-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9vfVqkYxjC75d+sTc30dVtX78yC68HTQQOcuEoKRkBVnh+cG095y0ilD6I/tWJi WrAZzJb8pGnpFoM3YhPWAA== 0001140361-11-008420.txt : 20110211 0001140361-11-008420.hdr.sgml : 20110211 20110211205319 ACCESSION NUMBER: 0001140361-11-008420 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091001 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROVIDENCE EQUITY PARTNERS IV LP CENTRAL INDEX KEY: 0001127275 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601727 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAMER GLENN M CENTRAL INDEX KEY: 0001084355 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601732 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDUCATION MANAGEMENT CORPORATION CENTRAL INDEX KEY: 0000880059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 251119571 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125620900 MAIL ADDRESS: STREET 1: 300 SIXTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JONATHAN M CENTRAL INDEX KEY: 0001035233 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601733 MAIL ADDRESS: STREET 1: C/O WESTERN WIRELESS CORP STREET 2: 3650 131ST AVE SE #400 CITY: BELLEVUE STATE: WA ZIP: 98006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L P CENTRAL INDEX KEY: 0001304328 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601730 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V-A L P CENTRAL INDEX KEY: 0001304329 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601728 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners IV, L.L.C. CENTRAL INDEX KEY: 0001320669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601735 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-0536 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER NAME: FORMER CONFORMED NAME: Providence Equity GP IV LLC DATE OF NAME CHANGE: 20050315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP IV L.P. CENTRAL INDEX KEY: 0001320670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601726 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-0536 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity GP V L.P. CENTRAL INDEX KEY: 0001473584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601729 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L.L.C. CENTRAL INDEX KEY: 0001473585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601731 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEP EDMC L.L.C. CENTRAL INDEX KEY: 0001473638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 11601734 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 3/A 1 doc1.xml FORM 3/A X0203 3/A 2009-10-01 2009-10-01 0 0000880059 EDUCATION MANAGEMENT CORPORATION EDMC 0001473585 Providence Equity Partners V L.L.C. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304328 Providence Equity Partners V L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001473584 Providence Equity GP V L.P. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001304329 Providence Equity Partners V-A L P 50 KENNEDY PLAZA PROVIDENCE RI 02903 0 0 1 0 0001127275 PROVIDENCE EQUITY PARTNERS IV LP 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001320670 Providence Equity GP IV L.P. 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001320669 Providence Equity Partners IV, L.L.C. 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001473638 PEP EDMC L.L.C. C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001035233 NELSON JONATHAN M C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084355 CREAMER GLENN M C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 Common Stock 40847599 I See footnotes Representing: (i) 32,317,772 shares of common stock are directly held by Providence Equity Partners V L.P. ("PEP V"); (ii) 5,104,728 shares of common stock are directly held by Providence Equity Partners V-A L.P. ("PEP V-A"); (iii) 2,675,590 shares of common stock are directly held by Providence Equity Partners IV L.P. ("PEP IV"); (iv) 8,629 shares of common stock are directly held by Providence Equity Operating Partners IV L.P. ("PEOP IV"); and (v) 740,880 shares of common stock are directly held by PEP EDMC L.L.C. (i) Providence Equity GP V L.P. ("PEP GP V"), as general partner of PEP V and PEP V-A; (ii) Providence Equity Partners V, L.L.C. ("PEP V LLC") as general partner of PEP GP V; (iii) Providence Equity GP IV L.P. ("PEP GP IV"), as general partner of PEP IV and PEOP IV; (iv) PEP V, PEP V-A, PEP IV and PEOP IV as the members of PEP EDMC L.L.C.; and (v) Providence Equity Partners IV L.L.C. ("PEP IV LLC") as general partner of PEP GP IV, may be deemed to indirectly own the securities described in footnote (1) above. Each of PEP GP V, PEP V LLC, PEP GP IV, PEP IV LLC, PEP V, PEP V-A, PEP IV and PEOP IV disclaims indirect beneficial ownership except to the extent of each of their respective pecuniary interests therein. Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are: (i) partners of PEP GP V and PEP GP IV; and (ii) members of PEP V LLC and PEP IV LLC, and may be deemed to share beneficial ownership of shares owend by PEP V, PEP V-A, PEP IV, PEOP IV and PEP EDMC LLC. Messrs. Nelson, Creamer and Salem are also the indirect beneficial owners of: (i) Providence Equity Partners V, Inc. ("PEP V, Inc."), the investment manager for PEP V; and (ii) Providence Equity Partners IV, Inc. ("PEP IV, Inc."), the investment manager for PEP IV. Each of Messrs. Nelson, Creamer and Salem, PEP V, Inc. and PEP IV, Inc. disclaims these beneficial ownerships, except to the extent of such parties' respective pecuniary interests therein. See Exhibit 99.1, incorporated by reference herein. DUE TO THE TECHNICAL LIMITATION IN THE NUMBER OF REPORTING PERSONS INCLUDED IN ONE FILING, THIS FORM 3/A IS BEING FILED IN THREE PARTS. THIS IS PART 1 OF 3. This amendment to the Form 3 originally filed on October 1, 2009 (the "Original Filing") is being made to include reference to Messrs. Nelson and Creamer who were omitted from the Original Filing and to correct certain rounding errors: PEP V-A, L.P. had previously been reported as holding 5,104,729 shares, PEOP IV had previously been reported as holding 8,630 shares and PEP EDMC had previously been reported as holding 740,880 shares and, as such, the total beneficial ownership in the original filing reflected three additional shares not owned beneficially owned by the Reporting Persons. The Reporting Persons may be deemed to constitute a "group" for the purpose of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The filing of this report shall not be construed as an admission that the Reporting Persons are a group. /s/ Jonathan M. Nelson 2011-02-11 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm02-1111_3ex24.htm
EXHIBIT 99.1
Joint Filer Information

