0001209191-23-039350.txt : 20230623 0001209191-23-039350.hdr.sgml : 20230623 20230623161559 ACCESSION NUMBER: 0001209191-23-039350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kosiba John W JR CENTRAL INDEX KEY: 0001703463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 231037871 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR CORPORATION STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-21 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001703463 Kosiba John W JR C/O AMERICAN SUPERCONDUCTOR CORPORATION 114 EAST MAIN ST AYER MA 01432 0 1 0 0 SVP, CFO & Treasurer 1 Common Stock 2023-06-21 4 S 0 50132 6.1544 D 407014 D Common Stock 2023-06-22 4 S 0 29878 5.9514 D 377136 D Common Stock 8122 I By 401(k) Plan Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023. The sales were executed in multiple trades at prices ranging from $6.07-$6.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023. The sales were executed in multiple trades at prices ranging from $5.75-$6.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 377,136 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 8,122 shares indirectly through the company's 401(k) plan as of June 23, 2023. /s/ John W. Kosiba, Jr. 2023-06-23