0000088000-20-000001.txt : 20200901 0000088000-20-000001.hdr.sgml : 20200901 20200901170753 ACCESSION NUMBER: 0000088000-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200828 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN MARK E CENTRAL INDEX KEY: 0001106828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 201155014 MAIL ADDRESS: STREET 1: 4880 HAVANA ST CITY: DENVER STATE: CO ZIP: 80239 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Scott's Liquid Gold - Inc. CENTRAL INDEX KEY: 0000088000 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 840920811 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4880 HAVANA ST STREET 2: SUITE 400 CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033734860 MAIL ADDRESS: STREET 1: 4880 HAVANA ST STREET 2: SUITE 400 CITY: DENVER STATE: CO ZIP: 80239 FORMER COMPANY: FORMER CONFORMED NAME: SCOTTS LIQUID GOLD INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-28 0 0000088000 Scott's Liquid Gold - Inc. SLGD 0001106828 GOLDSTEIN MARK E 8400 E. CRESCENT PARKWAY #450 GREENWOOD VILLAGE CO 80111 1 1 1 0 COB/President/CEO Common Stock 2020-08-28 4 M 0 25000 1.375 A 572222 D Common Stock 2126473 I By Goldstein Family Partnership, Ltd. Common Stock 140960 I By ESOP Common Stock 86670 I By Children Common Stock 26390 I By Spouse Incentive Stock Option (right to buy) 1.375 2020-08-28 4 M 0 25000 0 D 2020-08-30 Common Stock 25000 75000 D Option vested 1/2 on 08/31/2015 and 1/2 on 08/31/2016. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. /s/ Mark E. Goldstein 2020-08-28