0001213900-23-081803.txt : 20231031 0001213900-23-081803.hdr.sgml : 20231031 20231031160900 ACCESSION NUMBER: 0001213900-23-081803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231027 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quarles Gregory James CENTRAL INDEX KEY: 0001776289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 231364603 MAIL ADDRESS: STREET 1: 2480 W. RUTHRAUFF ROAD STREET 2: SUITE 1400 CITY: TUSCAN STATE: AZ ZIP: 85705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0508 4 2023-10-27 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001776289 Quarles Gregory James C/O APPLIED ENERGETICS, INC. 9070 S. RITA ROAD, SUITE 1500 TUCSON AZ 85747 1 1 0 0 President and CEO 1 Common Stock, par value $0.001 per share 2023-10-27 4 M 0 6600 0.35 A 6600 D Common Stock, par value $0.001 per share 2023-10-27 4 S 0 6600 2.37 D 0 D Common Stock, par value $0.001 per share 2023-10-31 4 M 0 3400 0.35 A 3400 D Common Stock, par value $0.001 per share 2023-10-31 4 S 0 3400 2.37 D 0 D Non-Qualified Stock Options 0.35 2023-10-27 4 M 0 6600 D 2019-11-18 2029-04-18 Common Stock, par value $.001 per share 6600 4983400 D Non-Qualified Stock Options 0.35 2023-10-31 4 M 0 3400 D 2019-11-18 2029-04-18 Common Stock, par value $.001 per share 3400 4980000 D Restricted Stock Units 0 2032-11-29 Common Stock, par value $.001 per share 1954545 D Options were issued in exchange for services rendered as an officer and director of the company. Restricted Stock Units are subject to vesting, and none of them were exercised. /s/ Gregory J. Quarles 2023-10-31