0001206774-14-003411.txt : 20141128 0001206774-14-003411.hdr.sgml : 20141127 20141128072954 ACCESSION NUMBER: 0001206774-14-003411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141128 DATE AS OF CHANGE: 20141128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozeman Robert CENTRAL INDEX KEY: 0001424399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 141254962 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD, SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 4 1 bozeman_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-11-26 0 0000880562 DAEGIS INC. DAEG 0001424399 Bozeman Robert 600 E. LAS COLINAS BLVD. SUITE 1500 IRVING TX 75039 1 0 0 0 Common Stock 20000 D Common Stock 2014-11-26 4 P 0 5000 0.90 A 25000 D Stock Option 6.25 2018-01-14 Common Stock 4000 4000 D Stock Option 6.40 2018-05-02 Common Stock 5000 9000 D Stock Option 2.60 2019-05-05 Common Stock 6500 15500 D Stock Option 3.56 2020-05-04 Common Stock 10000 25500 D Stock Option 2.90 2021-05-02 Common Stock 5000 30500 D Stock Option 1.92 2021-07-01 Common Stock 7500 38000 D Stock Option 1.40 2022-05-01 Common Stock 12500 50500 D Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. F1,F2, etc., no parenthesis. Footnotes cannot exceed 1,000 characters including spaces. You can use two footnotes if your footnote text exceed 1,000 characters. Add more rows as needed. Footnotes can only be associated with data in tables. To get a character count copy your footnote text into a new document and select Properties under the File menu. Click the Statistics tab and look at Characters (with spaces). /s/ Amanda White, by power of attorney 2014-11-26