Infrastructure Revenue Bonds, Series 2003A, 5.500%,
|
10/13 at 101.00
|
AA+ (4)
|
2,037,720
|
|
10/01/23 (Pre-refunded 10/01/13) – AMBAC Insured
|
|||||
2,150
|
West Virginia Water Development Authority, Loan Program II Revenue Bonds, Series 2003B,
|
11/13 at 101.00
|
A
|
2,197,128
|
|
5.250%, 11/01/23 – AMBAC Insured
|
|||||
4,150
|
Total West Virginia
|
4,234,848
|
|||
Wisconsin – 1.4% (0.9% of Total Investments)
|
|||||
160
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Divine Savior Healthcare,
|
5/16 at 100.00
|
BBB
|
155,530
|
|
Series 2006, 5.000%, 5/01/32
|
|||||
1,000
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Fort Healthcare Inc.,
|
5/14 at 100.00
|
BBB+
|
1,028,150
|
|
Series 2004, 5.375%, 5/01/18
|
|||||
2,500
|
Wisconsin State, General Obligation Bonds, Series 2006A, 4.750%, 5/01/25 – FGIC Insured (UB) (5)
|
5/16 at 100.00
|
AA
|
2,695,050
|
|
3,660
|
Total Wisconsin
|
3,878,730
|
|||
Wyoming – 0.5% (0.3% of Total Investments)
|
|||||
1,350
|
Sweetwater County, Wyoming, Solid Waste Disposal Revenue Bonds, FMC Corporation, Series 2005,
|
12/15 at 100.00
|
A–
|
1,423,007
|
|
5.600%, 12/01/35 (Alternative Minimum Tax)
|
|||||
$ 510,395
|
Total Investments (cost $430,823,404) – 157.8%
|
438,066,640
|
|||
Floating Rate Obligations – (15.2)%
|
(42,295,000)
|
||||
Variable Rate Demand Preferred Shares, at Liquidation Value – (46.0)% (7)
|
(127,700,000)
|
||||
Other Assets Less Liabilities – 3.4%
|
9,556,950
|
||||
Net Assets Applicable to Common Shares – 100%
|
$ 277,628,590
|
Level 1
|
Level 2
|
Level 3
|
Total
|
|
Long-Term Investments:
|
||||
Municipal Bonds
|
$ —
|
$438,066,640
|
$ —
|
$438,066,640
|
Gross unrealized:
|
|
Appreciation
|
$ 23,904,112
|
Depreciation
|
(21,604,477)
|
Net unrealized appreciation (depreciation) of investments
|
$ 2,299,635
|
(1)
|
All percentages shown in the Portfolio of Investments are based on net assets applicable to Common
|
|
shares unless otherwise noted.
|
||
(2)
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption.
|
|
There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities
|
||
may be subject to periodic principal paydowns.
|
||
(3)
|
Ratings: Using the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service,
|
|
Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or
|
||
BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any
|
||
of these national rating agencies.
|
||
(4)
|
Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities,
|
|
which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or
|
||
agency securities are regarded as having an implied rating equal to the rating of such securities.
|
||
(5)
|
Investment, or portion of investment, has been pledged to collateralize the net payment obligations for
|
|
investments in inverse floating rate transactions.
|
||
(6)
|
At or subsequent to the end of the reporting period, this security is non-income producing. Non-income
|
|
producing, in the case of a fixed-income security, generally denotes that the issuer has (1) defaulted on
|
||
the payment of principal or interest, (2) is under the protection of the Federal Bankruptcy Court or (3) the
|
||
Fund’s Adviser has concluded that the issue is not likely to meet its future interest payment obligations
|
||
and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records.
|
||
(7)
|
Variable Rate Demand Preferred Shares, at Liquidation Value as a percentage of Total Investments is 29.2%.
|
|
WI/DD
|
Investment, or portion of investment, purchased on a when-issued or delayed delivery basis.
|
|
(ETM)
|
Escrowed to maturity.
|
|
(IF)
|
Inverse floating rate investment.
|
|
(UB)
|
Underlying bond of an inverse floating rate trust reflected as a financing transaction.
|
a.
|
The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the "1940 Act") (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).
|
b.
|
There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant's internal control over financial reporting.
|
1.
|
I have reviewed this report on Form N-Q of Nuveen Premier Municipal Income Fund, Inc.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
|
4.
|
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
1.
|
I have reviewed this report on Form N-Q of Nuveen Premier Municipal Income Fund, Inc.;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
|
4.
|
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
a.
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
b.
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
c.
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
|
d.
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
a.
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
b.
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|