0001206774-14-003411.txt : 20141128
0001206774-14-003411.hdr.sgml : 20141127
20141128072954
ACCESSION NUMBER: 0001206774-14-003411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141126
FILED AS OF DATE: 20141128
DATE AS OF CHANGE: 20141128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bozeman Robert
CENTRAL INDEX KEY: 0001424399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 141254962
MAIL ADDRESS:
STREET 1: 2101 ARENA BLVD, SUITE 100
CITY: SACRAMENTO
STATE: CA
ZIP: 95834
4
1
bozeman_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2014-11-26
0
0000880562
DAEGIS INC.
DAEG
0001424399
Bozeman Robert
600 E. LAS COLINAS BLVD.
SUITE 1500
IRVING
TX
75039
1
0
0
0
Common Stock
20000
D
Common Stock
2014-11-26
4
P
0
5000
0.90
A
25000
D
Stock Option
6.25
2018-01-14
Common Stock
4000
4000
D
Stock Option
6.40
2018-05-02
Common Stock
5000
9000
D
Stock Option
2.60
2019-05-05
Common Stock
6500
15500
D
Stock Option
3.56
2020-05-04
Common Stock
10000
25500
D
Stock Option
2.90
2021-05-02
Common Stock
5000
30500
D
Stock Option
1.92
2021-07-01
Common Stock
7500
38000
D
Stock Option
1.40
2022-05-01
Common Stock
12500
50500
D
Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
F1,F2, etc., no parenthesis. Footnotes cannot exceed 1,000 characters including spaces. You can use two footnotes if your footnote text exceed 1,000 characters. Add more rows as needed. Footnotes can only be associated with data in tables. To get a character count copy your footnote text into a new document and select Properties under the File menu. Click the Statistics tab and look at Characters (with spaces).
/s/ Amanda White, by power of attorney
2014-11-26