485BPOS 1 d407259d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on September 10, 2012.

Registration No. 33-43773 and 811-6459

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-4

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933   
   Pre-Effective Amendment No.    ¨
   Post-Effective Amendment No. 36    x

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

   Amendment No. 79    x

(Check appropriate box or boxes)

 

 

MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT A

(Exact Name of Registrant)

 

 

TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY

(Name of Depositor)

 

 

4333 Edgewood Road, NE

Cedar Rapids, IA 52499-0001

(800) 346-3677

(Address and telephone number of principal executive offices)

 

 

Darin D. Smith

4333 Edgewood Road, NE

Cedar Rapids, IA 52499-0001

 

 

It is proposed that this filing will become effective (check appropriate space):

  x immediately upon filing pursuant to paragraph (b) of Rule 485
  ¨ on May 1, 2012 pursuant to paragraph (b) of Rule 485

(date)

 

  ¨ 60 days after filing pursuant to paragraph (a)(1) of Rule 485
  ¨ on                      pursuant to paragraph (a)(1) of Rule 485

(date)

If appropriate, check the following box:

 

  ¨ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

Title of Securities Being Registered: Units of Interest in Flexible Premium Individual Deferred Variable Annuity Contracts.

 

 

 

This Registration Statement incorporates by reference Parts A and B included in Post-Effective Amendment No. 35 to the Registrant’s Registration Statement on Form N-4 (File Nos. 33-43773/811-6459), dated May 1, 2012, that was filed with the Commission on April 26, 2012, pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933.

MERRILL LYNCH RETIREMENT PLUSSM VARIABLE ANNUITY

Issued by

Transamerica Advisors Life Insurance Company

Supplement Dated September 10, 2012

to the

Prospectus dated May 1, 2012

Effective on or about September 17, 2012, the following investment choices are generally available to contracts:

 

SUBACCOUNT   PORTFOLIO   ADVISOR/SUBADVISOR
TA Market Participation Strategy – Service Class   Transamerica Market Participation Strategy VP – Service Class   Quantitative Management Associates LLC
Investment Objective: Seeks Capital Appreciation
TA PIMCO Tactical - Balanced – Service Class   Transamerica PIMCO Tactical - Balanced VP – Service Class   Pacific Investment Management Company, LLC
Investment Objective: Seeks a combination of capital appreciation and income
TA PIMCO Tactical - Growth – Service Class   Transamerica PIMCO Tactical - Growth VP – Service Class   Pacific Investment Management Company, LLC
Investment Objective: Seeks a combination of capital appreciation and income
TA PIMCO Tactical - Conservative – Service Class   Transamerica PIMCO Tactical - Conservative VP – Service Class   Pacific Investment Management Company, LLC

Investment Objective: Seeks a combination of capital appreciation and income

This Prospectus Supplement must be accompanied

by the Prospectus for the

Merrill Lynch Retirement PlusSM Variable Annuity dated May 1, 2012

PART C

OTHER INFORMATION

Item 24. Financial Statements And Exhibits

 

(a)   Financial Statements
  All required Financial Statements are included in Part B of this Registration Statement.
(b)   Exhibits
  (1)    Resolution of the Board of Directors of Merrill Lynch Life Insurance Company establishing the Merrill Lynch Life Variable Annuity Separate Account A and Merrill Lynch Life Variable Annuity Separate Account B. Note 1
  (2)    Not Applicable
  (3)(a)    Form of Underwriting Agreement Between Merrill Lynch Life Insurance Company and Transamerica Capital, Inc. Note 2
  (3)(a)(1)    Amended and Restated Underwriting Agreement Between Transamerica Advisors Life Insurance Company and Transamerica Capital, Inc. Note 24
  (b)    Wholesaling Agreement between Merrill Lynch Life Insurance Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Transamerica Capital. Note 3
  (c)    Selling Agreement between Merrill Lynch Life Insurance Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch Life Agency, Inc. Note 3
  (d)    Master Distribution Agreement between Merrill Lynch Insurance Group, Inc., Merrill Lynch & Co., Inc., and AEGON USA, Inc. Note 4
  (4)(a)    Individual Variable Annuity Contract issued by Merrill Lynch Life Insurance Company. Note 1
  (b)    Merrill Lynch Life Insurance Company Contingent Deferred Sales Charge Waiver Endorsement. Note 1
  (c)    Individual Retirement Annuity Endorsement. Note 1
  (d)    Merrill Lynch Life Insurance Company Endorsement. Note 1
  (e)    Individual Variable Annuity Contract (revised) issued by Merrill Lynch Life Insurance Company (ML-VA-002). Note 5
  (f)    Merrill Lynch Life Insurance Company Endorsement (ML008). Note 5
  (g)    Merrill Lynch Life Insurance Company Individual Variable Annuity Contract (ML-VA-001). Note 5
  (h)    Tax-Sheltered Annuity Endorsement. Note 6
  (i)    Merrill Lynch Life Insurance Company Death Benefit Endorsement (ML043). Note 7
  (j)    Merrill Lynch Life Insurance Company Death Benefit Endorsement (ML044). Note 7
  (k)    Merrill Lynch Life Insurance Company Death Benefit Endorsement (ML045). Note 7
  (l)    Merrill Lynch Life Insurance Company Death Benefit Endorsement (ML046). Note 7
  (m)    Merrill Lynch Life Insurance Company Death Benefit Endorsement (ML047). Note 7
  (n)    Merrill Lynch Life Insurance Company Death Benefit Enhancement Riders (ML048 and ML049). Note 7
  (o)    Form of Contract Schedules to Individual Variable Annuity Contracts ML-VA-001 and ML-VA-002. Note 7
  (p)    Guaranteed Minimum Income Benefit Rider. Note 8
  (5)    Form of Application for the Flexible Premium Individual Deferred Variable Annuity. Note 7
  (6)(a)    Articles of Amendment, Restatement and Redomestication of the Articles of Incorporation of Merrill Lynch Life Insurance Company. Note 1

  (b)    Amended and Restated By-laws of Merrill Lynch Life Insurance Company. Note 1
  (b)(1)    Amended and Restated By-laws of Transamerica Advisors Life Insurance Company. Note 23
  (7)    Reinsurance Agreements.
  (a)    GMDB Reinsurance Agreement between MLLIC and ACE Tempest and Amendment No. 1. Note 21
  (a)(1)    Amendment No. 2 to the GMDB Reinsurance Agreement. Note 21
  (b)    GMIB Reinsurance Agreement between MLLIC and ACE Tempest Agreement and Amendments No. 1 and 2. Note 21
  (b)(1)    Amendment No. 3 to the GMIB Reinsurance Agreement. Note 21
  (c)    DBER Reinsurance Agreement between MLLIC and ACE Tempest and Amendments No. 1 and 2. Note 21
  (c)(1)    Amendment No. 3 to the DBER Reinsurance Agreement. Note 21
  (8)(a)    Amended General Agency Agreement. Note 9
  (b)    Indemnity Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Life Agency, Inc.. Note 1
  (c)    Management Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Asset Management, Inc.. Note 1
  (d)    Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Variable Series Funds, Inc. Relating to Maintaining Constant Net Asset Value for the Reserve Assets Fund. Note 1
  (e)    Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Variable Series Funds, Inc. Relating to Maintaining Constant Net Asset Value for the Domestic Money Market Fund. Note 1
  (f)    Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Variable Series Funds, Inc. Relating to Valuation and Purchase Procedures. Note 1
  (g)    Amended Service Agreement Between Merrill Lynch Life Insurance Company and Merrill Lynch Insurance Group, Inc.. Note 9
  (h)    Reimbursement Agreement Between Merrill Lynch Asset Management, Inc. and Merrill Lynch Life Agency, Inc.. Note 1
  (i)    Amendment to the Reimbursement Agreement Between Merrill Lynch Asset Management, L.P. and Merrill Lynch Life Agency, Inc.. Note 10
  (j)    Form of Participation Agreement Between Merrill Lynch Variable Series Funds, Inc., Merrill Lynch Life Insurance Company, ML Life Insurance Company of New York, and Family Life Insurance Company. Note 9
  (k)    Form of Participation Agreement Between Merrill Lynch Variable Series Funds, Inc. and Merrill Lynch Life Insurance Company. Note 1
  (k)(1)    Amendment of Agreements (Confidential Information). Note 27
  (l)    Amendment to the Participation Agreement Between Merrill Lynch Variable Series Funds, Inc. and Merrill Lynch Life Insurance Company. Note 10
  (m)    Participation Agreement By And Among AIM Variable Insurance Funds, Inc., AIM Distributors, Inc., and Merrill Lynch Life Insurance Company. Note 11
  (n)    Amendment to the Participation Agreement By And Among AIM Variable Insurance Funds, Inc., AIM Distributors, Inc., and Merrill Lynch Life Insurance Company. Note 10
  (n)(1)    Amendment No. 9 to Participation Agreement (AIM). Note 24
  (o)    Form of Participation Agreement Among Merrill Lynch Life Insurance Company, Alliance Capital Management L.P., and Alliance Fund Distributors, Inc.. Note 1
  (p)    Amendment to the Participation Agreement Among Merrill Lynch Life Insurance Company, Alliance Capital Management L.P., and Alliance Fund Distributors, Inc. dated May 1, 1997. Note 10
  (q)    Amendment to the Participation Agreement Among Merrill Lynch Life Insurance Company, Alliance Capital Management L.P., and Alliance Fund Distributors, Inc. dated June 5, 1998. Note 10
  (r)    Amendment to the Participation Agreement Among Merrill Lynch Life Insurance Company, Alliance Capital Management L.P., and Alliance Fund Distributors, Inc. dated July 22, 1999. Note 10
  (s)    Form of Participation Agreement Among MFS Variable Insurance Trust, Merrill Lynch Life Insurance Company, and Massachusetts Financial Services Company. Note 1

