-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmmjcPa0VzFf7suuDM+U/BzHNaUqJ7+Upx+mg+Hn7UuKiLLaX+AGlZ1Uv3F5zBkY yNNqzTbZnH1D0QGYqQrwbQ== 0001005477-99-004449.txt : 19990924 0001005477-99-004449.hdr.sgml : 19990924 ACCESSION NUMBER: 0001005477-99-004449 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990923 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PETROFINA CENTRAL INDEX KEY: 0001045182 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-56115 FILM NUMBER: 99716053 BUSINESS ADDRESS: STREET 1: 52 RUE DE LLNDUSTRIE STREET 2: B-1040 BRUSSELS CITY: BELGIUM STATE: C9 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOTAL FINA SA CENTRAL INDEX KEY: 0000879764 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 24 COURS MICHELET STREET 2: LA DEFENSE 92800 CITY: PUTEAUX FRANCE STATE: I0 ZIP: 00000 BUSINESS PHONE: 2129693300 MAIL ADDRESS: STREET 1: PROSKAUER ROSE GOETZ & MENDELSOHN LLP STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036-8299 FORMER COMPANY: FORMER CONFORMED NAME: TOTAL DATE OF NAME CHANGE: 19960103 SC 13D/A 1 AMENDMENT NO. 5 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* PETROFINA ---------------------- (Name of Issuer) Ordinary Voting Shares ------------------------------------- (Title of Class of Securities) 716485206 ------------------------------------------- (CUSIP Number) Alain-Marc Irissou General Counsel TOTAL FINA S.A. Tour TOTAL 24, cours Michelet La Defense 10 92800 Puteaux, France (011-33-1) 41-35-40-00 ------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: Jere R. Thomson, Esq. Jones, Day, Reavis & Pogue 599 Lexington Avenue New York, New York 10022 (212) 326-3939 August 20, 1999 ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages ================================================================================ CUSIP No. 716485206 Page 2 of 8 Pages ================================================================================ ================================================================================ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Total Fina S.A. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 23,248,844 -------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 23,248,844 WITH: -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 23,248,844 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 98.76% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (societe anonyme) ================================================================================ ================================================================================ CUSIP No. 716485206 Page 3 of 8 Pages ================================================================================ This Statement amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on April 9, 1999 by Total, a French societe anonyme ("Total") (renamed Total Fina S.A. ("Total Fina") on June 14, 1999), as amended from time to time. Item 3. Source and Amount of Funds or Other Consideration. Item 3 is hereby amended and supplemented by adding thereto the following text: "The exchange offer made in Belgium for PetroFina shares was reopened from June 30 to July 28, 1999 with respect to PetroFina shares received upon the exercise of outstanding employee warrants. The offers made to such employees were made at the exchange ratio of 9 Total Fina shares for 2 PetroFina shares. A total of 80,356 PetroFina shares were tendered during the reopening of this exchange offer." Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended and supplemented by deleting subitems (a) and (b) thereto and replacing them with the following text. "(a) Total directly and beneficially owns 23,248,844 PetroFina Shares, which constituted 98.76% all of the issued and outstanding PetroFina Shares, as of August 31, 1999. (b) Total has the power to vote and dispose of such 23,248,844 PetroFina Shares, subject to the restriction described in Item 6 below." ================================================================================ CUSIP No. 716485206 Page 4 of 8 Pages ================================================================================ SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: September 22, 1999 Total Fina S.A. /s/ Charles Paris de Bollardiere ---------------------------------- Charles Paris de Bollardiere Treasurer ================================================================================ CUSIP No. 716485206 Page 5 of 8 Pages ================================================================================ Schedule I is hereby amended and supplemented by deleting Schedule I in its entirety and replacing it with the following text: SCHEDULE I DIRECTORS AND EXECUTIVE OFFICERS 1. Directors of Total Fina. The following table sets forth the name, present principal occupation and the employment history for the past five years of each director of Total Fina. Unless otherwise indicated, each of the following persons is a citizen of France, their business address is 24 cours Michelet, La Defense 10, 92800 Puteaux, France and each occupation set forth opposite an individual's name refers to employment with Total Fina. The dates indicated are as of the annual general meeting held that year.
