0001209191-21-035469.txt : 20210524 0001209191-21-035469.hdr.sgml : 20210524 20210524173848 ACCESSION NUMBER: 0001209191-21-035469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kosiba John W JR CENTRAL INDEX KEY: 0001703463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 21956404 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR CORPORATION STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-20 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001703463 Kosiba John W JR C/O AMERICAN SUPERCONDUCTOR CORPORATION 114 EAST MAIN ST AYER MA 01432 0 1 0 0 SVP, CFO & Treasurer Common Stock 2021-05-20 4 A 0 30000 0.00 A 244579 D Common Stock 2021-05-24 4 S 0 5794 14.177 D 238785 D Common Stock 5262 I By 401(k) Plan The restricted stock award was granted on May 20, 2021. The award will vest as follows: (a) 4,000 shares will vest on May 20, 2022, 4,000 shares will vest on May 20, 2023, and 4,000 shares will vest on May 20, 2024, and (b) 18,000 shares will vest upon the achievement of specified performance objectives. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on May 21, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The sales were executed in multiple trades at prices ranging from $13.88-$14.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 238,785 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 5,262 shares indirectly through the company's 401(k) plan as of May 24, 2021. /s/ John W. Kosiba, Jr. 2021-05-24