-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0j8jvczsXqAOcxeruTbNSlmwbSNC74kE+XwwIJQZcS/8YiZMglK7jWZ7rPkfK9I MzSedvTJoO1QJ/bOf0YbBw== 0001005477-08-004188.txt : 20080618 0001005477-08-004188.hdr.sgml : 20080618 20080618173200 ACCESSION NUMBER: 0001005477-08-004188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080609 FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTA INC DE/ CENTRAL INDEX KEY: 0000880643 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330326866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CONNELL DRIVE STREET 2: .. CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: (908) 286-9800 MAIL ADDRESS: STREET 1: 200 CONNELL DRIVE STREET 2: .. CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARRELL RAYMOND P JR CENTRAL INDEX KEY: 0001100843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 08906430 BUSINESS ADDRESS: BUSINESS PHONE: 9082869800 MAIL ADDRESS: STREET 1: 200 CONNELL DRIVE CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 4 1 edgar123.xml FORM 4 X0202 4 2008-06-09 0 0000880643 GENTA INC DE/ GNTA 0001100843 WARRELL RAYMOND P JR C/O GENTA INCORPORATED 200 CONNELL DRIVE BERKELEY HEIGHTS NJ 07922 1 1 0 0 Chairman & CEO 15% Convertible Debentures due 2010 .01 2008-06-09 4 P 0 1950000 1950000 A 2008-06-09 2010-06-09 Common Stock par value $.001 195000000 195000000 D 15% Convertible Debentures due 2010 .01 2008-06-09 4 P 0 300000 300000 A 2008-06-09 2010-06-09 Common Stock par value $.001 30000000 30000000 I By spouse Dr. Warrell has the opportunity to convert $1,950,000 of Senior Secured Convertible Debentures into 195,000,000 shares of Common Stock. However pursuant to an ownership cap in the debentures, Dr. Warrell is restricted from converting the debentures into shares of Common Stock if the number of shares of common stock to be issued pursuant to such conversion, when aggregated with all other shares of common stock owned by Dr. Warrell at such time and all shares of common stock that Dr. Warrell is beneficial holder of, would result in Dr. Warrell beneficially owning in excess of 9.999% of the then issued and outstanding shares of common stock outstanding at such time. Dr. Itri has the opportunity to convert $300,000 of Senior Secured Convertible Debentures into 30,000,000 sares of Common Stock. However, pursuant to an ownership cap in the debentures, Dr. Itri is restricted from converting the debentures into shares of common stock if the number of shares of common stock to be issued pursuant to such conversion, when aggregated with all other shares of common stock owned by Dr. Itri at such time and all shares of common stock that Dr. Itri is beneficial holder of, would result in Dr. Itri beneficially owning in excess of 9.999% of the then issued and outstanding shares of common stock outstanding at such time. RAYMOND P. WARRELL, JR. Md 2008-06-17 -----END PRIVACY-ENHANCED MESSAGE-----