0001209191-18-000289.txt : 20180102 0001209191-18-000289.hdr.sgml : 20180102 20180102171730 ACCESSION NUMBER: 0001209191-18-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180102 DATE AS OF CHANGE: 20180102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacAlpine Kurt CENTRAL INDEX KEY: 0001645443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 18502612 MAIL ADDRESS: STREET 1: C/O WISDOMTREE INVESTMENTS, INC. STREET 2: 245 PARK AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-29 0 0000880631 WisdomTree Investments, Inc. WETF 0001645443 MacAlpine Kurt C/O WISDOMTREE INVESTMENTS, INC. 245 PARK AVENUE, 35TH FLOOR NEW YORK NY 10167 0 1 0 0 Global Head of Distribution Common Stock 2017-12-29 4 F 0 8355 0.00 D 128970 D Common Stock 2017-12-29 4 F 0 7621 0.00 D 121349 D Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. Includes restricted stock awards vesting as to (i) 14,913 shares on July 1, 2018, (ii) 20,613 shares on January 27, 2019, (iii) 16,620 shares on January 25, 2019 and (iv) 16,621 shares on January 25, 2020. /s/ Marci Frankenthaler, Attorney-in-Fact 2018-01-02