8-K 1 slgd-8k_20210601.htm 8-K slgd-8k_20210601.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   

      

FORM 8-K

   

      

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 1, 2021

      

SCOTT’S LIQUID GOLD-INC.

(Exact name of Registrant as specified in its charter)

      

   

 

Colorado

001-13458

84-0920811

(State or other jurisdiction

of incorporation)

(Commission File Number)

(I.R.S. Employer

Identification No.)

   

 

8400 E. Crescent Parkway, Suite 450, Greenwood Village, CO

   

80111

(Address of principal executive offices)

   

(Zip Code)

   

Registrant’s telephone number, including area code: (303) 373-4860

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

      

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

   

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Exchange Act.

 

Title of each class

 

Trading Symbol

 

Name of exchange on which registered

None

 

None

 

None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐ 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

      


 

Item 5.07. Submission of Matters to a Vote of Security Holders.

The annual meeting of shareholders (the “Annual Meeting”) of the Company was held on June 1, 2021.  During the Annual Meeting, the following matters were submitted to the shareholders of the Company:

   

Proposal 1: Election of Directors:

 

The shareholders elected each of the following individuals named in the proxy statement for the Annual Meeting to serve on the Board of Directors for a term of one year, or until his or her successor is duly elected and qualified, with the votes cast as follows:

   

 

Nominees

   

Votes For

   

Withheld

Leah S. Bailey

   

5,250,274

   

1,157,845

Rimmy Malhotra

   

5,861,013

   

547,106

Philip A. Neri

   

5,280,980

   

1,127,139

Kevin A. Paprzycki

   

5,250,574

   

1,157,545

Tisha Pedrazzini

 

6,020,313

 

387,806

Daniel J. Roller

 

6,020,313

 

387,806

 

 

Proposal 2: Advisory Vote to Approve Executive Compensation:

 

The shareholders approved, on an advisory basis, named executive officer compensation, with the votes cast as follows:

 

 

 

 

 

 

   

Votes

Votes for

   

5,987,182

Votes against

   

70,290

Abstentions

   

350,647

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   

 

   

   

   

SCOTT’S LIQUID GOLD-INC.

   

   

   

   

Date:

June 3, 2021

By:

/s/ Kevin A. Paprzycki

   

   

   

Kevin A. Paprzycki

   

   

   

Interim Co-President and Chief Financial Officer