  (t)    Amendment to the Participation Agreement Among MFS® Variable Insurance TrustSM, Merrill Lynch Life Insurance Company, and Massachusetts Financial Services Company dated May 1, 1997. Note 10
  (t)(1)    Amended and Restated Participation Agreement (MFS). Note 25
  (u)    Form of Participation Agreement Among Merrill Lynch Life Insurance Company, Hotchkis and Wiley Variable Trust, and Hotchkis and Wiley. Note 12
  (v)    Amendment to the Participation Agreement Among Merrill Lynch Life Insurance Company and Hotchkis and Wiley Variable Trust. Note 10
  (w)    Form of Amendment to Participation Agreement Between Merrill Lynch Variable Series Funds, Inc. and Merrill Lynch Life Insurance Company. Note 12
  (x)    Form of Participation Agreement Between Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Life Insurance Company. Note 12
  (y)    Form of Participation Agreement Between Mercury Asset Management V.I. Funds, Inc. and Merrill Lynch Life Insurance Company. Note 6
  (z)    Form of Participation Agreement Between Davis Variable Account Fund, Inc. and Merrill Lynch Life Insurance Company. Note 13
  (z)(1)    Amendment of Agreements (Confidential Information). Note 27
  (aa)    Form of Participation Agreement Between American Century Investment Services, Inc. and Merrill Lynch Life Insurance Company. Note 14
  (aa)(1)    Amendment of Agreements (Confidential Information). Note 27
  (bb)    Form of Participation Agreement Between PIMCO Variable Insurance Trust and Merrill Lynch Life Insurance Company. Note 13
  (cc)    Form of Participation Agreement Between Federated Securities Corp., Insurance Series, and Merrill Lynch Life Insurance Company. Note 15
  (cc)(1)    Participation Agreement (Federated). Note 25
  (cc)(2)    Amendment of Agreements (Confidential Information). Note 27
  (cc)(3)    Amendment to Participation Agreement (Federated). Note 27
  (dd)    Form of Participation Agreement Between PIMCO Advisors VIT, OCC Distributors LLC, and Merrill Lynch Life Insurance Company. Note 15
  (ee)    Form of Participation Agreement Between Van Kampen Life Investment Trust and Merrill Lynch Life Insurance Company. Note 13
  (ff)    Form of Amendment to Participation Agreement by and among AIM Variable Insurance Funds, AIM Distributors, Inc., and Merrill Lynch Life Insurance Company. Note 16
  (gg)    Form of Rule 22c-2 Shareholder Information Agreement Between AIM Investment Services, Inc. and Merrill Lynch Life Insurance Company. Note 17
  (hh)    Form of Rule 22c-2 Shareholder Information Agreement Between AllianceBernstein Investor Services, Inc. and Merrill Lynch Life Insurance Company. Note 17
  (ii)    Form of Rule 22c-2 Shareholder Information Agreement Between American Century Investment Services, Inc. and Merrill Lynch Life Insurance Company. Note 17
  (jj)    Form of Rule 22c-2 Shareholder Information Agreement Between BlackRock Distributors, Inc. and Merrill Lynch Life Insurance Company. Note 18
  (kk)    Form of Rule 22c-2 Shareholder Information Agreement Between Davis Variable Account Fund, Inc., Davis Distributors, LLC and Merrill Lynch Life Insurance Company. Note 17
  (ll)    Form of Rule 22c-2 Shareholder Information Agreement Between Federated Securities Corp. and Merrill Lynch Life Insurance Company. Note 17
  (mm)    Form of Rule 22c-2 Shareholder Information Agreement Between MFS Fund Distributors, Inc. and Merrill Lynch Life Insurance Company. Note 17
  (nn)    Form of Participation Agreement Between MLIG Variable Insurance Trust, Merrill Lynch Pierce, Fenner & Smith, Inc., and Merrill Lynch Life Insurance Company. Note 18
  (oo)    Form of Rule 22c-2 Shareholder Information Agreement Between Allianz Global Investors Distributors LLC and Merrill Lynch Life Insurance Company. Note 17
  (pp)    Form of Rule 22c-2 Shareholder Information Agreement Between Van Kampen Funds, Inc. and Merrill Lynch Life Insurance Company. Note 17

  (qq)    Form of Amendment to Participation Agreement by and among Alliance Capital Management L.P., AllianceBernstein Investment Research and Management, Inc. and Merrill Lynch Life Insurance Company. Note 17
  (qq)(1)    Amendment of Agreements (Confidential Information). Note 27
  (rr)    Form of Amendment to Participation Agreement by and among Premier VIT, Allianz Global Investors Distributors LLC, and Merrill Lynch Life Insurance Company. Note 17
  (ss)    Form of Amendment to Participation Agreement by and among PIMCO Variable Insurance Trust, Allianz Global Investors Distributors LLC and Merrill Lynch Life Insurance Company. Note 17
  (tt)    Service Agreement by and between Davis Distributors, LLC and Merrill Lynch Life Insurance Company. Note 2
  (uu)    Participation Agreement by and among MLIG Variable Insurance Trust, Merrill Lynch Pierce Fenner & Smith Inc., Roszel Advisors, LLC, and Merrill Lynch Life Insurance Company. Note 2
  (vv)    Services Agreement between PIMCO Variable Insurance Trust and Merrill Lynch Life Insurance Company. Note 2
  (xx)    Keep Well Agreement between AEGON USA, Inc. and Merrill Lynch Life Insurance Company. Note 3
  (yy)    Purchase Agreement between Merrill Lynch Insurance Group, Inc., Merrill Lynch & Co., Inc., and AEGON USA, Inc.. Note 19
  (zz)    First Amendment to Purchase Agreement between Merrill Lynch Insurance Group, Inc., Merrill Lynch & Co., Inc., and AEGON USA, Inc.. Note 20
  (aaa)    Participation Agreement (TST). Note 26
  (aaa)(1)    Amendment No. 2 to Participation Agreement (TST). Note 27
  (aaa)(2)    Amendment No. 4 to Participation Agreement (TST). Note 27
  (aaa)(3)    Amendment No. 5 to Participation Agreement (TST). Note 27
  (9)    Opinion and Consent of Counsel. Note 25
  (10)(a)    Consent of Counsel. Note 25
  (b)    Consent of independent registered public accounting firm. Note 25
  (11)    Not Applicable
  (12)    Not Applicable
  (13)    Powers of Attorney. Note 24

 

Note 1.    Filed with Post-Effective Amendment No. 10 to Form N-4 Registration Statement (File No. 33-43773) dated December 10, 1996.
Note 2.    Incorporated by reference to Post-Effective Amendment No. 10 to Form N-4 Registration Statement (File No. 333-118362) dated April 25, 2008.
Note 3.    Incorporated by reference to the Annual Report on Form 10-K of Merrill Lynch Life Insurance Company (File No. 33-26322) dated March 27, 2008.
Note 4.    Incorporated by reference to Exhibit 10.2 to Merrill Lynch Life Insurance Company’s Current Report on Form 8-K (File No. 33-26322) dated January 4, 2008.
Note 5.    Filed with Post-Effective Amendment No. 7 to Form N-4 Registration Statement (File No. 33-43773) dated April 26, 1995.
Note 6.    Filed with Post-Effective Amendment No. 15 to Form N-4 Registration Statement (File No. 33-43773) dated April 13, 1999.
Note 7.    Filed with Post-Effective Amendment No. 18 to Form N-4 Registration Statement (File No. 33-43773) dated March 2, 2001.
Note 8.    Filed with Post-Effective Amendment No. 23 to Form N-4 Registration Statement (File No. 33-43773) dated October 8, 2002.
Note 9.    Filed with Post-Effective Amendment No. 5 to Form N-4 Registration Statement (File No. 33-43773) dated April 28, 1994.
Note 10.    Incorporated by reference to Initial Filing to Form N-4 Registration Statement (File No.333-90243) dated November 3, 1999.

