0001181431-13-016043.txt : 20130311 0001181431-13-016043.hdr.sgml : 20130311 20130311171302 ACCESSION NUMBER: 0001181431-13-016043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALERNO FRANK CENTRAL INDEX KEY: 0001237844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 13681639 MAIL ADDRESS: STREET 1: C/O K-SEA TRANSPORTATION PARTNERS L.P. STREET 2: 3245 RICHMOND TERRACE CITY: STATEN ISLAND STATE: NY ZIP: 10303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 4 1 rrd373599.xml SALERNO MARCH 8TH SALE X0306 4 2013-03-08 0 0000880631 WisdomTree Investments, Inc. WETF 0001237844 SALERNO FRANK C/O WISDOMTREE INVESTMENTS, INC. 380 MADISON AVENUE, 21ST FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2013-03-08 4 S 0 2500 9.62 D 57500 D Common Stock 2013-03-11 4 S 0 5000 9.83 D 52500 D Common Stock 17321 I By Hillcrest Financial, LLC Includes 27,137 shares of restricted stock vesting as to 13,568 shares on July 27, 2013 and as to 13,569 shares on July 27, 2014. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.92, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. /s/ Peter M. Ziemba, Attorney-in-Fact 2013-03-11