0001209191-17-003923.txt : 20170117 0001209191-17-003923.hdr.sgml : 20170117 20170117172642 ACCESSION NUMBER: 0001209191-17-003923 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemba Peter M CENTRAL INDEX KEY: 0001064674 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 17531550 MAIL ADDRESS: STREET 1: WISDOMTREE INVESTMENTS, INC. STREET 2: 245 PARK AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: ZIEMBA PETER M DATE OF NAME CHANGE: 19980623 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 0 0000880631 WisdomTree Investments, Inc. WETF 0001064674 Ziemba Peter M C/O WISDOMTREE INVESTMENTS, INC. 245 PARK AVENUE, 35TH FLOOR NEW YORK NY 10167 0 1 0 0 Chief Legal Officer Common Stock 2016-11-29 5 G 0 500 0.00 D 873044 D Shares transferred by the Reporting Person as a bona fide gift without consideration. Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019. /s/ Marci Frankenthaler, Attorney-in-Fact 2017-01-17