Note 11.    Filed with Post-Effective Amendment No. 11 to Form N-4 Registration Statement (File No.33-43773) dated April 23, 1997.
Note 12.    Filed with Post-Effective Amendment No. 12 to Form N-4 Registration Statement (File No. 33-43773) dated May 1, 1998.
Note 13.    Incorporated by reference to Pre-Effective Amendment No. 2 to Form N-4 Registration Statement (File No. 333-90243) dated March 31, 2000.
Note 14.    Filed with Post-Effective Amendment No. 19 to Form N-4 Registration Statement (File No. 33-43773) dated April 30, 2001.
Note 15.    Incorporated by reference to Post-Effective Amendment No. 7 to Form N-4 Registration Statement (File No. 333-90243) dated April 23, 2004.
Note 16.    Incorporated by reference to Post-Effective Amendment No. 10 to Form N-4 Registration Statement (File No. 333-90243) dated April 21, 2006.
Note 17.    Incorporated by reference to Post-Effective Amendment No. 30 to Form N-4 Registration Statement (File No. 33-43773) dated April 17, 2007.
Note 18.    Incorporated by reference to Post-Effective Amendment No. 6 to Form N-4 Registration Statement (File No. 333-73544) dated April 17, 2007.
Note 19.    Incorporated by reference to Exhibit 10.1 to Merrill Lynch Life Insurance Company’s Current Report on Form 8-K (File No. 33-26322) dated August 17, 2007.
Note 20.    Incorporated by reference to Exhibit 10.1 to Merrill Lynch Life Insurance Company’s Current Report on Form 8-K (File No. 33-26322) dated January 4, 2008.
Note 21.    Filed with Post-Effective Amendment No. 32 to Form N-4 Registration Statement (File No. 33-43773) dated April 28, 2009.
Note 22.    Filed with Post-Effective Amendment No.33 to Form N-4 Registration Statement (File No. 33-43773) dated April 23, 2010.
Note 23.    Incorporated by reference to Post-Effective Amendment No. 11 to Form N-4 Registration Statement (File No. 333-91098) dated September 30, 2010.
Note 24.    Filed with Post-Effective Amendment No. 34 to Form N-4 Registration Statement (File No.33-43773) dated April 27, 2011.
Note 25.    Filed with Post-Effective Amendment No. 35 to Form N-4 Registration Statement (File No. 33-43773) dated April 26, 2012.
Note 26.    Incorporated by reference to Post-Effective Amendment No. 13 to Form N-4 Registration Statement (File No. 333-118362) dated April 23, 2010.
Note 27.    Filed herewith.

Item 25. Directors and Officers of the Depositor (Transamerica Advisors Life Insurance Company)

 

Name and Business Address

   

Principal Positions and Offices with Depositor

Thomas A. Swank

4333 Edgewood Road NE

Cedar Rapids, Iowa 52499-0001

    Director and President

Robert R Frederick

4333 Edgewood Road NE

Cedar Rapids, Iowa 52499-0001

    Director and Senior Vice President

John T. Mallett

4333 Edgewood Road NE

Cedar Rapids, Iowa 52499-0001

    Director and Vice President

Eric J. Martin

4333 Edgewood Road NE

Cedar Rapids, Iowa 52499-0001

    Director, Vice President, Corporate Controller, Chief Financial Officer and Treasurer

Darin D. Smith

    Director, Secretary, Division General Counsel and Vice President
4333 Edgewood Road NE   
Cedar Rapids, Iowa 52499-0001   

Item 26. Persons Controlled by or under Common Control with the Depositor or Registrant.

 

Name

   

Jurisdiction

of

Incorporation

   

Percent of Voting

Securities Owned

   

Business

25 East 38th Street, LLC

    Delaware    AEGON USA Realty Advisors, LLC is the non-owner Manager    Real estate investments

239 West 20th Street, LLC

    Delaware    Sole Member - AEGON USA Realty Advisors, LLC    Real estate investments

313 East 95th Street, LLC

    Delaware    Sole Member - AEGON USA Realty Advisors, LLC    Real estate investments

319 East 95th Street, LLC

    Delaware    Sole Member - AEGON USA Realty Advisors, LLC    Real estate investments

AEGON Alliances, Inc.

    Virginia    100% Commonwealth General Corporation    Insurance company marketing support

AEGON Asset Management Services, Inc.

    Delaware    100% AUSA Holding Co.    Registered investment advisor

AEGON Assignment Corporation

    Illinois    100% AEGON Financial Services Group, Inc.    Administrator of structured settlements

AEGON Assignment Corporation of Kentucky

    Kentucky    100% AEGON Financial Services Group, Inc.    Administrator of structured settlements

AEGON Canada ULC

    Canada    AEGON Canada Holding B.V. owns 168,250,001 shares of Common Stock; 1,500 shares of Series III Preferred stock; 2 shares of Series II Preferred stock. TIHI Canada Holding, LLC owns 1,441,941.26 shares of Class B - Series I Preferred stock.    Holding company

AEGON Capital Management Inc.

    Canada    100% AEGON Asset Management (Canada) B.V.    Portfolio management company/investment advisor

AEGON-CMF GP, LLC

    Delaware    Transamerica Realty Services, Inc. is sole Member    Investment in commercial mortgage loans

AEGON Core Mortgage Fund, LP

    Delaware    General Partner - AEGON-CMF GP, LLC    Investment in mortgages

AEGON Direct & Affinity Marketing Services Limited

    Hong Kong    100% AEGON DMS Holding B.V.    Provide consulting services ancillary to the marketing of insurance products overseas.

AEGON Direct Marketing Services, Inc.

    Maryland    Monumental Life Insurance Company owns 103,324 shares; Commonwealth General Corporation owns 37,161 shares    Marketing company

AEGON Direct Marketing Services Australia Pty Ltd.

    Australia    100% Transamerica Direct Marketing Asia Pacific Pty Ltd.    Marketing/operations company

AEGON Direct Marketing Services Europe Ltd.

    United Kingdom    100% Cornerstone International Holdings, Ltd.    Marketing

AEGON Direct Marketing Services Insurance Broker (HK) Limited

    Hong Kong    100% AEGON Direct Marketing Services Hong Kong Limited    Brokerage company

AEGON Direct Marketing Services International, Inc.

    Maryland    100% AUSA Holding Company    Marketing arm for sale of mass marketed insurance coverage

AEGON Direct Marketing Services Japan K.K.

    Japan    100% AEGON DMS Holding B.V.    Marketing company

AEGON Direct Marketing Services Korea Co., Ltd.

    Korea    100% AEGON DMS Holding B.V.    Provide consulting services ancillary to the marketing of insurance products overseas.

AEGON Direct Marketing Services Mexico, S.A. de C.V.

    Mexico    100% AEGON DMS Holding B.V.    Provide management advisory and technical consultancy services.

AEGON Direct Marketing Services Mexico Servicios, S.A. de C.V.

    Mexico    100% AEGON DMS Holding B.V.    Provide marketing, trading, telemarketing and advertising services in favor of any third party, particularly in favor of insurance and reinsurance companies.

Name

   

Jurisdiction

of

Incorporation

   

Percent of Voting

Securities Owned

   

Business

AEGON Direct Marketing Services, Inc.

    Taiwan    100% AEGON DMS Holding B.V.    Authorized business: Enterprise management consultancy, credit investigation services, to engage in business not prohibited or restricted under any law of R.O.C., except business requiring special permission of government

AEGON Direct Marketing Services (Thailand) Ltd.

    Thailand    97% Transamerica International Direct Marketing Consultants, LLC; remaining 3% held by various AEGON employees    Marketing of insurance products in Thailand

AEGON Financial Services Group, Inc.

    Minnesota    100% Transamerica Life Insurance Company    Marketing

AEGON Fund Management Inc.

    Canada    100% AEGON Asset Management (Canada) B.V.    Mutual fund manager

AEGON Funding Company, LLC.

    Delaware    100% AEGON USA, LLC    Issue debt securities-net proceeds used to make loans to affiliates

AEGON Institutional Markets, Inc.

    Delaware    100% Commonwealth General Corporation    Provider of investment, marketing and administrative services to insurance companies

AEGON Life Insurance Agency Inc.

    Taiwan    100% AEGON Direct Marketing Services, Inc. (Taiwan Domiciled)    Life insurance

AEGON Managed Enhanced Cash, LLC

    Delaware    Members: Transamerica Life Insurance Company (91.4675%) ; Monumental Life Insurance Company (8.5325%)    Investment vehicle for securities lending cash collateral

AEGON Management Company

    Indiana    100% AEGON U.S. Holding Corporation    Holding company

AEGON N.V.

    Netherlands    22.446% of Vereniging AEGON Netherlands Membership Association    Holding company

AEGON Stable Value Solutions Inc.

    Delaware    100% Commonwealth General Corporation    Principle Business: Provides management services to the stable value division of AEGON insurers who issue synthetic GIC contracts.

AEGON Structured Settlements, Inc.

    Kentucky    100% Commonwealth General Corporation    Administers structured settlements of plaintiff’s physical injury claims against property and casualty insurance companies

AEGON U.S. Holding Corporation

    Delaware    100% Transamerica Corporation    Holding company

AEGON USA Asset Management Holding, LLC

    Iowa    100% AUSA Holding Company    Holding company

AEGON USA Investment Management, LLC

    Iowa    100% AEGON USA Asset Management Holding, LLC    Investment advisor

AEGON USA Real Estate Services, Inc.

