0001398344-21-020730.txt : 20211101 0001398344-21-020730.hdr.sgml : 20211101 20211101144610 ACCESSION NUMBER: 0001398344-21-020730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TATUM KAY W CENTRAL INDEX KEY: 0001416189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 211366713 MAIL ADDRESS: STREET 1: 122 SEVILLA AVE STREET 2: APT 1713 CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-777-1660 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 fp0069654_4.xml X0306 4 2021-09-30 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001416189 TATUM KAY W 122 SEVILLA AVE APT 1713 CORAL GABLES FL 33134 1 0 0 0 Common stock 2021-10-01 4 J 0 47 5.6778 A 1063 D On September 30, 2021, the Fund paid a quarterly distribution of $0.26475 per share to shareholders of record on August 30, 2021 (the "September 2021 Distribution"). The September 2021 Distribution was paid in cash or shares of the Fund's common stock at the election of stockholders with the total amount of cash distributed to all stockholders limited to 20% of the total distribution to be paid, excluding any cash paid for fractional shares. The remainder of the September 2021 Distribution (approximately 80%) was paid in the form of shares of the Fund's common stock. The price per share was $5.6778. Dr. K. Tatum received 57 shares of common stock of the Fund in the September 2021 Distribution. /s/ Kay W. Tatum 2021-11-01