0001664272-23-000030.txt : 20230127
0001664272-23-000030.hdr.sgml : 20230127
20230127165158
ACCESSION NUMBER: 0001664272-23-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230125
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg Jonathan L
CENTRAL INDEX KEY: 0000934992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 23563948
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET, 3RD FLOOR
STREET 2: C/O WISDOMTREE, INC.
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER NAME:
FORMER CONFORMED NAME: STEINBERG JONATHAN L
DATE OF NAME CHANGE: 19950106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: WisdomTree Investments, Inc.
DATE OF NAME CHANGE: 20090401
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
4
1
f4_a1e2k00000rxpvouat-live.xml
PRIMARY DOCUMENT
X0306
4
2023-01-25
false
0000880631
WisdomTree, Inc.
WT
0000934992
Steinberg Jonathan L
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR
NEW YORK
NY
10119
true
true
false
false
Chief Executive Officer
Common Stock
2023-01-25
4
F
false
69057.0000
0.0000
D
8542543.0000
D
Common Stock
2023-01-25
4
A
false
320142.0000
0.0000
A
8611600.0000
D
Common Stock
798.0000
I
By Spouse
Performance-Based Restricted Stock Units
2023-01-25
4
A
false
320142.0000
0.0000
A
Common Stock
320142.0000
320142.0000
D
Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 106,714 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026.
Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026.
Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
/s/ Marci Frankenthaler, Attorney-in-Fact
2023-01-27