<SEC-DOCUMENT>0001398344-16-017615-index.html : 20160829 <SEC-HEADER>0001398344-16-017615.hdr.sgml : 20160829 <ACCEPTANCE-DATETIME>20160829161410 ACCESSION NUMBER: 0001398344-16-017615 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160829 EFFECTIVENESS DATE: 20160829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 161857972 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>fp0021225_ncsr.htm <TEXT> Document 1 - file: fp0021225_ncsr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CODE ETH <SEQUENCE>2 <FILENAME>fp0021225_ex99code.htm <TEXT> Document 2 - file: fp0021225_ex99code.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>3 <FILENAME>fp0021225_ex99cert.htm <TEXT> Document 3 - file: fp0021225_ex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>4 <FILENAME>fp0021225_ex99906cert.htm <TEXT> Document 4 - file: fp0021225_ex99906cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>fp0021225_01.jpg <TEXT> Document 5 - file: fp0021225_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>fp0021225_02.jpg <TEXT> Document 6 - file: fp0021225_02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>fp0021225_03.jpg <TEXT> Document 7 - file: fp0021225_03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>fp0021225_04.jpg <TEXT> Document 8 - file: fp0021225_04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>fp0021225_05.jpg <TEXT> Document 9 - file: fp0021225_05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>fp0025225_06.jpg <TEXT> Document 10 - file: fp0025225_06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>fp0025225_07.jpg <TEXT> Document 11 - file: fp0025225_07.jpg
</DOCUMENT> </SEC-DOCUMENT>