<SEC-DOCUMENT>0001398344-14-005092-index.html : 20141117 <SEC-HEADER>0001398344-14-005092.hdr.sgml : 20141117 <ACCEPTANCE-DATETIME>20140929164528 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001398344-14-005092 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT COUNT: 8 FILED AS OF DATE: 20140929 DATE AS OF CHANGE: 20141003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-196458 FILM NUMBER: 141127374 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 141127375 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 </SEC-HEADER> <DOCUMENT> <TYPE>N-2/A <SEQUENCE>1 <FILENAME>fp0011682_n2a.htm <TEXT> Document 1 - file: fp0011682_n2a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.4 <SEQUENCE>2 <FILENAME>fp0011682_ex99d4.htm <TEXT> Document 2 - file: fp0011682_ex99d4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.5 <SEQUENCE>3 <FILENAME>fp0011682_ex99d5.htm <TEXT> Document 3 - file: fp0011682_ex99d5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.K.1 <SEQUENCE>4 <FILENAME>fp0011682_ex99k1.htm <TEXT> Document 4 - file: fp0011682_ex99k1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.L <SEQUENCE>5 <FILENAME>fp0011682_ex99l.htm <TEXT> Document 5 - file: fp0011682_ex99l.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.N <SEQUENCE>6 <FILENAME>fp0011682_ex99n.htm <TEXT> Document 6 - file: fp0011682_ex99n.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>pepham1.jpg <TEXT> Document 8 - file: pepham1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>9 <FILENAME>filename9.htm <TEXT> Document 9 - file: filename9.htm
</DOCUMENT> </SEC-DOCUMENT>