0001213900-20-013105.txt : 20200520 0001213900-20-013105.hdr.sgml : 20200520 20200520161821 ACCESSION NUMBER: 0001213900-20-013105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIOLETTE PAUL A CENTRAL INDEX KEY: 0001191249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10986 FILM NUMBER: 20898349 MAIL ADDRESS: STREET 1: ONE BOSTON PLACE STREET 2: 201 WASHINGTON STREET, SUITE 3900 CITY: BOSTON STATE: MA ZIP: 02108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MISONIX INC CENTRAL INDEX KEY: 0000880432 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 112148932 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1938 NEW HIGHWAY CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: (631) 694-9555 MAIL ADDRESS: STREET 1: 1938 NEW HIGHWAY CITY: FARMINGDALE STATE: NY ZIP: 11735 FORMER COMPANY: FORMER CONFORMED NAME: MEDSONIC INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0306 4 2020-05-14 0 0000880432 MISONIX INC MSON 0001191249 LAVIOLETTE PAUL A C/O MISONIX, INC. 1938 NEW HIGHWAY FARMINGDALE NY 11735 1 0 0 0 Stock Option 9.82 2020-05-14 4 A 0 11940 0 A 2030-05-13 Common Stock 11940 11940 I By SV Health Investors, LLC Award of Stock Options under the Misonix 2017 Equity Incentive Plan. Stock Options vest in on May 13, 2021. The reporting person is a member of SV Health Investors, LLC ("SV Health Investors"). Under SV Health Investors Limited Liability Company Agreement, the reporting person is deemed to hold the reported option for the benefit of SV Health Investors, and must exercise the option solely upon the direction of SV Health Investors, which is entitled to the shares issued upon exercise. SV Health Investors may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in SV Health Investors. The reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein. /s/ Paul LaViolette 2020-05-20