Board Current Current Position and Present Principal Member Term Occupation or Employment; Material Name Since Expires Positions Held During Past Five Years ---- ------ ------- -------------------------------------- Thierry Desmarest.......................... 1995 2001 Chairman and Chief Executive Officer of Total Fina (1995 - Present), Chief Executive Officer of Total Exploration Production (1989 - 1995) Francois-Xavier Ortoli..................... 1984 2000 Honorary Chairman of Total Fina (1990 - Present) Jerome Monod.............................. 1986 2001 Chairman of the Supervisory Board of Suez Lyonnaise Des Eaux (1977 - Present), Chairman and Chief Executive Officer of Lyonnaise Des Eaux (1980 - 1997) Michel Francois-Poncet..................... 1987 2002 Chairman of the Supervisory Board of Paribas (1990 - Present) Serge Tchuruk.............................. 1989 2001 Chairman and Chief Executive Officer of Alcatel (1995 - Present), Chairman and Chief Executive Officer of Total Fina (1990 - 1995) Jean Syrota................................ 1993 2002 Chairman and Chief Executive Officer of Compagnie Generale Des Matieres Nucleaires (COGEMA) (1988 - 1999) Antoine Jeancourt-Galignani................ 1994 2000 Chairman and Chief Executive Officer of Assurances Generales De France (1994 -Present) Lord Alexander of Weedon, Q.C. 1996 2002 Chairman of Natwest Group (1989 - 1999). Citizen of the United Kingdom. Professor Bertrand Jacquillat.............. 1996 2002 Co-founder and Chairman and Chief Executive Officer of Associes en Finance (1991 - Present) - ---------------------------------------------------------------------------------------------------------------------
================================================================================ CUSIP No. 716485206 Page 6 of 8 Pages ================================================================================ Baron Albert Frere......................... 1999 2001 Chairman and Managing Director of Bruxelles Lambert S.A. (Before 1997 - Present). Citizen of Belgium. Thierry de Rudder.......................... 1999 2001 Managing Director of Groupe Bruxelles Lambert S.A. (Before 1994 - Present). Citizen of Belgium and France. Honorable Paul Desmarais................... 1999 2001 Chairman of the Executive Committee of Power Corporation of Canada (Before 1994 - Present). Citizen of Canada. John J. Goossens .......................... 1999 2002 Chairman and Chief Executive Officer of Belgacom. Citizen of Belgium. - ---------------------------------------------------------------------------------------------------------------------
================================================================================ CUSIP No. 716485206 Page 7 of 8 Pages ================================================================================ 2. Executive Officers of Total Fina. The following table sets forth the name and present principal occupation of each executive officer of Total Fina. Unless otherwise indicated, each of the following persons is a citizen of France, their business address is Tour Total, 24 cours Michelet, La Defense 10, 92800 Puteaux, France and each occupation set forth opposite an individual's name refers to employment with Total Fina.
Executive Name Position Officer Since ---- -------- ------------- Thierry Desmarest Chairman and Chief Executive Officer 1989 Francois Cornelis Deputy Chairman of the Executive Committee 1999 Alain Madec Executive Vice-President; President of Strategy 1990 and Finance Jean-Pierre Vettier Executive Vice-President; President of the 1990 Refining and Marketing Division Robert Castaigne Executive Vice-President; Chief Financial 1990 Officer Jean-Pierre Seeuws Executive Vice-President; President of the 1990 Chemicals Division Christophe de Margerie Executive Vice-President; President of the Exploration and Production Division 1992 Claude Brice Vice-President; Senior Vice-President 1994 Exploration and Production Africa and Mediterranean Basin Michel Benezit Vice-President; Executive Vice-President, 1995 Exploration and Production Division Jean-Claude Company Vice-President; Senior Vice-President Refining 1995 Europe Ian Howat Vice-President Strategy and Corporate 1995 Planning, Secretary of the Executive Committee Hugues Woestelandt Vice-President; Executive Vice-President, 1998 Chemicals Division Jean-Jacques Guilbaud Vice-President; Senior Vice-President Human 1998 Resources and Corporate Communications Wayne Brenckle (Belgium) Vice-President; Senior Vice-President, Refining 1999 Pierre-Marie De Leener Vice-President; Managing Director, Paints 1999 (The Netherlands) Axel de Broqueville Vice-President; Senior Vice-President, 1999 Petrochemicals
================================================================================ CUSIP No. 716485206 Page 8 of 8 Pages ================================================================================ Alain Champeaux Vice-President; Senior Vice-President, 1999 Marketing Europe Patrick Rambaud Vice-President; Senior Vice-President, Middle East 1999 Charles Paris de Bollardiere Treasurer 1999
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