0001181431-12-066715.txt : 20121221 0001181431-12-066715.hdr.sgml : 20121221 20121221161654 ACCESSION NUMBER: 0001181431-12-066715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121219 FILED AS OF DATE: 20121221 DATE AS OF CHANGE: 20121221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lavine Bruce I CENTRAL INDEX KEY: 0001525825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 121282024 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 4 1 rrd364632.xml LAVINE DEC 2012 VESTING X0306 4 2012-12-19 0 0000880631 WisdomTree Investments, Inc. WETF 0001525825 Lavine Bruce I 380 MADISON AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 0 0 Vice Chairman Common Stock 2012-12-19 4 F 0 5041 0.00 D 507923 D Common Stock 657923 D Common Stock 2012-12-19 4 G 0 150000 0.00 D 244686 I By 2012 Bruce Lavine Irrevocable Trust Common Stock 0.70 2012-12-19 4 M 0 150000 0.00 D 2019-01-25 Common Stock 150000 150000 D Surrender of common stock to issuer upon vesting of restricted stock award to cover withholding taxes. Includes restricted stock award vesting as to 150,000 shares on each of February 16, 2013 and 2014. Exercisable as to 150,000 shares on each of January 26, 2011, 2012, 2013 and July 31, 2015. /s/ Sarah English, Attorney-in-Fact 2012-12-21