0001209191-20-006244.txt : 20200204
0001209191-20-006244.hdr.sgml : 20200204
20200204151159
ACCESSION NUMBER: 0001209191-20-006244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Jeremy
CENTRAL INDEX KEY: 0001756978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 20573260
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE, 35TH FLOOR
STREET 2: C/O WISDOMTREE INVESTMENTS, INC.
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-03
0
0000880631
WisdomTree Investments, Inc.
WETF
0001756978
Schwartz Jeremy
C/O WISDOMTREE INVESTMENTS, INC.
245 PARK AVENUE, 35TH FLOOR
NEW YORK
NY
10167
0
1
0
0
Global Head of Research
Common Stock
2020-02-03
4
P
0
20000
4.2043
A
672496
D
The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.175 to $4.2150, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.
/s/ Marci Frankenthaler, Attorney-in-Fact
2020-02-04