0001209191-21-035469.txt : 20210524
0001209191-21-035469.hdr.sgml : 20210524
20210524173848
ACCESSION NUMBER: 0001209191-21-035469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210520
FILED AS OF DATE: 20210524
DATE AS OF CHANGE: 20210524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kosiba John W JR
CENTRAL INDEX KEY: 0001703463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19672
FILM NUMBER: 21956404
MAIL ADDRESS:
STREET 1: C/O AMERICAN SUPERCONDUCTOR CORPORATION
STREET 2: 64 JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/
CENTRAL INDEX KEY: 0000880807
STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621]
IRS NUMBER: 042959321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
BUSINESS PHONE: 9788423000
MAIL ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-20
0
0000880807
AMERICAN SUPERCONDUCTOR CORP /DE/
AMSC
0001703463
Kosiba John W JR
C/O AMERICAN SUPERCONDUCTOR CORPORATION
114 EAST MAIN ST
AYER
MA
01432
0
1
0
0
SVP, CFO & Treasurer
Common Stock
2021-05-20
4
A
0
30000
0.00
A
244579
D
Common Stock
2021-05-24
4
S
0
5794
14.177
D
238785
D
Common Stock
5262
I
By 401(k) Plan
The restricted stock award was granted on May 20, 2021. The award will vest as follows: (a) 4,000 shares will vest on May 20, 2022, 4,000 shares will vest on May 20, 2023, and 4,000 shares will vest on May 20, 2024, and (b) 18,000 shares will vest upon the achievement of specified performance objectives.
Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on May 21, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
The sales were executed in multiple trades at prices ranging from $13.88-$14.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Following all the transactions reported on this Form 4, the reporting person holds 238,785 shares directly.
Following all the transactions reported on this Form 4, the reporting person holds 5,262 shares indirectly through the company's 401(k) plan as of May 24, 2021.
/s/ John W. Kosiba, Jr.
2021-05-24