0001664272-23-000192.txt : 20230303 0001664272-23-000192.hdr.sgml : 20230303 20230303163142 ACCESSION NUMBER: 0001664272-23-000192 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230125 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemba Peter M CENTRAL INDEX KEY: 0001064674 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 23704652 MAIL ADDRESS: STREET 1: 250 WEST 34TH STREET, 3RD FLOOR STREET 2: C/O WISDOMTREE, INC. CITY: NEW YORK STATE: NY ZIP: 10119 FORMER NAME: FORMER CONFORMED NAME: ZIEMBA PETER M DATE OF NAME CHANGE: 19980623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 FORMER COMPANY: FORMER CONFORMED NAME: WisdomTree Investments, Inc. DATE OF NAME CHANGE: 20090401 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 4/A 1 f4a_a1e2k00000rxrneua1-live.xml PRIMARY DOCUMENT X0306 4/A 2023-01-25 2023-01-27 false 0000880631 WisdomTree, Inc. WT 0001064674 Ziemba Peter M 250 WEST 34TH STREET, 3RD FLOOR C/O WISDOMTREE, INC. NEW YORK NY 10119 false true false false Chief Administrative Officer Performance Based Restricted Stock Units 2023-01-25 4 A false 29372.0000 0.0000 A Common Stock 29372.0000 29372.0000 D Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. /s/ Marci Frankenthaler, Attorney-in-Fact 2023-03-03