0001398344-18-004665.txt : 20180323 0001398344-18-004665.hdr.sgml : 20180323 20180323161044 ACCESSION NUMBER: 0001398344-18-004665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180321 FILED AS OF DATE: 20180323 DATE AS OF CHANGE: 20180323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZFELD THOMAS J CENTRAL INDEX KEY: 0001310710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 18710211 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC STREET 2: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 fp0032162_4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-21 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001310710 HERZFELD THOMAS J THE HERZFELD CARIBBEAN BASIN FUND INC 119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139 1 0 0 0 Common Stock 2018-03-21 4 P 0 2506 7.18 A 438255 D Common Stock 2018-03-22 4 P 0 5000 7.09 A 443255 D /s/ Thomas J Herzfeld 2018-03-23