0001209191-15-063577.txt : 20150804
0001209191-15-063577.hdr.sgml : 20150804
20150804160036
ACCESSION NUMBER: 0001209191-15-063577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150731
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/
CENTRAL INDEX KEY: 0000880807
STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621]
IRS NUMBER: 042959321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
BUSINESS PHONE: 9788423000
MAIL ADDRESS:
STREET 1: SIXTY FOUR JACKSON ROAD
CITY: DEVENS
STATE: MA
ZIP: 01434
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENRY DAVID A
CENTRAL INDEX KEY: 0001195842
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19672
FILM NUMBER: 151025413
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-31
0
0000880807
AMERICAN SUPERCONDUCTOR CORP /DE/
AMSC
0001195842
HENRY DAVID A
C/O AMERICAN SUPERCONDUCTOR
64 JACKSON ROAD
DEVENS
MA
01434
0
1
0
0
EVP, CFO & Treasurer
Common Stock
2015-07-31
4
S
0
929
5.0671
D
97580
D
Common Stock
1552
I
401(k) Plan
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on July 31, 2015.
The disposition transaction was executed in muliple trades at prices ranging from $4.99-$5.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Following all the transactions reported on this Form 4, the reporting person holds 97,580 shares directly.
Following all the transactions reported on this Form 4, the reporting person holds 1,552 shares indirectly through the company's 401(k) plan as of July 31, 2015.
/s/ David A. Henry
2015-08-04