0001209191-13-017215.txt : 20130318
0001209191-13-017215.hdr.sgml : 20130318
20130318163835
ACCESSION NUMBER: 0001209191-13-017215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130318
DATE AS OF CHANGE: 20130318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Begleiter Steven L
CENTRAL INDEX KEY: 0001525962
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 13698140
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 380 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
4
1
c503895_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-03-15
0000880631
WisdomTree Investments, Inc.
WETF
0001525962
Begleiter Steven L
650 MADISON AVENUE, 19TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2013-02-13
2013-03-15
4
S
0
4000
10.2650
D
3996000
I
By Flexpoint Fund, L.P.
Common Stock
73461
D
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $10.25 to $10.305. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a securityholder of the issuer, full information regarding the number of shares purchased at each separate price.
The shares reported in Table I are owned directly by Flexpoint Fund, L.P. (the "Fund"). Flexpoint Managment, L.P. (the "GP") is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
/s/ Steven L. Begleiter
2013-03-18