X0404 N-CEN LIVE 0000880366 XXXXXXXX false false false N-1A S000004162 C000011727 C000011723 C000011725 C000011726 C000060700 C000066225 S000039065 C000120108 C000120107 C000120103 C000120104 C000120105 C000204770 S000016651 C000046516 C000046517 C000063669 C000046518 C000046514 C000046519 S000016669 C000127016 C000046595 C000046597 C000046599 C000063682 C000063680 C000076733 S000029718 C000091376 C000091379 C000091382 C000091377 C000091381 C000091380 S000048737 C000153520 C000153526 C000153523 C000153525 S000016247 C000044912 C000044911 C000066228 C000059794 C000044909 S000016668 C000046594 C000046590 C000046592 C000046593 C000183979 S000016663 C000063670 C000046565 C000046567 C000046569 C000046571 C000046570 C000046572 S000016241 C000127029 C000044883 C000044885 C000044886 C000083424 Legg Mason Partners Investment Trust 811-06444 0000880366 5493006N9MF7V29DK342 620 Eighth Avenue 47th Floor New York 10018 US-NY US 1-877-721-1926 The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its function as custodian. BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 1-302-791-1700 Records related to its function as transfer agent. Legg Mason Partners Fund Advisor, LLC 620 Eighth Avenue 47th Floor New York 10018 1-305-529-4400 Records related to its function as advisor. Legg Mason Partners Investment Trust 620 Eighth Avenue 47th Floor New York 10018 1-877-721-1926 Records related to its function as registrant. Western Asset Management Company, LLC 385 East Colorado Boulevard Pasadena 91101 1-626-844-9400 Records related to its function as sub-advisor. Franklin Advisers, Inc. One Franklin Parkway San Mateo 94403-1906 1-650-312-2000 Records related to its function as sub-advisor. ClearBridge Investments, LLC 620 Eighth Avenue 48th Floor New York 10018 1-800-691-6960 Records related to its function as sub-advisor. Brandywine Global Investment Management, LLC 1735 Market Street Philadelphia 19103 1-215-609-3500 Records related to its function as sub-advisor. Franklin Distributors, LLC ONE FRANKLIN PARKWAY SAN MATEO 94403 1-800-632-2350 Records related to its function as distributor. N N N-1A 25 Y Althea L. Duersten N/A N Andrew L. Breech N/A N Howard J. Johnson N/A N Jane Trust N/A Y Jerome H. Miller N/A N Ken Miller N/A N Paul R. Ades N/A N G. Peter O'Brien N/A N Stephen R. Gross N/A N Susan M. Heilbron N/A N Thomas F. Schlafly N/A N Arnold L. Lehman N/A N Robin J.W. Masters N/A N Ted P. Becker N/A 620 Eighth Avenue 47th Floor New York 10018 XXXXXX N N N N N Franklin Distributors, LLC 008-53089 000109064 N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N ClearBridge Mid Cap Fund S000004162 54930011YLUI7OR8NW97 N 6 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bank of America Merill Lynch PriceServe N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv Benchmark Services Limited N/A N Refinitiv US LLC 213800HQORQAP68CJJ04 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 30780.000000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 39748.670000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 25143.900000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 23772.330000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 29290.720000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 100354.770000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 19312.570000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 32070.990000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 93784.020000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 63492.700000000000 561519.640000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 47889148.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 32858607.500000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4945460.000000000000 85693215.500000000000 Y 2226434665.410000000000 0.000000000000 N N N N ClearBridge Appreciation Fund S000016651 549300ZFR48NDB3HQ435 N 6 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 JP MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 29825.250000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 21754.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 33315.500000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 43485.920000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 35530.540000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 68143.460000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 17936.240000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 56726.360000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 29548.610000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 14197.480000000000 407878.840000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 5153820.000000000000 5153820.000000000000 Y 7479720976.350000000000 0.000000000000 N N N N ClearBridge Select Fund S000039065 549300YEGM5C2DH89B56 N 6 0 1 N/A Y N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 61856.200000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 171414.700000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 190566.650000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 52982.380000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 106864.490000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 33150.250000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 70587.760000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 35464.480000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 35576.720000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 59161.030000000000 954753.840000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 19662719.150000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 17381163.440000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 104309671.050000000000 RAYMOND JAMES & ASSOCIATES, INC. 008-10999 000000705 U4ONQX15J3RO8XCKE979 5056920.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 37500702.340000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 81843347.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 25305900.000000000000 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 2307075.730000000000 BMO CAPITAL MARKETS CORP. 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 4642300.000000000000 298009798.710000000000 Y 2471262181.660000000000 0.000000000000 N N N N ClearBridge Large Cap Value Fund S000016669 5493008X4JXB7WRB6E40 N 6 0 1 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 4296.830000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 4200.800000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 30099.340000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 6438.900000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 23037.450000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 5065.240000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 45052.230000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 28043.440000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 63543.350000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 4255.160000000000 221965.370000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2610557.500000000000 2610557.500000000000 Y 2229051179.650000000000 0.000000000000 N N N N ClearBridge Mid Cap Growth Fund S000029718 5493008XO83F0P2DSQ60 N 5 0 1 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 Robert W. Baird & Co. Incorporated 008-00497 000008158 549300772UJAHRD6LO53 2321.640000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 2336.370000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 1836.000000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 296.