0001209191-23-039350.txt : 20230623
0001209191-23-039350.hdr.sgml : 20230623
20230623161559
ACCESSION NUMBER: 0001209191-23-039350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kosiba John W JR
CENTRAL INDEX KEY: 0001703463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19672
FILM NUMBER: 231037871
MAIL ADDRESS:
STREET 1: C/O AMERICAN SUPERCONDUCTOR CORPORATION
STREET 2: 64 JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/
CENTRAL INDEX KEY: 0000880807
STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621]
IRS NUMBER: 042959321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
BUSINESS PHONE: 9788423000
MAIL ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-21
0
0000880807
AMERICAN SUPERCONDUCTOR CORP /DE/
AMSC
0001703463
Kosiba John W JR
C/O AMERICAN SUPERCONDUCTOR CORPORATION
114 EAST MAIN ST
AYER
MA
01432
0
1
0
0
SVP, CFO & Treasurer
1
Common Stock
2023-06-21
4
S
0
50132
6.1544
D
407014
D
Common Stock
2023-06-22
4
S
0
29878
5.9514
D
377136
D
Common Stock
8122
I
By 401(k) Plan
Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023.
The sales were executed in multiple trades at prices ranging from $6.07-$6.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023.
The sales were executed in multiple trades at prices ranging from $5.75-$6.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Following all the transactions reported on this Form 4, the reporting person holds 377,136 shares directly.
Following all the transactions reported on this Form 4, the reporting person holds 8,122 shares indirectly through the company's 401(k) plan as of June 23, 2023.
/s/ John W. Kosiba, Jr.
2023-06-23