X0101 N-CEN LIVE 0000880366 XXXXXXXX false false false N-1A true Legg Mason Partners Equity Trust 811-06444 0000880366 5493006N9MF7V29DK342 620 Eighth Avenue 49th Floor New York 10018 US-NY US 1-877-721-1926 Legg Mason Partners Fund Advisor, LLC 620 Eighth Avenue 47th Floor New York 10018 1-305-529-4400 Records related to its function as Registrants Investment Manager EnTrustPermal Partners Offshore LP 375 Park Ave. 24th Floor New York 10152 212-224-5548 Records related to its function as Registrants Investment Manager The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its function as custodian STATE STREET BANK AND TRUST COMPANY 1 LINCOLN STREET 1ST FLOOR BOSTON 02111 1-617-786-3000 Records related to its function as custodian BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 302-791-1700 Records related to its function as Transfer Agent Western Asset Management Company, LLC 620 Eighth Avenue 50th Floor New York 10018 1-212-601-6000 Records related to its function as Registrants Investment Manager Legg Mason Investor Services, LLC 100 International Drive Baltimore 21202 1-410-454-2904 Records related to its function as Distributor Legg Mason Partners Equity Trust 620 Eighth Avenue 49th Floor New York 10018 1-877-721-1926 Records related to its function as registrant ClearBridge Investments, LLC 620 Eighth Avenue 48th Floor New York 10018 1-212-805-2000 Records related to its function as Registrants Investment Manager QS Investors, LLC 880 Third Avenue 7th Floor New York 10022 1-212-886-9200 Records related to its function as Registrants Investment Manager N N N-1A 26 Y Althea L. Duersten N/A N Jane Trust N/A Y Andrew L. Breech N/A N Jerome H. Miller N/A N Dwight B. Crane N/A N John J. Murphy N/A N Ken Miller N/A N Paul R. Ades N/A N Thomas F. Schlafly N/A N Frank G. Hubbard N/A N Howard J. Johnson N/A N Ted P. Becker N/A 620 Eighth Avenue 49th Floor New York 10018 XXXXXX N N N N N N N Legg Mason Investor Services, LLC 008-53089 000109064 N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N ClearBridge Mid Cap Fund S000004162 54930011YLUI7OR8NW97 Y 9 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 374759.180000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 21590978.010000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 19698154.250000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 28657386.360000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 20929496.080000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 21063447.390000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 23588844.460000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 47823677.430000000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 24826413.230000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 102289382.650000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 56088386.520000000000 423592095.210000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 4528000.000000000000 4528000.000000000000 Y 2280597319.000000000000 0.000000000000 N N N N ClearBridge Sustainability Leaders Fund S000048737 549300MM5U00C251LY98 Y 7 0 0 N/A Y N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 1588.070000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 45.000000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 196.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 177.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 74.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 81.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 60.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 96.000000000000 KEYBANC CAPITAL MARKETS, INC. 008-30177 000000566 2EQWV0180Z211YVAD813 42.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 92.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 55.000000000000 1007.000000000000 T. ROWE PRICE INVESTMENT SERVICES, INC. 008-25130 000008348 549300G1KHUY9LO6U864 135924.760000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 19800.000000000000 155724.760000000000 Y 8903254.000000000000 0.000000000000 N N N N ClearBridge International Value Fund S000016247 5493004YVI7FCGQTRT70 Y 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 128065.220000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 9847.000000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 7976.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 25357.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 19172.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 5737.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 46760.000000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 9808.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 19421.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 7912.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 10296.000000000000 193148.000000000000 0.000000000000 Y 346383260.000000000000 0.000000000000 N N N N ClearBridge Mid Cap Growth Fund S000029718 5493008XO83F0P2DSQ60 Y 7 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 58169.040000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 1921.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 154.000000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 855.000000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 1057.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 1994.000000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 235.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 800.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1700.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1421.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 587.000000000000 10887.000000000000 0.000000000000 Y 97060543.000000000000 0.000000000000 N N N N ClearBridge Energy MLP & Infrastructure Fund S000041698 5493007M23NCTVMY2529 Y 6 0 0 N/A Y N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Reuters LPC N/A N ICE(BAML) N/A N WM/Reuters via ICE N/A N ITG N/A N Clearing House N/A N Markit N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 490.300000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 386.050000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1214.800000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 1707.150000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1560.800000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 1314.800000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 814.500000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 157.500000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 306.800000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 745.600000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 240.000000000000 8786.700000000000 0.000000000000 Y 16945306.000000000000 0.000000000000 N N N N ClearBridge Appreciation Fund S000016651 549300ZFR48NDB3HQ435 Y 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Reuters LPC N/A N ICE(BAML) N/A N WM/Reuters via ICE N/A N ITG N/A N Clearing House N/A N Markit N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 1467313.290000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 37372.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 27591.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 53717.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 45559.000000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 28430.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 27254.