0001209191-15-063577.txt : 20150804 0001209191-15-063577.hdr.sgml : 20150804 20150804160036 ACCESSION NUMBER: 0001209191-15-063577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150731 FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENRY DAVID A CENTRAL INDEX KEY: 0001195842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 151025413 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-31 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001195842 HENRY DAVID A C/O AMERICAN SUPERCONDUCTOR 64 JACKSON ROAD DEVENS MA 01434 0 1 0 0 EVP, CFO & Treasurer Common Stock 2015-07-31 4 S 0 929 5.0671 D 97580 D Common Stock 1552 I 401(k) Plan The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on July 31, 2015. The disposition transaction was executed in muliple trades at prices ranging from $4.99-$5.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 97,580 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 1,552 shares indirectly through the company's 401(k) plan as of July 31, 2015. /s/ David A. Henry 2015-08-04