    Delaware    100% AEGON USA Realty Advisors, Inc.    Real estate and mortgage holding company

AEGON USA Realty Advisors, LLC

    Iowa    Sole Member - AEGON USA Asset Management Holding, LLC    Administrative and investment services

AEGON USA Realty Advisors of California, Inc.

    Iowa    100% AEGON USA Realty Advisors, Inc.    Investments

AEGON USA Travel and Conference Services LLC

    Iowa    100% Money Services, Inc.    Travel and conference services

AEGON USA, LLC

    Iowa    100% AEGON U.S. Holding Corporation    Holding company

AFSG Securities Corporation

    Pennsylvania    100% Commonwealth General Corporation    Inactive

ALH Properties Eight LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Eleven LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Four LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Nine LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Seven LLC

    Delaware    100% FGH USA LLC    Real estate

Name

   

Jurisdiction

of

Incorporation

   

Percent of Voting

Securities Owned

   

Business

ALH Properties Seventeen LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Sixteen LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Ten LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Twelve LLC

    Delaware    100% FGH USA LLC    Real estate

ALH Properties Two LLC

    Delaware    100% FGH USA LLC    Real estate

American Bond Services LLC

    Iowa    100% Transamerica Life Insurance Company (sole member)    Limited liability company

ARC Reinsurance Corporation

    Hawaii    100% Transamerica Corporation    Property & Casualty Insurance

ARV Pacific Villas, A California Limited Partnership

    California    General Partners - Transamerica Affordable Housing, Inc. (0.5%); Non-Affiliate of AEGON, Jamboree Housing Corp. (0.5%). Limited Partner: Transamerica Life Insurance Company (99%)    Property

Asia Business Consulting Company

    China    100% Asia Investments Holdings, Limited    Provide various services upon request from Beijing Dafu Insurance Agency.

Asia Investments Holdings, Limited

    Hong Kong    99% Transamerica Life Insurance Company    Holding company

AUSA Holding Company

    Maryland    100% AEGON USA, LLC    Holding company

AUSA Properties, Inc.

    Iowa    100% AUSA Holding Company    Own, operate and manage real estate

AUSACAN LP

    Canada    General Partner - AUSA Holding Co. (1%); Limited Partner - AEGON USA, LLC (99%)    Inter-company lending and general business

AXA Equitable AgriFinance, LLC

    Delaware    Members: AEGON USA Realty Advisors, LLC (50%); AXA Equitable Life Insurance Company, a non-affiliate of AEGON (50%)    Agriculturally-based real estate advisory services

Bay Area Community Investments I, LLC

    California    70%Transamerica Life Insurance Company; 30% Monumental Life Insurance Company    Investments in low income housing tax credit properties

Bay State Community Investments I, LLC

    Delaware    100% Monumental Life Insurance Company    Investments in low income housing tax credit properties

Bay State Community Investments II, LLC

    Delaware    100% Monumental Life Insurance Company    Investments in low income housing tax credit properties

Beijing Dafu Insurance Agency Co. Ltd.

   

Peoples Republic

of China

    10% owned by WFG China Holdings, Inc.; 90% owned by private individual (non-AEGON associated)    Insurance Agency

Canadian Premier Holdings Ltd.

    Canada    100% AEGON DMS Holding B.V.    Holding company

Canadian Premier Life Insurance Company

    Canada    100% Canadian Premier Holdings Ltd.    Insurance company

CBC Insurance Revenue Securitization, LLC

    Delaware    100% Clark Consulting, LLC    Special purpose

Chicago Community Housing Fund I, LLC

    Delaware    100% Transamerica Life Insurance Company    Investments

Clark/Bardes (Bermuda) Ltd.

    Bermuda    100% Clark Consulting, LLC    Insurance agency

Clark, LLC

    Delaware    Sole Member - Diverisified Investment Advisors, Inc.    Holding company

Clark Consulting, LLC

    Delaware    100% Clark, LLC    Financial consulting firm

Clark Investment Strategies, inc.

    Delaware    100% Clark Consulting, LLC    Registered investment advisor

Clark Securities, Inc.

    California    100% Clark Consulting, LLC    Broker-Dealer

Commonwealth General Corporation

    Delaware    100% AEGONUSA, LLC    Holding company

Consumer Membership Services Canada Inc.

    Canada    100% Canadian Premier Holdings Ltd.    Marketing of credit card protection membership services in Canada

Cornerstone International Holdings Ltd.

    UK    100% AEGON DMS Holding B.V.    Holding company

CRG Insurance Agency, Inc.

    California    100% Clark Consulting, Inc.    Insurance agency

Creditor Resources, Inc.

    Michigan    100% AUSA Holding Co.    Credit insurance

CRI Canada Inc.

    Canada    100% Creditor Resources, Inc.    Holding company

CRI Solutions Inc.

    Maryland    100% Creditor Resources, Inc.    Sales of reinsurance and credit insurance

Cupples State LIHTC Investors, LLC

    Delaware    100% Garnet LIHTC Fund VIII, LLC    Investments

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Diversified Actuarial Services, Inc.

    Massachusetts    100% Diversified Investment Advisors, Inc.    Employee benefit and actuarial consulting

Diversified Investors Securities Corp.

    Delaware    100% Diversified Investment Advisors, Inc.    Broker-Dealer

Diversified Retirement Corporation

    Delaware    100% AUSA Holding Company    Registered investment advisor

Erfahrungsschatz GmbH

    Germany    100% Cornerstone International Holdings, Ltd.    Marketing/membership

FD TLIC, LLC

    New York    100% Transamerica Life Insurance Company    Broadway production

FD TLIC Ltd.

    United Kingdom    100% FD TLIC, LLC    Theatre production

FGH Realty Credit LLC

    Delaware    100% FGH USA, LLC    Real estate

FGH USA LLC

    Delaware    100% RCC North America LLC    Real estate

FGP 90 West Street LLC

    Delaware    100% FGH USA LLC    Real estate

FGP West Mezzanine LLC

    Delaware    100% FGH USA LLC    Real estate

FGP West Street LLC

    Delaware    100% FGP West Mezzanine LLC    Real estate

FGP West Street Two LLC

    Delaware    100% FGH USA LLC    Real estate

Fifth FGP LLC

    Delaware    100% FGH USA LLC    Real estate

Financial Planning Services, Inc.

    District of Columbia    100% Commonwealth General Corporation    Special-purpose subsidiary

First FGP LLC

    Delaware    100% FGH USA LLC    Real estate

Fourth & Market Funding, LLC

    Delaware    Commonwealth General Corporation owns 0% participating percentage, but is Managing Member. Ownership: 99% Monumental Life Insurance Company and 1% Garnet Assurance Corporation II    Inactive

Fourth FGP LLC

    Delaware    100% FGH USA LLC    Real estate

Garnet Assurance Corporation

    Kentucky    100%Transamerica Life Insurance Company    Investments

Garnet Assurance Corporation II

    Iowa    100% Commonwealth General Corporation    Business investments

Garnet Assurance Corporation III

    Iowa    100% Transamerica Life Insurance Company    Business investments

Garnet Community Investments, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments II, LLC

    Delaware    100% Monumental Life Insurance Company    Securities

Garnet Community Investments III, LLC

    Delaware    100%Transamerica Life Insurance Company    Business investments

Garnet Community Investments IV, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments V, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments VI, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments VII, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments VIII, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments IX, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments X, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments XI, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments XII, LLC

    Delaware    100% Monumental Life Insurance Company    Investments

Garnet Community Investments XVIII, LLC

    Delaware    100% Transamerica Life Insurance Company    Investments

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Garnet Community Investments XX, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXIV, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Real estate investments

Garnet Community Investments XXV, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investment XXVI, LLC

    Delaware    100% Transamerica Life Insurance Company    Investments

Garnet Community Investments XXVII, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investment XXVIII, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXIX, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXX, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXXI, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Investments

Garnet LIHTC Fund II, LLC

    Delaware    Members: Garnet Community Investments II, LLC (0.01%); Metropolitan Life Insurance Company, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund III, LLC

    Delaware    Members: Garnet Community Investments III, LLC (0.01%); Jefferson-Pilot Life Insurance Company, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund IV, LLC

    Delaware    Members: Garnet Community Investments IV, LLC (0.01%); Goldenrod Asset Management, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund V, LLC

    Delaware    Members: Garnet Community Investments V, LLC (0.01%); Lease Plan North America, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund VI, LLC

    Delaware    Members: Garnet Community Investments VI, LLC (0.01%); Pydna Corporation, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund VII, LLC

    Delaware    Members: Garnet Community Investments VII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate(99.99%)    Investments

Garnet LIHTC Fund VIII, LLC

    Delaware    Members: Garnet Community Investments VIII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate(99.99%)    Investments

Garnet LIHTC Fund IX, LLC

    Delaware    Members: Garnet Community Investments IX, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund X, LLC

    Delaware    Members: Garnet Community Investments X, LLC (0.01%); Goldenrod Asset Management, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XI, LLC

