0001209191-21-068824.txt : 20211209 0001209191-21-068824.hdr.sgml : 20211209 20211209170640 ACCESSION NUMBER: 0001209191-21-068824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUDHRAJA VIKRAM S CENTRAL INDEX KEY: 0001284516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 211482702 MAIL ADDRESS: STREET 1: 201 S LAKE AVE STE 400 CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-08 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001284516 BUDHRAJA VIKRAM S C/O AMERICAN SUPERCONDUCTOR 114 EAST MAIN ST AYER MA 01432 1 0 0 0 Common Stock 2021-12-08 4 S 0 3000 11.9812 D 51694 D The sales reported on this Form 4 were made by Mr. Budhraja for tax planning purposes. The sales were executed in multiple trades at prices ranging from $11.92-$12.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 51,694 shares directly. /s/ John R. Samia, Attorney-in-Fact 2021-12-09