-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TEyF1hsaamQn4jrI2bOXbcpvYOugYnDXZZSt+u04nZFnZviFbP4fiSV0Pcx58Vif vJ+/IvUWNtug1k1F4x4Qdg== 0000880117-06-000031.txt : 20061219 0000880117-06-000031.hdr.sgml : 20061219 20061219140650 ACCESSION NUMBER: 0000880117-06-000031 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061218 ITEM INFORMATION: Other Events FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANFILIPPO JOHN B & SON INC CENTRAL INDEX KEY: 0000880117 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 362419677 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19681 FILM NUMBER: 061286012 BUSINESS ADDRESS: STREET 1: 2299 BUSSE RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007-6057 BUSINESS PHONE: 8475932300 MAIL ADDRESS: STREET 1: 2299 BUSSE RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007-6057 8-K 1 a8k121806.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 18, 2006 ----------------- JOHN B. SANFILIPPO & SON, INC. - --------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 0-19681 36-2419677 - --------------------------------------------------------------------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 2299 Busse Road, Elk Grove Village, Illinois 60007 - --------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code 847-593-2300 ------------ - --------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) John B. Sanfilippo & Son, Inc. (the "Registrant") submits the following information: ITEM 8.01. Other Events - -------------------------------------------------------- The Registrant received a letter from The Nasdaq Stock Market on December 18, 2006 informing the Registrant that its filing delinquency has been cured and that the hearing scheduled for December 20, 2006 has been cancelled as moot. On November 14, 2006 the Registrant received a Staff Determination from Nasdaq. The Staff Determination was issued due to the Registrant's non-compliance with Marketplace Rule 4310(c)(14), which requires the Registrant to make on a timely basis all filings with the Securities and Exchange Commission, as required by the Securities Exchange Act of 1934, as amended. In response to the receipt of the Staff Determination, the Registrant requested a hearing before the NASDAQ Listing Qualifications Panel to appeal the Staff Determination, which was scheduled for December 20, 2006. On December 15, 2006 the Registrant filed is Form 10-Q for the quarter ended September 28, 2006, which cured the filing delinquency and led to the cancellation of the hearing before the NASDAQ Listing Qualifications Panel. SIGNATURE --------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. JOHN B. SANFILIPPO & SON, INC. Date: December 19, 2006 By: /s/ Michael J. Valentine ---------------------------- Michael J. Valentine Chief Financial Officer and Group President -----END PRIVACY-ENHANCED MESSAGE-----