POS EX 1 blgo20240415c_posex.htm FORM POS EX blgo20240415c_posex.htm

As filed with the Securities and Exchange Commission on April 15, 2024

 

Registration No. 333-233534

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

Post-Effective Amendment No. 7 to

FORM S-1

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

BIOLARGO, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

2800

 

65-0159115

(State or other jurisdiction of

 

(Primary Standard Industrial

 

(I.R.S. Employer

incorporation or organization)

 

Classification Code Number)

 

Identification No.)

 

BioLargo, Inc.

14921 Chestnut St.

Westminster, CA 92683

 

(888) 400-2863

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Copy to:

Gilbert Bradshaw, Esq.

Corporate Securities Legal LLP

18818 Teller Avenue, Suite 115

Irvine, CA 92612

Tel: (949) 752-1100/Fax: (949) 752-1144

gbradshaw@securitieslegal.com

 

Agents and Corporations, Inc.

1201 Orange Street, Suite 600

Wilmington, DE 19801

(302) 575-0877

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Approximate date of commencement of proposed sale to the public:

From time to time after this registration statement is declared effective.

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box: ☒

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and "emerging growth company" in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer: ☐

 

Smaller reporting company: ☒

Accelerated filer: ☐

 

Emerging growth company ☐

Non-accelerated filer: ☒

   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

 

 

 

 

 

 

 

EXPLANATORY NOTE

 

BioLargo, Inc. is filing this Post-Effective Amendment No. 7 to its Registration Statement on Form S-1 (File No. 333-233534) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the exhibits index to the Registration Statement showing the filed exhibit, the signature page to the Registration Statement and the filed exhibit. The remainder of the Registration Statement is unchanged and has therefore been omitted.

 

PART II — INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 16. Exhibits.

 

   

Incorporated by

Reference Herein

Exhibit

Number

Exhibit Description

Form

File Date

5.1

Opinion of counsel

 

filed herewith

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in City of Westminster, State of California, on April 15, 2024.

 

 

 

BioLargo, Inc.

 

 

 

By: /s/ Dennis P. Calvert

 

 

Dennis P. Calvert

 

Chief Executive Officer

   
   

 

 

POWER OF ATTORNEY AND SIGNATURES

 

The undersigned officers and directors of the Company hereby constitute and appoint Dennis P. Calvert and Charles K. Dargan II, and each of them singly, with full power of substitution, our true and lawful attorneys-in-fact and agents to take any actions to enable the Company to comply with the Securities Act, and any rules, regulations and requirements of the SEC, in connection with this registration statement, including the power and authority to sign for us in our names in the capacities indicated below any and all amendments to this registration statement and any other registration statement filed pursuant to the provisions of Rule 462 under the Securities Act.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ Dennis P. Calvert

 

Chief Executive Officer, President, Chairman, Director

 

April 15, 2024

Dennis P. Calvert

 

 

 

 

         

/s/ Charles K. Dargan II

 

Chief Financial Officer (principal financial officer and principal accounting officer)

 

April 15, 2024

Charles K. Dargan II

       

 

/s/ Kenneth R. Code*

 

Chief Science Officer, Director

 

April 15, 2024

Kenneth R. Code

 

 

 

 

 

 

 

 

 

/s/ Joseph L. Provenzano*

 

Executive Vice President, Corporate Secretary, Director

 

April 15, 2024

Joseph L. Provenzano

 

 

 

 

         

/s/ Jack B. Strommen*

 

Director

 

April 15, 2024

Jack B. Strommen

 

 

 

 

         

/s/ Dennis E. Marshall*

 

Director

 

April 15, 2024

Dennis E. Marshall

 

 

 

 

         

/s/ Linda Park*

 

Director

 

April 15, 2024

Linda Park

 

 

 

 

         

/s/ Christina Bray*

 

Director

 

April 15, 2024

Christina Bray

 

 

 

 

 

* By Dennis P. Calvert, Attorney-in-fact