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 64167.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 30110.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 26862.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 68810.000000000000 535285.000000000000 0.000000000000 Y 6130397884.000000000000 0.000000000000 N N N N ClearBridge Small Cap Growth Fund S000016663 5493003T8SLPG056ZG32 Y 7 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 50624.080000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 17868.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 13222.000000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 12989.000000000000 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 18655.000000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 18121.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 148652.000000000000 JONES TRADING INSTITUTIONAL SERVICES LLC 008-26089 000006888 2138008JJ5PA8H5UIL69 15256.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 42024.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 65551.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 128500.000000000000 520953.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 28356710.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 14636980.000000000000 RAYMOND JAMES & ASSOCIATES, INC. 008-10999 000000705 U4ONQX15J3RO8XCKE979 13333725.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 31398915.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 11991070.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 5252170.000000000000 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 5411910.000000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 25594909.000000000000 135976389.000000000000 Y 3226688905.000000000000 0.000000000000 N N N N QS Global Equity Fund S000016668 5493006PBJT8YTX0VI46 Y 7 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N QS Investors, LLC 801-70974 000152688 XYXE20K9DEB40ZT62J94 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 41049.590000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 SCOTIA CAPITAL (USA) INC. 008-03716 000002739 549300BLWPABP1VNME36 921.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 8884.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 247.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 1799.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 6.000000000000 ITG, INC. 008-44218 000029299 549300S41SMIODVIT266 4867.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2916.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3431.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2409.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 5869.000000000000 31348.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 13.040000000000 13.040000000000 N 172629760.000000000000 0.000000000000 N N N N ClearBridge Large Cap Value Fund S000016669 5493008X4JXB7WRB6E40 Y 8 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 144308.830000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 23214.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 11329.000000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 4893.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 11094.000000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 7598.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 8487.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 11263.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 21425.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 37133.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 5954.000000000000 152888.000000000000 0.000000000000 Y 1708438146.000000000000 0.000000000000 N N N N ClearBridge Select Fund S000039065 549300YEGM5C2DH89B56 Y 7 0 0 N/A Y N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 51924.430000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 17121.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 9397.000000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 858.000000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 802.000000000000 NATIONAL FINANCIAL SERVICES LLC 008-26740 000013041 549300JRHF1MHHWUAW04 1165.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 14078.000000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 1653.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 806.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1428.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3284.000000000000 51604.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 267750.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 780030.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2069865.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 168232.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 308340.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 60040.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 197280.000000000000 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 9667577.390000000000 13519114.390000000000 Y 93993184.000000000000 0.000000000000 N N N N ClearBridge Tactical Dividend Income Fund S000016241 549300RZNIVSD1X0ND90 Y 7 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Legg Mason Partners Fund Advisor, LLC 801-66785 000140432 549300POFVK5JLWUL193 N ClearBridge Investments, LLC 801-64710 000137028 549300L5KZQRDVVXSK45 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Clearing House N/A N ITG N/A N WM/Reuters via ICE N/A N ICE(BAML) N/A N Reuters LPC N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Inc. 549300RMUDWPHCUQNE66 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Legg Mason Partners Fund Advisor, LLC 549300POFVK5JLWUL193 Y N N Legg Mason Investors Services, LLC 008-53089 000109064 N/A 55281.200000000000 Clarion Partners Securities, LLC 008-69204 000166384 N/A 0.000000000000 EnTrustPermal Securities LLC 008-67822 000146443 N/A 0.000000000000 PERMAL (HONG KONG) LIMITED N/A N/A N/A HK 0.000000000000 ROYCE FUND SERVICES, LLC 008-28663 000014470 N/A 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 36827.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 3005.000000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 8442.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 2768.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 20269.000000000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 19667.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 10440.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 11652.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 14668.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 18177.000000000000 155272.000000000000 MUFG SECURITIES AMERICAS INC. 008-43026 000019685 K5HU16E3LMSVCCJJJ255 9941688.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 410987.000000000000 WELLS FARGO SECURITIES LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 327316.000000000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 952197.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 6153930.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3563483.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 8700618.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4019296.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 3084940.000000000000 37154454.070000000000 Y 441091272.000000000000 0.000000000000 N N N N true