EX-99.77O 7 ex77o-por.txt Exhibit 77.o
--------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder High Yield Opportunity --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP STEWART ENTERPRISES --------------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, CSFB, BNP, Comercia Bank, Credit Suisse, JP Morgan, Bank of America, DBAB, Credit Fleet Bank, Fortis, Frost Credit Lyonnais, DBAB Lyonnais, Suntrust Bank Securities, Goldman Sachs, Wachovia Bank --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or CSFB N/A N/A dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $150,000,000.00 $250,000,000.00 $300,000,000.00 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0.00 $0.00 $0.00 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $150,000,000.00 $250,000,000.00 $300,000,000.00 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $100.00 $100.00 $100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price N/A N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.50% 2.60% 2.75% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B B3/B B2/B --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.38% 10.00% 10.75% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 95,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $95,000.00 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.06% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.64% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 0.70% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Name of Fund Scudder High Yield Opportunity --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Cusip 397624AA5 20451BAA5 827048AC --------------------------------------------------------------------------------------------------------------------------------- Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC --------------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, Salomon, Huntington Corp, Credit Suisse, JP Morgan, DBAB, Morgan Stanley, Salomon, ING, Keybank, Merrill, Natcity, Suntrust, US Bancorp Credit Lyonnais, DBAB Fleet --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Joint Lead C0-Man Jt-Lead or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased Salomon Brothers n/a n/a --------------------------------------------------------------------------------------------------------------------------------- Firm commitment yes yes yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002 --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $250,000,000 $250,000,000 $200,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $ - $- $ - concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $250,000,000 $250,000,000 $200,000,000 --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Public offering price 99.19 100.00 103.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than n/a n/a n/a public offering price --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.08% 2.6% 1.75% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B+ B3/B B1/B --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.95% 10.00% 8.74% --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 405,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 401,703 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.16% n/a n/a fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 3.82% n/a n/a associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 3.98% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder High Yield Opportunity --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN --------------------------------------------------------------------------------------------------------------------------------- Underwriters Morgan Stanley, Bank of America, DBAB, Morgan Stanley, Morgan Stanley, Banc One, DBSI, JP DBSI, JP Morgan, Salomon, Bank Salomon, Fleet Bank Morgan, Scotia Capital of New York, Scotia Capital, SG Cowen --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Morgan Stanley N/A N/A dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $700,000,000 $200,000,000 $200,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0 $0 $0 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $700,000,000 $200,000,000 $200,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $100 $103 $100 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than N/A N/A N/A public offering price --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.50% 1.75% 1.75% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B B1/B Ba2/BB- --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.25% 8.74% 7.50% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased $50,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $50,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.01% N/A N/A fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.47% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 0.48% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder High Yield Opportunity --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC --------------------------------------------------------------------------------------------------------------------------------- Underwriters Morgan Stanley, Banc One, DBSI, JP Morgan, Bank of Tokyo, Bank of America, DBAB, Dresdner JP Morgan, Scotia Capital Suntrust, US Bancorp Kleinwort Wasserstein, Bear Stearns, CIBC World, Wells Fargo, ABN Amro --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager N/A Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $200,000,000.00 $350,000,000.00 $0.00 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0.00 $0.00 $400,000,000.00 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $200,000,000.00 $350,000,000.00 $400,000,000.00 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $100.00 $100.00 $100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price N/A N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.75% 2.00% 1.50% commission --------------------------------------------------------------------------------------------------------------------------------- Rating Ba2/BB- Ba3/BB Ba3/BB- --------------------------------------------------------------------------------------------------------------------------------- Current yield 7.50% 8.75% 8.375% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 230,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $230,000.00 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.12% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 3.35% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 3.47% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder High Yield Opportunity --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP --------------------------------------------------------------------------------------------------------------------------------- Underwriters CSFB, DBSI, JP Morgan, Comercia Bear Stearns, DBAB JP Morgan, Bank of America, Banc Sec., Naionalt City Investments, One, Credit Lyonnais, Credit Suisse, Wachovia Bank DBAB, First Union Bank, Merrill Lynch, Salomon Smith Barney --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased CSFB N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0.00 $0.00 $0.00 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $250,000,000.00 $200,000,000.00 $135,000,000.00 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $100.00 $100.00 $98.26 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price N/A