0001398344-18-000725.txt : 20180118
0001398344-18-000725.hdr.sgml : 20180118
20180118170356
ACCESSION NUMBER: 0001398344-18-000725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180116
FILED AS OF DATE: 20180118
DATE AS OF CHANGE: 20180118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERZFELD THOMAS J
CENTRAL INDEX KEY: 0001310710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06445
FILM NUMBER: 18534594
MAIL ADDRESS:
STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC
STREET 2: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC
CENTRAL INDEX KEY: 0000880406
IRS NUMBER: 650396889
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 3052711900
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CUBA FUND INC
DATE OF NAME CHANGE: 19920929
4
1
fp0030431_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-16
0
0000880406
HERZFELD CARIBBEAN BASIN FUND INC
CUBA
0001310710
HERZFELD THOMAS J
119 WASHINGTON AVE, STE 504
MIAMI BEACH
FL
33139
1
0
0
0
Common Stock
2018-01-03
4
J
0
1961
7.1392
A
414149
D
Common Stock
2018-01-16
4
P
0
420
7.37
A
414569
D
Common Stock
2018-01-18
4
P
0
10000
7.4076
A
424569
D
Divident Reinvestment
/s/ Thomas J. Herzfeld
2018-01-18