Name and Address of Reporting Person:
Providence Equity Partners V L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 

PROVIDENCE EQUITY PARTNERS V L.P.
 
By: Providence Equity GP V L.P., its sole general partner
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
/s/  Jonathan Nelson
    
Name: Jonathan M. Nelson
Title: Class A Member
  
Date: 2/11/2011

 
1
 






Name and Address of Reporting Person:
Providence Equity GP V L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 

PROVIDENCE EQUITY GP V L.P.
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
 
 
    
Name: Jonathan M. Nelson
Title: Class A Member
  
Date: 2/11/2011

 
2
 


Name and Address of Reporting Person:
Providence Equity Partners V-A L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


PROVIDENCE EQUITY PARTNERS V-A L.P.
 
By: Providence Equity GP V L.P., its sole general partner
 
By: Providence Equity Partners V L.L.C., its sole general partner
 
/s/  Jonathan M. Nelson
    
Name: Jonathan M. Nelson
Title: Class A Member
  
Date: 2/11/2011


 
3
 


Name and Address of Reporting Person:
Providence Equity Partners IV L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 

PROVIDENCE EQUITY PARTNERS IV L.P.
 
By: Providence Equity GP IV L.P., its sole general partner
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Jonathan M. Nelson
  
Name: Jonathan M. Nelson
Title: Class A Member
Date: 2/11/2011

 
4
 




Name and Address of Reporting Person:
Providence Equity GP IV L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 

PROVIDENCE EQUITY GP IV L.P.
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Jonathan M. Nelson
  
Name: Jonathan M. Nelson
Title: Class A Member
Date: 2/11/2011

 
5
 




Name and Address of Reporting Person:
Providence Equity Partners IV L.L.C.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 

PROVIDENCE EQUITY PARTNERS IV L.L.C.
 
 
/s/  Jonathan M. Nelson
  
Name: Jonathan M. Nelson
Title: Class A Member
Date: 2/11/2011


 
6
 



Name and Address of Reporting Person:
Providence Equity Operating Partners IV L.P.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


PROVIDENCE EQUITY OPERATING PARTNERS IV L.P.
 
By: Providence Equity GP IV L.P., its sole general partners
 
By: Providence Equity Partners IV L.L.C., its sole general partner
 
/s/  Jonathan M. Nelson
  
Name: Jonathan M. Nelson
Title: Class A Member
Date: 2/11/2011


 
7
 


Name and Address of Reporting Person:
PEP EDMC L.L.C.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


  /s/  Jonathan M. Nelson    
Name: Jonathan M. Nelson
Title: Senior Managing Director and Executive Vice President
  
Date: 2/11/2011


 
8
 


Name and Address of Reporting Person:
Jonathan M. Nelson
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


  /s/ Jonathan Nelson    
Name: Jonathan Nelson
 
  
Date: 2/11/2011


 
9
 


 
Glenn M. Creamer
Name and Address of Reporting Person:
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


  /s/ Glenn M. Creamer    
Name: Glenn M. Creamer
 
  
Date: 2/11/2011


 
10
 


Name and Address of Reporting Person:
Providence Equity Partners V, Inc.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


/s/ Jonathan Nelson    
Name: Jonathan Nelson
Title: Senior Managing Director and Executive Vice President
  
Date: 2/11/2011



 
11
 


Name and Address of Reporting Person:
Providence Equity Partners IV, Inc.
 
c/o Providence Equity Partners Inc.
 
50 Kennedy Plaza, 18th Floor
 
Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:
Education Management Corporation
 
(EDMC)

Relationship of Joint Filer to Issuer:
10% Owner
 
Date of Earliest Transaction Required to be Reported:
11/29/2010
 
Designated Filer:
Providence Equity Partners V L.L.C.
 


/s/ Jonathan Nelson    
Name: Jonathan Nelson
Title: Managing Director and Executive Vice President
  
Date: 2/11/2011







 
12
 

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