SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SRINIVASAN MALLIKA

(Last) (First) (Middle)
TRACTORS & FARM EQUIPMENT LTD OLD NO. 35
NEW NO. 77, NUNGAMBAKKAM HIGH ROAD

(Street)
CHENNAI K7 600 034

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGCO CORP /DE [ AGCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/25/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/25/2015 P 164,500(1) A $45.52(2) 8,803,941(3) I By Tractors and Farm Equipment Limited
Common Stock 09/25/2015 P 82,890(1) A $46.15(4) 8,886,831(3) I By Tractors and Farm Equipment Limited
Common Stock 3,263,321(5) I By TAFE Motors and Tractors Limited
Common Stock 9,034(6) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
SRINIVASAN MALLIKA

(Last) (First) (Middle)
TRACTORS & FARM EQUIPMENT LTD OLD NO. 35
NEW NO. 77, NUNGAMBAKKAM HIGH ROAD

(Street)
CHENNAI K7 600 034

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Tractors & Farm Equipment Ltd

(Last) (First) (Middle)
OLD NO. 35, NEW NO. 77
NUNGAMBAKKAM HIGH ROAD

(Street)
CHENNAI K7 600 034

(City) (State) (Zip)
1. Name and Address of Reporting Person*
TAFE Motors & Tractors Ltd

(Last) (First) (Middle)
OLD NO. 35, NEW NO. 77
NUNGAMBAKKAM HIGH ROAD

(Street)
CHENNAI K7 600 034

(City) (State) (Zip)
Explanation of Responses:
1. Shares were purchased pursuant to a Rule 10b5-1 trading plan entered into by Tractors and Farm Equipment Limited ("TAFE") on August 25, 2015.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.96 to $45.95. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
3. These shares are owned directly by TAFE. Mallika Srinivasan is an officer of TAFE and is a beneficial owner of certain equity securities of TAFE. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of the row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TAFE, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. TMTL also disclaims beneficial ownership of the shares reported in Column 5 of the row, and this report shall not be deemed an admission that TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.96 to $46.66. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
5. These shares are owned directly by TMTL, which is a wholly owned subsidiary of TAFE. TAFE is an indirect beneficial owner of these shares. Mallika Srinivasan is an officer of TMTL and is a beneficial owner of certain equity securities of TMTL. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of this row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TMTL, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
6. These shares reflect awards to Mallika Srinivasan for her services as a director of AGCO Corporation under the AGCO Corporation 2006 Long-Term Stock Incentive Plan. TAFE and TMTL disclaim beneficial ownership of the shares reported in Column 5 of this row, and this report shall not be deemed an admission that either TAFE or TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Remarks:
/s/ Anthea L. Markstein, Attorney-in-Fact for Tractors and Farm Equipment Limited 09/28/2015
/s/ Anthea L. Markstein, Attorney-in-Fact for Mallika Srinivasan 09/28/2015
/s/ Anthea L. Markstein, Attorney-in-Fact for TAFE Motors and Tractors Limited 09/28/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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