-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BcUBCXsUvlVYLuDUCXdPyj47Mc0fqh+XdcLJ2GnTRVzsQVhePaO5EkttY6Wstgow FlsMuQsWu5RE5pMoSzBOzw== 0000950150-97-001531.txt : 19971104 0000950150-97-001531.hdr.sgml : 19971104 ACCESSION NUMBER: 0000950150-97-001531 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971103 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AAMES FINANCIAL CORP/DE CENTRAL INDEX KEY: 0000879957 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 954340340 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-27537 FILM NUMBER: 97706560 BUSINESS ADDRESS: STREET 1: 350 SOUTH GRAND AVE STREET 2: 52ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2133516100 MAIL ADDRESS: STREET 1: 3731 WILSHIRE BLVD 10TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90010 POS AM 1 POST-EFFECTIVE AMENDMENT NUMBER 1 TO FORM S-3 1 As filed with the Securities and Exchange Registration NO. 333-27537 Commission on November 3, 1997 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- AAMES FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) DELAWARE 95-4340340 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 350 S. GRAND AVENUE LOS ANGELES, CALIFORNIA 90071 (213) 640-5000 (Address, including ZIP code, and telephone number, including area code, of Registrant's principal executive offices) BARBARA S. POLSKY, ESQ. AAMES FINANCIAL CORPORATION 350 S. GRAND AVENUE LOS ANGELES, CALIFORNIA 90071 (213) 640-5000 (Name, address, including ZIP code, and telephone number, including area code, of agent for service) --------------- Copies to: JACK M. COSTELLO, JR., ESQ. BROWN & WOOD, LLP ONE WORLD TRADE CENTER 58TH FLOOR NEW YORK, NEW YORK 10048 (212) 839-5300 ================================================================================ 2 EXPLANATORY STATEMENT Pursuant to this Post-Effective Amendment No. 1 to its Registration Statement on Form S-3 (Registration Number 333-27537), Aames Financial Corporation deregisters all shares of its common stock, $.001 par value per share, and the preferred stock purchase rights attached thereto (together, the "Securities"), heretofore registered and not previously sold. The reason for deregistration is that all of the Securities became tradable pursuant to Rule 144 under the Securities Act of 1933, as amended, on August 28, 1997. Approximately 1,307,175 shares were sold pursuant to the Registration Statement. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Los Angeles, State of California, on November 3, 1997. AAMES FINANCIAL CORPORATION (Registrant) By: /s/ CARY H. THOMPSON* ---------------------------------- Cary H. Thompson Chief Executive Officer POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Cary H. Thompson and Gregory J. Witherspoon and each of them, his attorney-in-fact and agent, with full power of substitution, for him in any and all capacities, to sign any amendments to this Registration Statement, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his substitute, may do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
SIGNATURE TITLE DATE --------- ----- ---- /s/ Gary K. Judis* Chairman of the Board May 19, 1997 - -------------------------- Gary K. Judis /s/ Cary H. Thompson* Chief Executive Officer, Director May 19, 1997 - -------------------------- (Principal Executive Officer) Cary H. Thompson /s/ Gregory J. Witherspoon* Executive Vice President - Finance May 19, 1997 - -------------------------- Chief Financial Officer, Director Gregory J. Witherspoon /s/ Neil B. Kornswiet* Vice Chairman and President May 19, 1997 - -------------------------- Neil B. Kornswiet
4 /s/ Mark E. Elbaum* Senior Vice President - Finance May 19, 1997 - -------------------------- (Principal Accounting Officer) Mark E. Elbaum /s/ Joseph R. Cerrell* Director May 19, 1997 - -------------------------- Joseph R. Cerrell /s/ Dennis F. Holt* Director May 19, 1997 - -------------------------- Dennis F. Holt /s/ Melvyn Kinder* Director May 19, 1997 - -------------------------- Melvyn Kinder Director - -------------------------- John C. Getzelman Director - -------------------------- Lee Masters By: /s/ Cary H. Thompson November 3, 1997 -------------------------- Cary H. Thompson Attorney-In-Fact
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