0001398344-18-004665.txt : 20180323
0001398344-18-004665.hdr.sgml : 20180323
20180323161044
ACCESSION NUMBER: 0001398344-18-004665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180321
FILED AS OF DATE: 20180323
DATE AS OF CHANGE: 20180323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERZFELD THOMAS J
CENTRAL INDEX KEY: 0001310710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06445
FILM NUMBER: 18710211
MAIL ADDRESS:
STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC
STREET 2: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC
CENTRAL INDEX KEY: 0000880406
IRS NUMBER: 650396889
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 3052711900
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CUBA FUND INC
DATE OF NAME CHANGE: 19920929
4
1
fp0032162_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-21
0
0000880406
HERZFELD CARIBBEAN BASIN FUND INC
CUBA
0001310710
HERZFELD THOMAS J
THE HERZFELD CARIBBEAN BASIN FUND INC
119 WASHINGTON AVENUE, SUITE 504
MIAMI BEACH
FL
33139
1
0
0
0
Common Stock
2018-03-21
4
P
0
2506
7.18
A
438255
D
Common Stock
2018-03-22
4
P
0
5000
7.09
A
443255
D
/s/ Thomas J Herzfeld
2018-03-23