N/A N/A --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 3.00% 3.00% 3.00% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B3/B Ba3 /B+ B2/B+ --------------------------------------------------------------------------------------------------------------------------------- Current yield 11.00% 8.88% 10.84% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 405,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $405,000.00 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.16% N/A N/A fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 4.54% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 4.70% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer ARVINMERITOR DANA CORPORATION SMITHFIELD FOODS INC --------------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI,Merrill Lynch, BofA, Banc DBAB, JP Morgan, BancofA, JP Morgan Bony, Credit Suisse, HSBC, One, Comercia, Credit Lyonnais, Salomon, BNP, Comerica, First HSBC Securities, UBS Union, McDonald, TD, UBS --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Manager Co-Manager n/a or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Merrill Lynch n/a n/a dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment yes yes yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $- $575,000,000 $300,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $200,000,000 $- concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $200,000,000 $575,000,000 $300,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price 99.68 100.00 100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than n/a n/a n/a public offering price --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.375% 1.625% 1.50% commission --------------------------------------------------------------------------------------------------------------------------------- Rating Baa3/BBB- Ba1/BBB- Ba2/BB+ --------------------------------------------------------------------------------------------------------------------------------- Current yield 6.65% 9.00% 8.00% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 3,125,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 3,115,125 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 1.56% n/a n/a fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 3.14% n/a n/a associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 4.705% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP STEWART ENTERPRISES --------------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI,CSFB,BNP,Comercia Credit Suisse, JP Morgan,BofA, DBAB, Credit Lyonnais, Suntrust Bank,Fleet,Fortis,Frost Credit Lyonnais, DBAB Securities,Goldman,Wachovia --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or CSFB n/a n/a dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment yes yes yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $150,000,000 $250,000,000 $300,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $- $- $- concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $150,000,000 $250,000,000 $300,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price 100.00 100.00 100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price n/a n/a n/a --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.50% 2.6% 2.75% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B B3/B B2/B --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.38% 10.00% 10.75% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 55,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 55,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.04% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by associated funds 0.66% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- Total 0.70% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP METALDYNE CORP --------------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, Salomon, Huntington, ING, Credit Suisse, JP Morgan, CSFB, DBSI, JP Morgan, Comercia, Keybank, Merrill, Natcity, Credit Lyonnais, DBSI Natcity, Wachovia Suntrust, US Bancorp --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security GBCOA 8.875%, 8/1/2012 COMPAS 10%, 8/15/2011 METALD 11%, 6/15/2012 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Joint Lead Co-Manager Joint Lead or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Salomon N/A N/a dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 7/25/2002 11/15/2001 6/13/2002 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $250,000,000 $250,000,000 $250,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0 $0 $0 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $250,000,000 $250,000,000 $250,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price 99.19 100.00 100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than N/A N/A N/A public offering price --------------------------------------------------------------------------------------------------------------------------------- -------------------------------------- Underwriting spread or 2.08% 2.60% 3.00% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B+ B3/B B3/B --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.95% 10.00% 11.00% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased $85,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $84,308 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.03% N/A N/A fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 3.95% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 3.98% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparsion Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN --------------------------------------------------------------------------------------------------------------------------------- Underwriters Morgan Stanley, Bank of America, DBAB, Morgan Stanley, Morgan Stanley, Banc One, DBSI, JP DBSI, JP Morgan, Salomon, Bank Salomon, Fleet Bank Morgan, Scotia Capital of New York, Scotia Capital, SG Cowen --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Morgan Stanley N/A N/A dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $700,000,000 $200,000,000 $200,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $0 $0 $0 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $700,000,000 $200,000,000 $200,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $100 $103 $100 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than N/A N/A N/A public offering price --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.50% 1.75% 1.75% commission --------------------------------------------------------------------------------------------------------------------------------- Rating B2/B B1/B Ba2/BB- --------------------------------------------------------------------------------------------------------------------------------- Current yield 8.25% 8.74% 7.50% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased $585,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $585,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.08% N/A N/A fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.40% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 0.48% N/A N/A --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC --------------------------------------------------------------------------------------------------------------------------------- Underwriters Morgan Stanley,Banc One,DBSI,JP JP Morgan, Bank of Tokyo, BofA, DBAB, Dresdner Kleinwort Morgan,Scotia Capital Suntrust, US Bancorp