0001213900-23-081803.txt : 20231031
0001213900-23-081803.hdr.sgml : 20231031
20231031160900
ACCESSION NUMBER: 0001213900-23-081803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231027
FILED AS OF DATE: 20231031
DATE AS OF CHANGE: 20231031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quarles Gregory James
CENTRAL INDEX KEY: 0001776289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 231364603
MAIL ADDRESS:
STREET 1: 2480 W. RUTHRAUFF ROAD
STREET 2: SUITE 1400
CITY: TUSCAN
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0508
4
2023-10-27
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001776289
Quarles Gregory James
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
TUCSON
AZ
85747
1
1
0
0
President and CEO
1
Common Stock, par value $0.001 per share
2023-10-27
4
M
0
6600
0.35
A
6600
D
Common Stock, par value $0.001 per share
2023-10-27
4
S
0
6600
2.37
D
0
D
Common Stock, par value $0.001 per share
2023-10-31
4
M
0
3400
0.35
A
3400
D
Common Stock, par value $0.001 per share
2023-10-31
4
S
0
3400
2.37
D
0
D
Non-Qualified Stock Options
0.35
2023-10-27
4
M
0
6600
D
2019-11-18
2029-04-18
Common Stock, par value $.001 per share
6600
4983400
D
Non-Qualified Stock Options
0.35
2023-10-31
4
M
0
3400
D
2019-11-18
2029-04-18
Common Stock, par value $.001 per share
3400
4980000
D
Restricted Stock Units
0
2032-11-29
Common Stock, par value $.001 per share
1954545
D
Options were issued in exchange for services rendered as an officer and director of the company.
Restricted Stock Units are subject to vesting, and none of them were exercised.
/s/ Gregory J. Quarles
2023-10-31