0001140361-12-045899.txt : 20121106 0001140361-12-045899.hdr.sgml : 20121106 20121106180904 ACCESSION NUMBER: 0001140361-12-045899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121102 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROVIDENCE EQUITY PARTNERS IV LP CENTRAL INDEX KEY: 0001127275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184362 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROVIDENCE EQUITY OPERATING PARTNERS IV LP CENTRAL INDEX KEY: 0001170535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184359 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDUCATION MANAGEMENT CORPORATION CENTRAL INDEX KEY: 0000880059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 251119571 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125620900 MAIL ADDRESS: STREET 1: 300 SIXTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JONATHAN M CENTRAL INDEX KEY: 0001035233 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184357 MAIL ADDRESS: STREET 1: C/O WESTERN WIRELESS CORP STREET 2: 3650 131ST AVE SE #400 CITY: BELLEVUE STATE: WA ZIP: 98006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L P CENTRAL INDEX KEY: 0001304328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184365 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V-A L P CENTRAL INDEX KEY: 0001304329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184363 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners IV, L.L.C. CENTRAL INDEX KEY: 0001320669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184360 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-0536 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER NAME: FORMER CONFORMED NAME: Providence Equity GP IV LLC DATE OF NAME CHANGE: 20050315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP IV L.P. CENTRAL INDEX KEY: 0001320670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184361 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-0536 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP V L.P. CENTRAL INDEX KEY: 0001473584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184364 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L.L.C. CENTRAL INDEX KEY: 0001473585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184366 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEP EDMC L.L.C. CENTRAL INDEX KEY: 0001473638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 121184358 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 doc1.xml FORM 4 X0306 4 2012-11-02 0 0000880059 EDUCATION MANAGEMENT CORPORATION EDMC 0001473585 Providence Equity Partners V L.L.C. C/O PROVIDENCE EQUITY PARTNERS L.L.C. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304328 Providence Equity Partners V L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001473584 Providence Equity GP V L.P. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304329 Providence Equity Partners V-A L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001127275 PROVIDENCE EQUITY PARTNERS IV LP 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001320670 Providence Equity GP IV L.P. 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001320669 Providence Equity Partners IV, L.L.C. 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001170535 PROVIDENCE EQUITY OPERATING PARTNERS IV LP C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001473638 PEP EDMC L.L.C. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001035233 NELSON JONATHAN M C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 Common Stock, par value $0.01 per share 2012-11-02 4 J 0 28788 A 40910723 I See footnotes Common Stock, par value $0.01 per share 2012-11-02 4 J 0 28788 A 40939511 I See footnotes On the Transaction Date, and pursuant to the Omnibus Stock Option Plan: (i) Paul J. Salem was granted 16,667 restricted shares of common stock and 12,121 shares of common stock; and (ii) Peter Osgood Wilde, Jr. was granted 16,667 restricted shares of common stock and 12,121 shares of common stock, each as nominees for PEP LLC. Representing: (i) 32,317,772 shares of common stock directly held by Providence Equity Partners V L.P. ("PEP V"); (ii) 5,104,728 shares of common stock directly held by Providence Equity Partners V-A L.P. ("PEP V-A"); (iii) 2,675,590 shares of common stock directly held by Providence Equity Partners IV L.P. ("PEP IV"); (iv) 8,629 shares of common stock directly held by Providence Equity Operating Partners IV L.P. ("PEOP IV"); (v) 740,880 shares of common stock directly held by PEP EDMC L.L.C. ("PEP EDMC"); (vi) 31,549 shares of common stock directly held by Mr. Salem as nominee for PEP LLC; (vii) 31,549 shares of common stock directly held by Mr. Wilde as nominee for PEP LLC; and (viii) 28,814 shares of common stock directly held by PEP LLC. (Continuation of Footnote 2) Certain Reporting Persons may be deemed to indirectly own the securities listed above as follows: (a) Providence Equity GP V L.P. ("PEP GP V"), as general partner of PEP V and PEP V-A; (b) Providence Equity Partners V L.L.C. ("PEP V LLC") as general partner of PEP GP V; (c) Providence Equity GP IV L.P. ("PEP GP IV"), as general partner of PEP IV and PEOP IV; (d) PEP V, PEP V-A, PEP IV and PEOP IV as the members of PEP EDMC L.L.C.; (e) Providence Equity Partners IV L.L.C. ("PEP IV LLC") as general partner of PEP GP IV; (f) Providence Equity Partners V Inc. ("PEP V Inc.") as the former investment manager of PEP V; (g) Providence Equity Partners IV Inc. ("PEP IV Inc.") (Continuation of Footnote 2) as the former investment manager of PEP IV; and (h) PEP LLC, as management company to PEP V, PEP V-A, PEP IV and PEOP IV. Each of PEP GP V, PEP V LLC, PEP GP IV, PEP IV LLC, PEP V, PEP V-A, PEP IV, PEOP IV, PEP V Inc., PEP IV Inc. and PEP LLC disclaims indirect beneficial ownership except to the extent of each of their respective pecuniary interests therein. (Continuation of Footnote 2) Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are: (1) partners of PEP GP IV; (2) indirect beneficial owners of PEP GP V, PEP V LLC, PEP V Inc. and PEP IV Inc.; (3) members of PEP LLC; and (4) members of PEP IV LLC, and may be deemed to share beneficial ownership of shares owned by PEP V, PEP V-A, PEP IV, PEOP IV, PEP EDMC LLC, PEP V Inc., PEP IV Inc. and PEP LLC or held by Messrs. Salem and Wilde as nominees for such entities. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of each of their respective pecuniary interests therein. See Exhibit 99.1, incorporated by reference herein. Due to the technical limitation of the number of reporting persons included in each individual filing, this Form 4 is being filed in two parts. This is Part 1 of 2. /s/ Paul J. Salem 2012-11-06 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm11-0612pep_edmc4ex991.htm
 