Wasserstein, Bear Stearns, CIBC World, Wells Fargo, ABN Amro --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager n/a Co-Manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased Morgan Stanley n/a n/a --------------------------------------------------------------------------------------------------------------------------------- Firm commitment yes yes yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $200,000,000 $350,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $- $- $400,000,000 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $200,000,000 $350,000,000 $400,000,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price 100.00 100.00 100.00 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price n/a n/a n/a --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 1.75% 2% 1.50% commission --------------------------------------------------------------------------------------------------------------------------------- Rating Ba2/BB- Ba3/BB Ba3/BB- --------------------------------------------------------------------------------------------------------------------------------- Current yield 7.50% 8.75% 8.375% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 90,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 90,000 n/a n/a --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.05% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 3.42% n/a n/a associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 3.468% n/a n/a --------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------ Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Income Fund ------------------------------------------------------------------------------------------------------------------------------------ Security Purchased Comparison Security Comparison Security ------------------------------------------------------------------------------------------------------------------------------------ Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP ------------------------------------------------------------------------------------------------------------------------------------ Underwriters CSFB,DBSI,JP Morgan,Comercia Sec.,Nat Bear Stearns, DBAB JP Morgan, BofA, Banc One, Credit City Invest. Wachovia Lyonnais, Credit Suisse, DBAB, First Union, Merrill, Salomon Smith ----------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors ----------------------------------------------------------------------------------------------------------------------------------- Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009 ----------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager Co-Manager or co-manager of offering? ----------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased CSFB n/a n/a ----------------------------------------------------------------------------------------------------------------------------------- Firm commitment underwriting? yes yes yes ----------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001 ----------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $250,000,000 $200,000,000 $135,000,000 ----------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $- $- concurrent public offering ----------------------------------------------------------------------------------------------------------------------------------- Total $250,000,000 $200,000,000 $135,000,000 ----------------------------------------------------------------------------------------------------------------------------------- Public offering price 100.00 100.00 98.26 ----------------------------------------------------------------------------------------------------------------------------------- Price paid if other than n/a n/a n/a public offering price ----------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 3% 3% 3% commission ----------------------------------------------------------------------------------------------------------------------------------- Rating B3/B Ba3 /B+ B2/B+ ----------------------------------------------------------------------------------------------------------------------------------- Current yield 11.00% 8.88% 10.84% ----------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 165,000 n/a n/a ----------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 165,000 n/a n/a ----------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.07% n/a n/a fund ----------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 4.63% n/a n/a associated funds ----------------------------------------------------------------------------------------------------------------------------------- Total 4.70% n/a n/a ----------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Income Fund --------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------------- Issuer WFS FINANCIAL OWNER TRUST MMCA AUTOMOBILE TRUST ANRC AUTO OWNER TRUST --------------------------------------------------------------------------------------------------------------------------------- Underwriters Salomon, Bank of America, CSFB, JP Morgan, DBSI, Merrill, Bank of America, First Union, JP DBSI Morgan Stanley, Salomon Morgan, Goldman --------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------------- Security WESTO 3.5%, 2/20/2010 MMCA 2.88875%, 4/16/2007 ANRC 4.32%, 6/16/2008 --------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager Co-Manager Co-Manager N/A or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Salomon N/A N/A dealer from which purchased --------------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 8/8/2002 10/3/2001 9/21/0/1 --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0.00 $0.00 $0.00 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $278,125,000 $339,400,000 $163,000 concurrent public offering --------------------------------------------------------------------------------------------------------------------------------- Total $278,125,000 $339,400,000 $163,000 --------------------------------------------------------------------------------------------------------------------------------- Public offering price $99.98 $100.00 $99.99 --------------------------------------------------------------------------------------------------------------------------------- Price paid if other than N/A N/A N/A public offering price --------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.20% 2.45% 2.50% commission --------------------------------------------------------------------------------------------------------------------------------- Rating Aaa/AAA Aaa/AAA Aaa/AAA --------------------------------------------------------------------------------------------------------------------------------- Current yield 3.50% 2.89% 4.32% --------------------------------------------------------------------------------------------------------------------------------- Total par value purchased $11,220,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $11,217,848 N/A N/A --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 4.03% N/A N/A fund --------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 2.00% N/A N/A associated funds --------------------------------------------------------------------------------------------------------------------------------- Total 6.03% N/A N/A ---------------------------------------------------------------------------------------------------------------------------------