0001209191-16-122155.txt : 20160520 0001209191-16-122155.hdr.sgml : 20160520 20160520161410 ACCESSION NUMBER: 0001209191-16-122155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maguire James F CENTRAL INDEX KEY: 0001549685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 161666337 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR CORP. STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-18 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001549685 Maguire James F C/O AMERICAN SUPERCONDUCTOR CORP. 64 JACKSON ROAD DEVENS MA 01434 0 1 0 0 EVP, Operations Common Stock 2016-05-18 4 S 0 29938 10.1548 D 45266 D Common Stock 2887 I By 401(k) Plan The sales reported on this Form 4 were effected for tax and estate planning purposes pursuant to a Rule 10b5-1 Plan. The disposition transaction was executed in muliple trades at prices ranging from $9.85-$10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person hold 45,266 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 2,887 shares indirectly through the company's 401(k) plan as of April 30, 2016. /s/ James F. Maguire 2016-05-20