0001181431-13-007411.txt : 20130207 0001181431-13-007411.hdr.sgml : 20130207 20130207091825 ACCESSION NUMBER: 0001181431-13-007411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lilien R Jarrett CENTRAL INDEX KEY: 0001197950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 13580270 MAIL ADDRESS: STREET 1: 1200 BROADWAY, SUITE 8B CITY: NEW YORK STATE: NY ZIP: 10001 FORMER NAME: FORMER CONFORMED NAME: LILIEN R JARRETT DATE OF NAME CHANGE: 20021010 4 1 rrd369240.xml LILIEN FEB 6 2013 FORM 4 X0306 4 2013-02-06 0 0000880631 WisdomTree Investments, Inc. WETF 0001197950 Lilien R Jarrett 1200 BROADWAY SUITE 8B NEW YORK NY 10001 1 0 0 0 Common Stock 2013-02-06 4 S 0 25357 9.09 D 266667 D Common Stock 40705 I By Bendigo Ventures The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.21, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Restricted stock awarded on July 27, 2011 and vesting as to 13,568 shares on each of July 27, 2012 and 2013 and as to 13,569 shares on July 14, 2014. /s/ Peter M. Ziemba, Attorney-in-Fact 2013-02-07