0001209191-12-028298.txt : 20120515 0001209191-12-028298.hdr.sgml : 20120515 20120515165242 ACCESSION NUMBER: 0001209191-12-028298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiCecco Susan J CENTRAL INDEX KEY: 0001470072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 12845621 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-14 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001470072 DiCecco Susan J C/O AMERICAN SUPERCONDUCTOR CORPORATION 64 JACKSON ROAD DEVENS MA 01434 0 1 0 0 SVP, Corporate Administration Common Stock 2012-05-14 4 S 0 1250 3.9112 D 39257 D Common Stock 2424 I By 401(k) Plan The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales were to pay personal income taxes that are due upon the vesting of restricted stock on May 11 and 12, 2012. The disposition transaction was executed in muliple trades at prices ranging from $3.90-$3.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 39,257 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 2,424 shares indirectly through the company's 401(k) plan as of April 30, 2012. /s/ Susan J. DiCecco 2012-05-15