    Delaware    Members: Garnet Community Investments XI, LLC (0.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)    Investments

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Garnet LIHTC Fund XII, LLC

    Delaware    Garnet Community Investments XII, LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)    Investments

Garnet LIHTC Fund XII-A, LLC

    Delaware    Garnet Community Investments XII, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XII-B, LLC

    Delaware    Garnet Community Investments XII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XII-C, LLC

    Delaware    Garnet Community Investments XII, LLC (.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIII, LLC

    Delaware    Garnet Community Investments XII, LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)    Investments

Garnet LIHTC Fund XIII-A, LLC

    Delaware    Garnet Community Investments XII, LLC (.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIII-B, LLC

    Delaware    Garnet Community Investments XII, LLC (.01%); Norlease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIV, LLC

    Delaware    0.01% Garnet Community Investments, LLC; 49.995% Wells Fargo Bank, N.A.; and 49.995% Goldenrod Asset Management, Inc.    Investments

Garnet LIHTC Fund XV, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XVI, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); FNBC Leasing Corporation, a non-AEGON entity (99.99%)    Investments

Garnet LIHTC Fund XVII, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); ING USA Annuity and Life Insurance company, a non-affiliate of AEGON (12.999%), and ReliaStar Life Insurance Company, a non-affiliate of AEGON (86.991%).    Investments

Garnet LIHTC Fund XVIII, LLC

    Delaware    Members: Garnet Community Investments XVIII, LLC (0.01%); Verizon Capital Corp., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIX, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XX, LLC

    Delaware    Sole Member - Garnet Community Investments XX, LLC    Investments

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Garnet LIHTC Fund XXI, LLC

    Delaware    100% Garnet Community Investments, LLC    Investments

Garnet LIHTC Fund XXII, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); Norlease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XXIII, LLC

    Delaware    Members: Garnet Community Investments, LLC (0.01%); Idacorp Financial Services, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XXIV, LLC

    Delaware    100% Garnet Community Investments XXVI, LLC    Investments

Garnet LIHTC Fund XXV, LLC

    Delaware    Members: Garnet Community Investment XXV, LLC (0.01%); Garnet LIHTC Fund XXVIII LLC (1%); non-affiliates of AEGON: Mt. Hamilton Fund, LLC (97.99%); Google Affordable Housing I LLC (1%)    Investments

Garnet LIHTC Fund XXVI, LLC

    Delaware    Members: Garnet Community Investments XXVI, LLC (0.01%); American Income Life Insurance Company, a non-affiliate of AEGON (99.99%)    Investments

Garnet LIHTC Fund XXVII, LLC

    Delaware    Members: Garnet Community Investments XXVII, LLC (0.01%); Transamerica Life Insurance Company (16.7045%); non-affiliates of AEGON: Aetna Life Insurance Company (30.2856%); New York Life Insurance Company (22.7142%); ProAssurance Casualty Company (3.6343%); ProAssurance Indemnity Company (8.4800%); State Street Brank and Trust Company (18.1714%)    Investments

Garnet LIHTC Fund XXVIII, LLC

    Delaware    Members: Garnet Community Investments XXVIII LLC (0.01%); non-affiliates of AEGON: USAA Casualty Insurance Company (17.998%); USAA General Indemnity Company (19.998%); USAA Life Insurance Company (3.999%); United Services Automobile Association (57.994%)    Real estate investments

Garnet LIHTC Fund XXIX, LLC

    Delaware    Members: Garnet Community Investments XXIX, LLC (.01%); non-affiliate of AEGON: Bank of America, N.A. (99.99%)    Investments

Garnet LIHTC Fund XXX, LLC

    Delaware    Managing Member - Garnet Community Investments XXX, LLC    Investments

Garnet LIHTC Fund XXXI, LLC

    Delaware    Members: Garnet Community Investments XXXI, LLC (0.1%); non-affiliates of AEGON: Thunderbolt Peak Fund, LLC (98.99%); Google Affordable Housing I, LLC (1%)    Investments

Global Preferred Re Limited

    Bermuda    100% AEGON USA, LLC    Reinsurance

Horizons Acquisition 5, LLC

    Florida    Sole Member - PSL Acquisitions Operating, LLC    Development company

Horizons St. Lucie Development, LLC

    Florida    Sole Member - PSL Acquisitions Operating, LLC    Development company

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Innergy Lending, LLC

    Delaware    50% World Financial Group, Inc.; 50% ComUnity Lending, Inc.(non-AEGON entity)    In the process of being dissolved

Intersecurities Insurance Agency, Inc.

    California    100% Western Reserve Life Assurance Co. of Ohio    Insurance agency

Investment Advisors International, Inc.

    Delaware    100% AUSA Holding Company    Investments

Investors Warranty of America, Inc.

    Iowa    100% AUSA Holding Co.    Leases business equipment

IWA Commercial Venture, LLC

    Georgia    Sole Member - Investors Waranty of America, Inc.    Maintain property tax abatement

Legacy General Insurance Company

    Canada    100% Canadian Premier Holdings Ltd.    Insurance company

Life Investors Alliance, LLC

    Delaware    Sole Member - Transamerica Life Insurance Company    Purchase, own, and hold the equity interest of other entities

LIICA Holdings, LLC

    Delaware    Sole Member: Transamerica Life Insurance Company    To form and capitalize LIICA Re I, Inc.

LIICA Re I, Inc.

    Vermont    100% LIICA Holdings, LLC    Captive insurance company

LIICA Re II, Inc.

    Vermont    100%Transamerica Life Insurance Company    Captive insurance company

Massachusetts Fidelity Trust Company

    Iowa    100% AUSA Holding Co.    Trust company

MLIC Re I, Inc.

    Vermont    100% Stonebridge Life Insurance Company    Captive insurance company

Money Services, Inc.

    Delaware    100% AUSA Holding Co.    Provides financial counseling for employees and agents of affiliated companies

Monumental Financial Services, Inc.

    Maryland    100% AEGON USA, LLC    DBA in the State of West Viriginia for United Financial Services, Inc.

Monumental General Administrators, Inc.

    Maryland    100% AUSA Holding Company    Provides management services to unaffiliated third party administrator

Monumental Life Insurance Company

    Iowa    87.72% Commonwealth General Corporation; 12.28% AEGON USA, LLC    Insurance Company

nVISION Financial, Inc.

    Iowa    100% AUSA Holding Company    Special-purpose subsidiary

NEF Investment Company

    California    100% Transamerica Life Insurance Company    Real estate development

New Markets Community Investment Fund, LLC

    Iowa    50% AEGON Institutional Markets, Inc.; 50% AEGON USA Realty Advisors, Inc.    Community development entity

Oncor Insurance Services, LLC

    Iowa    Sole Member - Life Investors Financial Group, Inc.    Direct sales of term life insurance

Peoples Benefit Services, LLC

    Pennsylvania    Sole Member - Stonebridge Life Insurance Company    Special-purpose subsidiary

Pine Falls Re, Inc.

    Vermont    100% Stonebridge Life Insurance Company    Captive insurance company

Primus Guaranty, Ltd.

    Bermuda    Partners are: Transamerica Life Insurance Company (13.1%) and non-affiliates of AEGON: XL Capital, Ltd. (34.7%); CalPERS/PCO Corporate Partners Fund, LLC (13.0%); Radian Group (11.1%). The remaining 28.1% of stock is publicly owned.    Provides protection from default risk of investment grade corporate and sovereign issues of financial obligations.

Prisma Holdings, Inc. I

    Delaware    100% AEGON USA Asset Management Holding, LLC    Holding company

Prisma Holdings, Inc. II

    Delaware    100% AEGON USA Asset Management Holding, LLC    Holding company

PSL Acquisitions, LLC

    Iowa    Sole Member: Investors Warranty of America, Inc.    Aquirer of Core Florida mortgage loans from Investors Warranty and holder of foreclosed read estate.

PSL Acquisitions Operating, LLC

    Iowa    Sole Member: Investors Warranty of America, Inc.    Owner of Core subsidiary entities

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Pyramid Insurance Company, Ltd.

    Hawaii    100% Transamerica Corporation    Property & Casualty Insurance

RCC North America LLC

    Delaware    100% AEGON USA, LLC    Real estate

Real Estate Alternatives Portfolio 1 LLC

    Delaware    Members: Transamerica Life Insurance Company (90.96%); Monumental Life Insurance Company (6.30%); Transamerica Financial Life Insurance Company (2.74%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 2 LLC

    Delaware    Members are: Transamerica Life Insurance Company (90.25%); Transamerica Financial Life Insurance Company (7.5%); Stonebridge Life Insurance Company (2.25%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 3 LLC

    Delaware    Members are: Transamerica Life Insurance Company (73.4%); Monumental Life Insurance Company (25.6%); Stonebridge Life Insurance Company (1%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 3A, Inc.

