<SEC-DOCUMENT>0001398344-17-016203-index.html : 20171222 <SEC-HEADER>0001398344-17-016203.hdr.sgml : 20171222 <ACCEPTANCE-DATETIME>20171222160312 ACCESSION NUMBER: 0001398344-17-016203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzfeld Erik Mervin CENTRAL INDEX KEY: 0001413260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 171272727 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVE. STREET 2: SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER NAME: FORMER CONFORMED NAME: Herzfeld Erik Marvin DATE OF NAME CHANGE: 20121217 FORMER NAME: FORMER CONFORMED NAME: HERZFELD ERIK MERVIN DATE OF NAME CHANGE: 20070925 FORMER NAME: FORMER CONFORMED NAME: HERZFELD ERIK MARVIN DATE OF NAME CHANGE: 20070924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>fp0029850_4.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> Document 1 - file: fp0029850_4.html
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