0001209191-17-006107.txt : 20170130 0001209191-17-006107.hdr.sgml : 20170130 20170130161413 ACCESSION NUMBER: 0001209191-17-006107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON GREGORY E CENTRAL INDEX KEY: 0001070596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 17557627 MAIL ADDRESS: STREET 1: 245 PARK AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-27 0 0000880631 WisdomTree Investments, Inc. WETF 0001070596 BARTON GREGORY E C/O WISDOMTREE INVESTMENTS, INC. 245 PARK AVENUE, 35TH FLOOR NEW YORK NY 10167 0 1 0 0 Chief Operating Officer Common Stock 2017-01-27 4 F 0 13173 0.00 D 256058 D Common Stock 2017-01-28 4 F 0 5783 0.00 D 250275 D Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020. Includes restricted stock awards vesting as to (i) 15,646 shares on January 28, 2018, (ii) 35,630 shares on each of January 27, 2018 and 2019, (iii) 3,662 shares on each of January 25, 2018 and 2019 and (iv) 3,663 shares on January 25, 2020. /s/ Marci Frankenthaler, Attorney-in-Fact 2017-01-30