    Delaware    Members: Monumental Life Insurance Company (37%); Transamerica Financial Life Insurance Company (9.4%); Transamerica Life Insurance Company (52.6%); Stonebridge Life Insurance Company (1%)    Real estate alternatives investment

Real Estate Alternatives Portfolio 4 HR, LLC

    Delaware    Members are: Transamerica Life Insurance Company (64%); Monumental Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.    Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment

Real Estate Alternatives Portfolio 4 MR, LLC

    Delaware    Members are: Transamerica Life Insurance Company (64%); Monumental Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.    Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment

Realty Information Systems, Inc.

    Iowa    100% Transamerica Realty Services, LLC    Information Systems for real estate investment management

Retirement Project Oakmont

    California    General Partner: Transamerica Oakmont Retirement Associates, a CA limited partnership; Transamerica Life Insurance Company (limited partner); and Oakmont Gardens, a CA limited partnership (non-AEGON entity limited partner). General Partner of Transamerica Oakmont Retirement Associates is Transamerica Oakmont Corporation. 100 units of limited partnership interests widely held by individual investors.    Senior living apartment complex

River Ridge Insurance Company

    Vermont    100% AEGON Management Company    Captive insurance company

Second FGP LLC

    Delaware    100% FGH USA LLC    Real estate

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Selient Inc.

    Canada    100% Canadian Premier Holdings Ltd.    Application service provider providing loan origination platforms to Canadian credit unions.

Seventh FGP LLC

    Delaware    100% FGH USA LLC    Real estate

Short Hills Management Company

    New Jersey    100% AEGON U.S. Holding Corporation    Holding company

Southwest Equity Life Insurance Company

    Arizona    Voting common stock is allocated 75% of total cumulative vote - AEGON USA, LLC. Participating Common stock (100% owned by non-AEGON shareholders) is allocated 25% of total cumulative vote.    Insurance

St. Lucie West Development Company, LLC

    Florida    Sole Member - PSL Acquisitions Operating, LLC    Development company

Stonebridge Benefit Services, Inc.

    Delaware    100% Commonwealth General Corporation    Health discount plan

Stonebridge Casualty Insurance Company

    Ohio    100% AEGON USA, LLC    Insurance company

Stonebridge Group, Inc.

    Delaware    100% Commonwealth General Corporation    General purpose corporation

Stonebridge International Insurance Ltd.

    UK    100% Cornerstone International Holdings Ltd.    General insurance company

Stonebridge Life Insurance Company

    Vermont    100% Commonwealth General Corporation    Insurance company

Stonebridge Reinsurance Company

    Vermont    100% Stonebridge Life Insurance Company    Captive insurance company

TAH-MCD IV, LLC

    Iowa    Sole Member - Transamerica Affordable Housing, Inc.    Serve as the general partner for McDonald Corporate Tax Credit Fund IV Limited Partnership

TAH Pentagon Funds, LLC

    Iowa    Sole Member - Transamerica Affordable Housing, Inc.    Serve as a general partner in a lower-tier tax credit entity

TAHP Fund 1, LLC

    Delaware    Sole Member - Monumental Life Insurance Company    Real estate investments

TAHP Fund 2, LLC

    Delaware    Sole Member - Garnet LIHTC Fund VIII, LLC    Low incoming housing tax credit

TAHP Fund VII, LLC

    Delaware    Investor Member: Garnet LIHTC Fund XIX, LLC    Real estatement investments

TCF Asset Management Corporation

    Colorado    100% TCFC Asset Holdings, Inc.    A depository for foreclosed real and personal property

TCFC Air Holdings, Inc.

    Delaware    100% Transamerica Commercial Finance Corporation, I    Holding company

TCFC Asset Holdings, Inc.

    Delaware    100% Transamerica Commercial Finance Corporation, I    Holding company

The AEGON Trust Advisory Board: Mark W. Mullin, Alexander R. Wynaendts, and Craig D. Vermie

    Delaware    AEGON International B.V.    Voting Trust

The RCC Group, Inc.

    Delaware    100% FGH USA LLC    Real estate

THH Acquisitions, LLC

    Iowa    Sole Member - Investors Waranty of America, Inc.    Acquirer of Core South Carolina mortgage loans from Investors Warranty of America, Inc. and holder of foreclosed real estate.

TIHI Canada Holding, LLC

    Iowa    Sole Member - Transamerica International Holdings, Inc.    Holding company

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TIHI Mexico, S. de R.L. de C.V.

    Mexico    95% Transamerica International Holdings, Inc.; 5% Transamerica Life Insurance Company    To render and receive all kind of administrative, accountant, mercantile and financial counsel and assistance to and from any other Mexican or foreign corporation, whether or not this company is a shareholder of them

TLIC Riverwood Reinsurance, Inc.

    Iowa    100% Transamerica Life Insurance Company    Limited purpose subsidiary life insurance company

Tradition Development Company, LLC

    Florida    Sole Member – PSL Acquisitions Operating, LLC    Development company

Tradition Irrigation Company, LLC

    Florida    Sole Member – PSL Acquisitions Operating, LLC    Irrigation company

Transamerica Accounts Holding Corporation

    Delaware    100% TCFC Asset Holdings, Inc.    Holding company

Transamerica Advisors Life Insurance Company

    Arkansas    100% AEGON USA, LLC    Insurance company

Transamerica Advisors Life Insurance Company of New York

    New York    100% AEGON USA, LLC    Insurance company

Transamerica Affinity Marketing Corretora de Seguros Ltda.

    Brazil    749,000 quota shares owned by AEGON DMS Holding B.V.; 1 quota share owned by AEGON International B.V.    Brokerage company

Transamerica Affinity Services, Inc.

    Maryland    100% AEGON Direct Marketing Services, Inc.    Marketing company

Transamerica Affordable Housing, Inc.

    California    100% Transamerica Realty Services, LLC    General partner LHTC Partnership

Transamerica Agency Network, Inc.

    Iowa    100% AUSA Holding Company    Special purpose subsidiary

Transamerica Annuity Service Corporation

    New Mexico    100% Transamerica International Holdings, Inc.    Performs services required for structured settlements

Transamerica Asset Management, Inc.

    Florida    Western Reserve Life Assurance Co. of Ohio owns 77%; AUSA Holding Co. owns 23%.    Fund advisor

Transamerica Aviation LLC

    Delaware    100% TCFC Air Holdings, Inc.    Special purpose corporation

Transamerica Capital, Inc.

    California    100% AUSA Holding Co.    Broker/Dealer

Transamerica Commercial Finance Corporation, I

    Delaware    100% Transamerica Finance Corporation    Holding company

Transamerica Consultora Y Servicios Limitada

    Chile    95% Transamerica Life Insurance Company; 5% Transamerica International Holdings, Inc.    Special purpose limited liability corporation

Transamerica Consumer Finance Holding Company

    Delaware    100% TCFC Asset Holdings, Inc.    Consumer finance holding company

Transamerica Corporation

    Delaware    100% The AEGON Trust    Major interest in insurance and finance

Transamerica Corporation

    Oregon    100% Transamerica Corporation    Holding company

Transamerica Direct Marketing Asia Pacific Pty Ltd.

    Australia    100% AEGON DMS Holding B.V.    Holding company

Transamerica Direct Marketing Consultants, LLC

    Maryland    51% Hugh J. McAdorey; 49% AEGON Direct Marketing Services, Inc.    Provide consulting services ancillary to the marketing of insurance products overseas.

Transamerica Direct Marketing Consultants Private Limited

    India    100% AEGON DMS Holding B.V.    Marketing consultant

Transamerica Distribution Finance – Overseas, Inc.

    Delaware    100% TCFC Asset Holdings, Inc.    Commercial Finance

Transamerica Finance Corporation

    Delaware    100% Transamerica Corporation    Commercial & Consumer Lending & equipment leasing

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Transamerica Financial Advisors, Inc.

    Delaware    1,00 shares owned by AUSA Holding Company; 209 shares owned by Transamerica International Holdings, Inc.    Broker/Dealer

Transamerica Financial Life Insurance Company

    New York    87.40% AEGON USA, LLC; 12.60% Transamerica Life Insurance Company    Insurance

Transamerica Fund Services, Inc.

    Florida    Western Reserve Life Assurance Co. of Ohio owns 44%; AUSA Holding Company owns 56%    Mutual fund

Transamerica Funding LP

    U.K.    99% Transamerica Leasing Holdings, Inc.; 1% Transamerica Commercial Finance Corporation, I    Intermodal leasing

Transamerica Home Loan

    California    100% Transamerica Consumer Finance Holding Company    Consumer mortgages

Transamerica Insurance Marketing Asia Pacific Pty Ltd.

    Australia    100% Transamerica Direct Marketing Asia Pacific Pty Ltd.    Insurance intermediary

Transamerica International Direct Marketing Consultants, LLC

    Maryland    51% Hugh J. McAdorey; 49% AEGON Direct Marketing Services, Inc.    Provide consulting services ancillary to the marketing of insurance products overseas.

Transamerica International Holdings, Inc.

    Delaware    100% AEGON USA, LLC    Holding company

Transamerica International RE (Bermuda) Ltd.

