0001209191-21-003923.txt : 20210115
0001209191-21-003923.hdr.sgml : 20210115
20210115204522
ACCESSION NUMBER: 0001209191-21-003923
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210115
DATE AS OF CHANGE: 20210115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Muni Amit
CENTRAL INDEX KEY: 0001326907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 21533575
MAIL ADDRESS:
STREET 1: WISDOMTREE INVESTMENTS, INC.
STREET 2: 245 PARK AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-15
0
0000880631
WisdomTree Investments, Inc.
WETF
0001326907
Muni Amit
C/O WISDOMTREE INVESTMENTS, INC.
245 PARK AVENUE, 35TH FLOOR
NEW YORK
NY
10167
0
1
0
0
Chief Financial Officer
Common Stock
2021-01-15
4
M
0
75000
5.05
A
743987
D
Common Stock
2021-01-15
4
S
0
75000
5.3279
D
668987
D
Stock Option (right to buy)
5.05
2021-01-15
4
M
0
75000
5.05
D
2021-01-26
Common Stock
75000
0
D
Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 15, 2020. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.45, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
Exercisable as to 37,500 shares on each of January 27, 2014, 2015, 2016 and 2017.
/s/ Marci Frankenthaler, Attorney-in-Fact
2021-01-15