0001209191-13-017215.txt : 20130318 0001209191-13-017215.hdr.sgml : 20130318 20130318163835 ACCESSION NUMBER: 0001209191-13-017215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Begleiter Steven L CENTRAL INDEX KEY: 0001525962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 13698140 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 4 1 c503895_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-03-15 0000880631 WisdomTree Investments, Inc. WETF 0001525962 Begleiter Steven L 650 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2013-02-13 2013-03-15 4 S 0 4000 10.2650 D 3996000 I By Flexpoint Fund, L.P. Common Stock 73461 D The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $10.25 to $10.305. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a securityholder of the issuer, full information regarding the number of shares purchased at each separate price. The shares reported in Table I are owned directly by Flexpoint Fund, L.P. (the "Fund"). Flexpoint Managment, L.P. (the "GP") is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. /s/ Steven L. Begleiter 2013-03-18