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 2913.600000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 2726.350000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 957.270000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 252.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 441.740000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 839.760000000000 15551.990000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2430800.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2565277.500000000000 4996077.500000000000 Y 136113205.460000000000 0.000000000000 N N N N ClearBridge Sustainability Leaders Fund S000048737 549300MM5U00C251LY98 N 6 1 0 N/A Y N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 558.340000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 520.120000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 512.170000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 2441.200000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 795.100000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 314.600000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1156.180000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 972.520000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1189.690000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 241.200000000000 9182.070000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 500000.000000000000 500000.000000000000 Y 46551672.250000000000 0.000000000000 N N N N ClearBridge Tactical Dividend Income Fund S000016241 549300RZNIVSD1X0ND90 N 5 0 1 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 2816.260000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 8718.630000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 3643.420000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 31070.360000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 8494.920000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 45035.600000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 6920.520000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 2988.320000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 8120.930000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 17221.200000000000 150949.830000000000 MUFG SECURITIES AMERICAS INC. 008-43026 000019685 K5HU16E3LMSVCCJJJ255 10645121.100000000000 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 5694390.660000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 11123986.630000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 669488.830000000000 STIFEL, NICOLAUS & COMPANY, INC. 008-01447 000000793 5WUVMA08EYG4KEUPW589 3575600.000000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 4401422.400000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 8155639.500000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 2904151.370000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 297101.660000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 9171012.890000000000 56637915.040000000000 Y 325861503.920000000000 0.000000000000 N N N N ClearBridge International Value Fund S000016247 5493004YVI7FCGQTRT70 N 5 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 DAIWA CAPITAL MARKETS AMERICA INC. 008-12242 000001576 M67H5PRC0NQKM73ZAS82 19881.840000000000 Berenberg Capital Markets LLC 008-68821 000156757 5493007EG0CYRKKG9L11 9254.970000000000 CLSA AMERICAS, LLC 008-69166 000165533 213800M2DXATWY7JMS07 8437.170000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 7011.680000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 13036.410000000000 BNP PARIBAS SECURITIES CORP. 008-32682 000015794 RCNB6OTYUAMMP879YW96 17148.500000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 14098.960000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 24542.970000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 5851.300000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 6597.050000000000 149100.090000000000 Daiwa Capital Markets America, Inc. 008-12242 000001576 M67H5PRC0NQKM73ZAS82 1493470.900000000000 1493470.900000000000 Y 240867029.400000000000 0.000000000000 N N N N Franklin Global Equity Fund S000016668 5493006PBJT8YTX0VI46 N 6 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 VIRTU ITG LLC 008-44218 000029299 549300S41SMIODVIT266 4144.510000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 2992.090000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 3947.820000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2199.920000000000 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 2244.410000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 5685.060000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4357.290000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 979.690000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1399.160000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 1884.440000000000 32811.140000000000 0.000000000000 Y 185127094.500000000000 0.000000000000 N N N N ClearBridge Small Cap Growth Fund S000016663 5493003T8SLPG056ZG32 N 7 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US LLC 213800HQORQAP68CJJ04 N Bank of America Merill Lynch PriceServe N/A N Refinitiv Benchmark Services Limited N/A N THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. 549300KIB86ZLHRUV723 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 Franklin Templeton Financial Services Corp. 008-29504 000013594 N/A 0.000000000000 Franklin Templeton Investment Services, Inc. 008-43206 000027884 N/A 0.000000000000 Franklin Templeton Distributors, Inc. 008-05889 000000332 N/A 0.000000000000 Franklin Distributors, LLC 008-53089 000109064 N/A 0.000000000000 JONESTRADING 008-26089 000006888 2138008JJ5PA8H5UIL69 89781.900000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 96906.330000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 37947.900000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 34883.440000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 190116.990000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 31945.540000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 35502.960000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 36164.010000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 129052.430000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 42223.640000000000 858640.600000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 82348356.550000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 41319180.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 33742140.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 115894375.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 27589059.000000000000 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 4092356.730000000000 304985467.280000000000 Y 6047091361.880000000000 0.000000000000 N N N N true