SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DiCecco Susan J

(Last) (First) (Middle)
C/O AMERICAN SUPERCONDUCTOR CORPORATION
64 JACKSON ROAD

(Street)
DEVENS MA 01434

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2009
3. Issuer Name and Ticker or Trading Symbol
AMERICAN SUPERCONDUCTOR CORP /DE/ [ AMSC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Corporate Administration
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 11,600 D
Common Stock 588(1) I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to buy) 04/17/2004(2) 04/17/2013 Common Stock 1,200 $3.44 D
Stock Option (Right to buy) 04/23/2003(3) 04/23/2012 Common Stock 250 $7.81 D
Stock Option (Right to buy) 04/26/2005(4) 04/26/2014 Common Stock 1,750 $13.94 D
Stock Option (Right to buy) 04/26/2008(5) 04/26/2017 Common Stock 4,000 $14.77 D
Stock Option (Right to buy) 05/11/2010(6) 05/11/2019 Common Stock 12,000 $25.5 D
Explanation of Responses:
1. The reporting person holds 588 shares indirectly through the company's 401(k) plan as of July 31, 2009.
2. The options are vested with respect to 1,200 shares.
3. The options are vested with respect to 250 shares.
4. The options are vested with respect to 1,750 shares.
5. The options are vested with respect to 2,667shares. The remaining 1,333 shares will vest on 4/27/2010.
6. The 12,000 shares will vest in three equal annual installments beginning 5/11/2010.
/s/ David A. Henry, Attorney-in-Fact 08/13/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.