0001209191-22-033662.txt : 20220602 0001209191-22-033662.hdr.sgml : 20220602 20220602173656 ACCESSION NUMBER: 0001209191-22-033662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220531 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kosiba John W JR CENTRAL INDEX KEY: 0001703463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 22992185 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR CORPORATION STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-31 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001703463 Kosiba John W JR C/O AMERICAN SUPERCONDUCTOR CORPORATION 114 EAST MAIN ST AYER MA 01432 0 1 0 0 SVP, CFO & Treasurer Common Stock 2022-05-31 4 S 0 13325 5.4542 D 197232 D Common Stock 6060 I By 401(k) Plan Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The sales were executed in multiple trades at prices ranging from $5.33-$5.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 197,232 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 6,060 shares indirectly through the company's 401(k) plan as of June 2, 2022. /s/ John W. Kosiba, Jr. 2022-06-02