 
EXHIBIT 99.1
Joint Filer Information

Name and Address of Reporting Person:
Providence Equity Partners V L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

 

PROVIDENCE EQUITY PARTNERS V L.P.
 
By: Providence Equity GP V L.P., its sole general partner
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Senior Managing Director and Executive Vice President
  
Date: 11/6/2012

 
1
 


Name and Address of Reporting Person:
Providence Equity GP V L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

 

PROVIDENCE EQUITY GP V L.P.
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Senior Managing Director and Executive Vice President
  
Date: 11/6/2012

 
2
 


Name and Address of Reporting Person:
Providence Equity Partners V-A L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

 


PROVIDENCE EQUITY PARTNERS V-A L.P.
 
By: Providence Equity GP V L.P., its sole general partner
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Senior Managing Director and Executive Vice President
  
Date: 11/6/2012


 
3
 


Name and Address of Reporting Person:
Providence Equity Partners IV L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

 

PROVIDENCE EQUITY PARTNERS IV L.P.
 
By: Providence Equity GP IV L.P., its sole general partner
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Class A Member
  
Date: 11/6/2012

 
4
 


Name and Address of Reporting Person:
Providence Equity GP IV L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY GP IV L.P.
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Class A Member
  
Date: 11/6/2012

 
5
 


Name and Address of Reporting Person:
Providence Equity Partners IV L.L.C.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY PARTNERS IV L.L.C.
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Class A Member
  
Date: 11/6/2012


 
6
 


   
Name and Address of Reporting Person:
Providence Equity Operating Partners IV L.P.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.


PROVIDENCE EQUITY OPERATING PARTNERS IV L.P.
 
By: Providence Equity GP IV L.P., its sole general partners
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Class A Member
  
Date: 11/6/2012


 
7
 


Name and Address of Reporting Person:
PEP EDMC L.L.C.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.


 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Senior Managing Director and Executive Vice President
  
Date: 11/6/2012


 
8
 


Name and Address of Reporting Person:
Jonathan M. Nelson
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.

 


 
  /s/  Jonathan M. Nelson
    
Name: Jonathan M. Nelson
 
  
Date: 11/6/2012


 
9
 


Name and Address of Reporting Person:
Glenn M. Creamer
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.


 
  /s/  Glenn M. Creamer
    
Name: Glenn M. Creamer
 
  
Date: 11/6/2012


 
10
 


Name and Address of Reporting Person:
Providence Equity Partners V Inc.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.


 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Senior Managing Director and Executive Vice President
  
Date: 11/6/2012



 
11
 


Name and Address of Reporting Person:
Providence Equity Partners IV Inc.
 
c/o Providence Equity Partners L.L.C.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903
   
Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Date of Earliest Transaction Required to be Reported:
 11/2/2012
   
Designated Filer:
Providence Equity Partners V L.L.C.


 
/s/  Paul J. Salem
    
Name: Paul J. Salem
Title: Managing Director and Executive Vice President
  
Date: 11/6/2012

 
 
12