    Bermuda    100% AEGON USA, LLC    Reinsurance

Transamerica International Re Escritório de Representação no Brasil Ltd

    Brazil    95% Transamerica International Re(Bermuda) Ltd.; 5% Transamerica International Holdings, Inc.    Insurance and reinsurance consulting

Transamerica Investment Management, LLC

    Delaware    Sole Member - AEGON USA Asset Management Holding, LLC    Investment advisor

Transamerica Leasing Holdings, Inc.

    Delaware    100% Transamerica Finance Corporation    Holding company

Transamerica Life (Bermuda) Ltd.

    Bermuda    100% Transamerica Life Insurance Company    Long-term life insurer in Bermuda - - will primarily write fixed universal life and term insurance

Transamerica Life Canada

    Canada    100% AEGON Canada ULC    Life insurance company

Transamerica Life Insurance Company

    Iowa    676,190 shares Common Stock owned by Transamerica International Holdings, Inc.; 86,590 shares of Preferred Stock owned by Transamerica Corporation; 30,564 shares of Preferred Stock owned by AEGON USA, LLC    Insurance

Transamerica Minerals Company

    California    100% Transamerica Realty Services, LLC    Owner and lessor of oil and gas properties

Transamerica Oakmont Corporation

    California    100% Transamerica International Holdings, Inc.    General partner retirement properties

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Transamerica Oakmont Retirement Associates

    California    General Partner is Transamerica Oakmont Corporation. 100 units of limited partnership interests widely held by individual investors.    Senior living apartments

Transamerica Pacific Insurance Company, Ltd.

    Hawaii    26,000 shares common stock owned by Commonwealth General Corporation; 1,000 shares of common stock owned by Transamerica International Holdings, Inc.    Life insurance

Transamerica Pyramid Properties LLC

    Iowa    100% Monumental Life Insurance Company    Realty limited liability company

Transamerica Realty Investment Properties LLC

    Delaware    100% Monumental Life Insurance Company    Realty limited liability company

Transamerica Realty Services, LLC

    Delaware    AUSA Holding Company - sole Member    Real estate investments

Transamerica Resources, Inc.

    Maryland    100% Monumental General Administrators, Inc.    Provides actuarial consulting services

Transamerica Retirement Management, Inc.

    Minnesota    100% AEGON Financial Services Group, Inc.    Life Insurance and underwriting services

Transamerica Retirement Services Corp.

    Ohio    100% AUSA Holding Company    Record keeping

Transamerica Small Business Capital, Inc.

    Delaware    100% TCFC Asset Holdings, Inc.    Holding company

Transamerica Trailer Leasing Sp. Z.O.O.

    Poland    100% Transamerica Leasing Holdings, Inc.    Leasing

Transamerica Vendor Financial Services Corporation

    Delaware    100% TCFC Asset Holdings, Inc.    Provides commercial leasing

United Financial Services, Inc.

    Maryland    100% AEGON USA, LLC    General agency

Universal Benefits, LLC

    Iowa    100% AUSA Holding Co.    Third party administrator

Western Reserve Life Assurance Co. of Ohio

    Ohio    100% AEGON USA, LLC    Insurance

WFG China Holdings, Inc.

    Delaware    100% World Financial Group, Inc.    Hold interest in Insurance Agency located in Peoples Republic of China

WFG Insurance Agency of Puerto Rico, Inc.

    Puerto Rico    100% World Financial Group Insurance Agency, Inc.    Insurance agency

WFG Properties Holdings, LLC

    Georgia    100% World Financial Group, Inc.    Marketing

WFG Property & Casualty Insurance Agency of Nevada, Inc.

    Nevada    100% WFG Property & Casualty Insurance Agency, Inc.    Insurance agency

WFG Property & Casualty Insurance Agency, Inc.

    Georgia    100% World Financial Group Insurance Agency, Inc.    Insurance agency

WFG Reinsurance Limited

    Bermuda    51% owned by World Financial Group, Inc; remaining 49% is annually offered to independent contractors associated with WFG Reinsurance Ltd.    Reinsurance

WFG Securities of Canada, Inc.

    Canada    100% World Financial Group Holding Company of Canada, Inc.    Mutual fund dealer

World Financial Group Holding Company of Canada Inc.

    Canada    100% Transamerica International Holdings, Inc.    Holding company

World Financial Group, Inc.

    Delaware    100% AEGON Asset Management Services, Inc.    Marketing

World Financial Group Insurance Agency of Canada Inc.

    Ontario    50% World Financial Group Holding Co. of Canada Inc.; 50% World Financial Group Subholding Co. of Canada Inc.    Insurance agency

World Financial Group Insurance Agency of Hawaii, Inc.

    Hawaii    100% World Financial Group Insurance Agency, Inc.    Insurance agency

World Financial Group Insurance Agency of Massachusetts, Inc.

    Massachusetts    100% World Financial Group Insurance Agency, Inc.    Insurance agency

World Financial Group Insurance Agency of Wyoming, Inc.

    Wyoming    100% World Financial Group Insurance Agency, Inc.    Insurance agency

Name

   

Jurisdiction

of

Incorporation

   

Percent of Voting

Securities Owned

   

Business

World Financial Group Insurance Agency, Inc.

    California    100% Western Reserve Life Assurance Co. of Ohio    Insurance agency

World Financial Group Subholding Company of Canada Inc.

    Canada    100% World Financial Group Holding Company of Canada, Inc.    Holding company

World Group Securities, Inc.

    Delaware    100% AEGON Asset Management Services, Inc.    Broker-dealer

Yarra Rapids, LLC

    Delaware    Yarra Rapids Management, LLC is the non-owner Manager    Real estate investments

Yarra Rapids Management, LLC

    Delaware    AEGON USA Realty Advisors, LLC is non-owner Manager; no ownership interests at this time.    Company organized for the intention of real estate investments but no business at this time

Zahorik Company, Inc.

    California    100% AUSA Holding Co.    Inactive

Zero Beta Fund, LLC

    Delaware    Members are: Transamerica Life Insurance Company (74.0181%); Monumental Life Insurance Company (23.6720%); Transamerica Financial Life Insurance Company (2.3097%). Manager: AEGON USA Investment Management LLC    Aggregating vehicle formed to hold various fund investments.

Item 27. Number of Contracts

The number of Contracts in force as of February 28, 2012 was 30,633.

Item 28. Indemnification

The following provisions regarding the Indemnification of Directors and Officers of the Registrant are applicable:

Amended And Restated By-Laws Of Transamerica Advisors Life Insurance Company, Article VI

Sections 1, 2, 3 And 4 – Indemnification Of Directors, Officers, Employees And Incorporators

Section 1. Actions Other Than By Or In The Right Of The Corporation. The Corporation shall indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an action by or in the right of the Corporation) by reason of the fact that he is or was a director, officer or employee of the Corporation, against expenses (including attorneys’ fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by him in connection with such action, suit or proceeding if he acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the Corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe his conduct was unlawful. The termination of any action, suit or proceeding by judgment, order, settlement, conviction, or upon a plea of nolo contendere or its equivalent, shall not, of itself, create a presumption that the person did not act in good faith and in a manner which he reasonably believed to be in or not opposed to the best interests of the Corporation, and, with respect to any criminal action or proceeding, had reasonable cause to believe that his conduct was unlawful.

Section 2. Actions By Or In The Right Of The Corporation. The Corporation shall indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action or suit by or in the right of the Corporation to procure a judgment in its favor by reason of the fact that he is or was a director, officer or employee of the Corporation, against expenses (including attorneys’ fees) actually and reasonably incurred by him in connection with the defense or settlement of such action or suit if he acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the Corporation and except that no indemnification shall be made in respect of any claim, issue or matter as to which such person shall have been adjudged to be liable to the Corporation unless and only to the extent that the Court of Chancery or the Court in which such action or suit was brought shall determine upon application that, despite the adjudication of liability but in view of all the circumstances of the case, such person is fairly and reasonably entitled to indemnity for such expenses which the Court of Chancery or such other Court shall deem proper.

Section 3. Right To Indemnification. To the extent that a director, officer or employee of the Corporation has been successful on the merits or otherwise in defense of any action, suit or proceeding referred to in Sections 1 and 2 of this Article, or in defense of any claim, issue or matter therein, he shall be indemnified against expenses (including attorneys’ fees) actually and reasonably incurred by him in connection therewith.

Section 4. Determination Of Right To Indemnification. Any indemnification under Sections 1 and 2 of this Article (unless ordered by a Court) shall be made by the Corporation only as authorized in the specific case upon a determination that indemnification of the director, officer, or employee is proper in the circumstances because he has met the applicable standard of conduct set forth in Sections 1 and 2 of this Article. Such determination shall be made (i) by the board of directors by a majority vote of a quorum consisting of directors who were not parties to such action, suit or proceeding, or (ii) if such a quorum is not obtainable, or, even if obtainable, a quorum of disinterested directors so directs, by independent legal counsel in a written opinion, or (iii) by the stockholders.

