0001398344-17-015298.txt : 20171129 0001398344-17-015298.hdr.sgml : 20171129 20171129163046 ACCESSION NUMBER: 0001398344-17-015298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZFELD THOMAS J CENTRAL INDEX KEY: 0001310710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 171228647 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC STREET 2: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 fp0029408_4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-27 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001310710 HERZFELD THOMAS J 119 WASHINGTON AVE, STE 504 MIAMI BEACH FL 33139 1 0 0 0 Common Stock 2017-11-27 4 P 0 610 6.9639 A 353488 D Common Stock 2017-11-28 4 P 0 6510 7.02 A 359998 D Common Stock 2017-11-29 4 P 0 9500 7.054 A 369498 D /s/ Thomas J. Herzfeld 2017-11-29