0000921895-24-002875.txt : 20241204 0000921895-24-002875.hdr.sgml : 20241204 20241204173931 ACCESSION NUMBER: 0000921895-24-002875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241202 FILED AS OF DATE: 20241204 DATE AS OF CHANGE: 20241204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETFS Capital Limited. CENTRAL INDEX KEY: 0001520619 STANDARD INDUSTRIAL CLASSIFICATION: [6221] ORGANIZATION NAME: 09 Crypto Assets FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 241527207 BUSINESS ADDRESS: STREET 1: Ordnance House STREET 2: 31 Pier Road CITY: St. Helier, Channel Islands STATE: Y9 ZIP: JE4 8PW BUSINESS PHONE: 44-153--482-5500 MAIL ADDRESS: STREET 1: Ordnance House STREET 2: 31 Pier Road CITY: St. Helier, Channel Islands STATE: Y9 ZIP: JE4 8PW FORMER NAME: FORMER CONFORMED NAME: ETF Securities Ltd DATE OF NAME CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tuckwell Graham CENTRAL INDEX KEY: 0001736643 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 241527206 MAIL ADDRESS: STREET 1: ORDNANCE HOUSE STREET 2: 31 PIER ROAD CITY: ST HELIER STATE: Y9 ZIP: JE4 8PW ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 FORMER COMPANY: FORMER CONFORMED NAME: WisdomTree Investments, Inc. DATE OF NAME CHANGE: 20090401 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 4 1 form413246002_12042024.xml OWNERSHIP DOCUMENT X0508 4 2024-12-02 1 0000880631 WisdomTree, Inc. WT 0001520619 ETFS Capital Limited. ORDNANCE HOUSE 31 PIER ROAD ST. HELIER, CHANNEL ISLANDS Y9 JE4 8PW JERSEY 0 0 0 1 See Footnote 1 0001736643 Tuckwell Graham 43 MARY STREET HAWTHORN C3 VIC 3122 AUSTRALIA 0 0 0 1 See Footnote 1 0 Common Stock 2024-12-02 4 S 0 3000000 11.3400 D 12250000 D This Form 4 is filed jointly by ETFS Capital Limited ("ETFS") and Graham Tuckwell (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The shares of Common Stock reported owned herein are directly beneficially owned by ETFS. Mr. Tuckwell is the controlling shareholder of ETFS. As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed an indirect beneficial owner of the shares of Common Stock directly owned by ETFS. ETFS Capital Limited; By /s/ Graham Tuckwell, Chairman 2024-12-04 /s/ Graham Tuckwell 2024-12-04