Other Indemnification

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Depositor pursuant to the foregoing provisions, or otherwise, the Depositor has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event of a claim for indemnification against such liabilities (other than the payment by the Depositor of expenses incurred or paid by a director, officer or controlling person in connection with the securities being registered), the Depositor will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

ITEM 29. Principal Underwriters

 

(a) Transamerica Capital, Inc. serves as the principal underwriter for:

Transamerica Capital, Inc. serves as the principal underwriter for the Retirement Builder Variable Annuity Account, Separate Account VA A, Separate Account VA B, Separate Account VA C, Separate Account VA D, Separate Account VA E, Separate Account VA F, Separate Account VA I, Separate Account VA J, Separate Account VA K, Separate Account VA L, Separate Account VA M, Separate Account VA P, Separate Account VA Q, Separate Account VA R, Separate Account VA S, Separate Account VA W, Separate Account VA X, Separate Account VA Y; Separate Account VA EE, Separate Account VA FF, Separate Account VA HH, Separate Account VA-1, Separate Account VA-2L, Separate Account VA-5, Separate Account VA-6, Separate Account VA-7, Separate Account VA-8, Separate Account Fund B, Separate Account Fund C, Transamerica Corporate Separate Account Sixteen, Transamerica Separate Account R3, Separate Account VL, Separate Account VUL-1; Separate Account VUL-2, Separate Account VUL-3, Separate Account VUL-4, Separate Account VUL-5, Separate Account VUL-6, Separate Account VUL A, and Variable Life Account A. These accounts are separate accounts of Transamerica Life Insurance Company.

Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA N, Separate Account VA BNY, Separate Account VA HNY, Separate Account VA PP, Separate Account VA QNY, Separate Account VA QQ, Separate Account VA WNY, Separate Account VA YNY, TFLIC Separate Account VNY, Separate Account VA-2LNY, TFLIC Separate Account C, Separate Account VA-5NLNY, Separate Account VA-6NY, TFLIC Series Annuity Account and TFLIC Series Life Account. These accounts are separate accounts of Transamerica Financial Life Insurance Company.

Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA U, Separate Account VA V, Separate Account VA AA, WRL Series Life Account, WRL Series Life Account G, WRL Series Life Corporate Account, WRL Series Annuity Account and WRL Series Annuity Account B. These accounts are separate accounts of Western Reserve Life Assurance Co. of Ohio.

Transamerica Capital, Inc. also serves as principal underwriter for Separate Account VA BB, Separate Account VA CC and Separate Account VL E. This account is a separate account of Monumental Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for Merrill Lynch Life Variable Annuity Separate Account, Merrill Lynch Life Variable Annuity Separate Account A, Merrill Lynch Life Variable Annuity Separate Account B, Merrill Lynch Life Variable Annuity Separate Account C, Merrill Lynch Life Variable Annuity Separate Account D, Merrill Lynch Variable Life Separate Account, and Merrill Lynch Life Variable Life Separate Account II. These accounts are separate accounts of Transamerica Advisors Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for ML of New York Variable Annuity Separate Account, ML of New York Variable Annuity Separate Account A, ML of New York Variable Annuity Separate Account B, ML of New York Variable Annuity Separate Account C, ML of New York Variable Annuity Separate Account D, ML of New York Variable Life Separate Account, and ML of New York Variable Life Separate Account II. These accounts are separate accounts of Transamerica Advisors Life Insurance Company of New York.

Transamerica Capital, Inc. also serves as principal underwriter for Transamerica Series Trust, Transamerica Funds and Transamerica Investors, Inc.

(b) Directors and Officers of Transamerica Capital, Inc.:

 

Name

   

Principal

Business Address

  

Position and Offices with Underwriter

Thomas A. Swank

    (1)   Director

Michael W. Brandsma

    (2)   Director, President and Chief Financial Officer

David W. Hopewell

    (1)   Director

David R. Paulsen

    (2)   Director, Chief Executive Officer and Chief Sales Officer

Blake S. Bostwick

    (2)   Chief Marketing Officer and Chief Operations Officer

Courtney John

    (2)   Chief Compliance Officer and Vice President

Erin K. Burke

    (1)   Assistant Secretary

Amy Angle

    (3)   Assistant Vice President

Elizabeth Belanger

    (4)   Assistant Vice President

Margaret A. Cullem-Fiore

    (5)   Assistant Vice President

Dennis P. Gallagher

    (5)   Assistant Vice President

Shelley A. Mossman

    (1)   Assistant Vice President

Christy Post-Rissin

    (5)   Assistant Vice President

Brenda L. Smith

    (5)   Assistant Vice President

Darin D. Smith

    (1)   Assistant Vice President

Lisa Wachendorf

    (1)   Assistant Vice President

Arthur D. Woods

    (5)   Assistant Vice President

Carrie N. Powicki

    (2)   Secretary

Karen R. Wright

    (3)   Treasurer

Karen D. Heburn

    (5)   Vice President

Wesley J. Hodgson

    (2)   Vice President

 

(1) 4333 Edgewood Road N.E., Cedar Rapids, IA 52499-0001
(2) 4600 S Syracuse St, Suite 1100, Denver, CO 80237-2719
(3) 100 Light Street, Floor B1, Baltimore, MD 21202
(4) 440 Mamaroneck Avenue, Harrison, NY 10528
(5) 570 Carillon Parkway, St. Petersburg, FL 33716

(c) Compensation to Principal Underwriter:

 

Name of Principal
Underwriter

   Net Underwriting
Discounts and
Commissions(1)		     Compensation  on
Redemption		     Brokerage
Commissions		     Compensation  
Transamerica Capital, Inc.     11,801,950        0        0        0   

 

(1) Fiscal Year 2011

Item 30. Location of Accounts and Records

All accounts, books, and records required to be maintained by Section 31(a) of the 1940 Act and the rules promulgated thereunder are maintained by the Manager Regulatory Filing Unit, Transamerica Advisors Life Insurance Company at 4333 Edgewood Road, N.E., Cedar Rapids, Iowa 52499-0001.

Item 31. Not Applicable

Item 32. Undertakings and Representations

(a) Registrant undertakes to file a post-effective amendment to the Registrant Statement as frequently as is necessary to ensure that the audited financial statements in the Registration Statement are never more than 16 months old for so long as payments under the variable annuity contracts may be accepted.

(b) Registrant undertakes to include either (1) as part of any application to purchase a contract offered by the prospectus, a space that an applicant can check to request a statement of additional information, or (2) a postcard or similar written communications affixed to or included in the prospectus that the applicant can remove to send for a statement of additional information.

(c) Registrant undertakes to deliver any statement of additional information and any financial statements required to be made available under this Form promptly upon written or oral request.

(d) Transamerica Advisors Life Insurance Company hereby represents that the fees and charges deducted under the Contract, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by Transamerica Advisors Life Insurance Company.

(e) Registrant hereby represents that it is relying on the American Council of Life Insurance (avail. Nov. 28, 1988) no-action letter with respect to Contracts used in connection with retirement plans meeting the requirements of Section 403(b) of the Internal Revenue Code, and represents further that it will comply with the provisions of paragraphs (1) through (4) set forth in that no-action letter.

SIGNATURES

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant hereby certifies that this Amendment to the Registration Statement meets the requirements for effectiveness pursuant to paragraph (b) of Securities Act Rule 485 and has caused this Registration Statement to be signed on its behalf, in the City of Cedar Rapids and State of Iowa, on this 7th day of September, 2012.

 

MERRILL LYNCH LIFE VARIABLE
ANNUITY SEPARATE ACCOUNT A
TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY
Depositor
*    
Thomas A. Swank  
President and Director  

As required by the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the duties indicated.

 

Signatures

     

Title

  

Date

*      Director and President   ____________, 2012

Thomas A. Swank

       
*      Director and Senior Vice President   ____________, 2012

Robert R. Frederick

       
*      Director and Vice President   ____________, 2012

John T. Mallett

       
*      Director, Treasurer, Vice   ____________, 2012

Eric J. Martin

     

President, Corporate Controller

and Chief Financial Officer

  
  /s/ Darin D. Smith      Director, Vice President,   September 7, 2012

Darin D. Smith

     

Division General Counsel and

Secretary

  

*By: Darin D. Smith - Attorney-in-Fact pursuant to Powers of Attorney filed herewith.

Registration No.

033-43773

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

EXHIBITS

TO

FORM N-4

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

FOR

MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT A

 

 

EXHIBIT INDEX

 

Exhibit No.

   

Description of Exhibit

    Page No.*
8(aaa)(1)    Amendment No. 2 to Participation Agreement (TST)   
8(aaa)(2)    Amendment No. 4 to Participation Agreement (TST)   
8(aaa)(3)    Amendment No. 5 to Participation Agreement (TST)   
8(k)(1)    Amendment of Agreement (Confidential Information)   
8(z)(1)    Amendment of Agreement (Confidential Information)   
8(aa)(1)    Amendment of Agreement (Confidential Information)   
8(cc)(2)    Amendment of Agreement (Confidential Information)   
8(cc)(3)    Addendum to Participation Agreement (Federated)   
8(qq)(1)    Amendment of Agreement (Confidential Information)   

 

* Page numbers included only in manually executed original.