0001213900-24-035817.txt : 20240424 0001213900-24-035817.hdr.sgml : 20240424 20240424163201 ACCESSION NUMBER: 0001213900-24-035817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240422 FILED AS OF DATE: 20240424 DATE AS OF CHANGE: 20240424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quarles Gregory James CENTRAL INDEX KEY: 0001776289 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 24871056 MAIL ADDRESS: STREET 1: 2480 W. RUTHRAUFF ROAD STREET 2: SUITE 1400 CITY: TUSCAN STATE: AZ ZIP: 85705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0508 4 2024-04-22 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001776289 Quarles Gregory James C/O APPLIED ENERGETICS, INC. 9070 S. RITA ROAD, SUITE 1500 TUCSON AZ 85747 1 1 0 0 President and CEO 1 Common Stock, par value $0.001 per share 2024-04-22 4 M 0 7000 0.35 A 7000 D Common Stock, par value $0.001 per share 2024-04-22 4 S 0 7000 1.89 D 0 D Common Stock, par value $0.001 per share 2024-04-23 4 M 0 3000 0.35 A 3000 D Common Stock, par value $0.001 per share 2024-04-23 4 S 0 3000 1.90 D 0 D Non-Qualified Stock Options 0.35 2024-04-22 4 M 0 7000 D 2019-11-18 2029-04-18 Common Stock, par value $.001 per share 7000 4933000 D Non-Qualified Stock Options 0.35 2024-04-23 4 M 0 3000 D 2019-11-18 2029-04-18 Common Stock, par value $.001 per share 3000 4930000 D Restricted Stock Units 0 2032-11-29 Common Stock, par value $.001 per share 1954545 D Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.88 to $1.96, on April 22, 2024, and $1.86 to 1.93, on April 23, 2024. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Dr. Quarles on June 15, 2023. Options were issued in exchange for services rendered as an officer and director of the company. Restricted Stock Units are subject to vesting, and none of them were vested. /s/ Gregory J. Quarles 2024-04-24