EX-FILING FEES 3 ex_425621.htm EXHIBIT FILING FEES ex_425621.htm

Exhibit 107

 

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Viveve Medical, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security

Type

Security Class

Title

Fee

Calculation

or Carry

Forward

Rule

Amount

Registered (1)

Proposed Maximum

Offering

Price Per

Unit (2)

Maximum

Aggregate

Offering Price

Fee Rate

Amount of Registration

Fee

Carry

Forward

Form Type

Carry

Forward

File Number

Carry

Forward

Initial

Effective

Date

Filing Fee

Previously

Paid In

Connection

with Unsold

Securities to

be Carried

Forward

Newly Registered Securities

 

Primary Offering of Securities:

                 

Fees to Be

Paid

Equity

Common Stock, par value $0.0001 per share (3)

457(o)

$---

$---

$---

---

$---

       

Fees to Be

Paid

Equity

Preferred Stock (4)

457(o)

---

---

---

---

---

       

Fees to Be

Paid

Equity

Warrants (5)

457(o)

---

---

---

---

---

       

Fees to Be

Paid

Equity

Units (6)

457(o)

---

---

---

---

---

       

Fees to Be

Paid

Unallocated

(Universal)

Shelf

(1)

457(o)

$75,000,000.00

---

$75,000,000.00

0.0000927

$6,952.50

       

Fees Previously Paid

Unallocated
(Universal)
Shelf

(7)

457(o)

$75,000,000.00

---

$75,000,000.00

---

$8,182.50

       

Carry Forward Securities

Carry Forward Securities

---

---

---

---

---

---

---

---

---

---

---

---

 

Total Offering Amounts

 

$75,000,000.00

 

$6,952.50

       
 

Total Fees Previously Paid

     

$8,182.50

       
 

Total Fee Offsets

     

---

       
 

Net Fee Due

     

$0

       

 

 

 

(1)

The amount to be registered consists of up to $75,000,000 of an indeterminate amount of common stock, preferred stock, warrants and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of common stock, preferred stock or units as may be issued upon exercise of warrants registered hereby, as the case may be, including under any applicable antidilution provisions. Any securities registered hereunder may be sold separately or together with other securities registered hereunder. Pursuant to Rule 416 under the Securities Act of 1933, as amended, or the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities.

 

(2)

The proposed maximum offering price per security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3 under the Securities Act.

 

(3)

Including such indeterminate amount of common stock as may be issued from time to time at indeterminate prices or upon conversion of preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be. In the event of a stock split, stock dividend or recapitalization involving the common stock, the number of shares registered shall automatically be adjusted to cover the additional shares of common stock issuable pursuant to Rule 416 under the Securities Act.

 

(4)

Including such indeterminate amount of preferred stock as may be issued from time to time at indeterminate prices or upon conversion of preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be.

 

(5)

Warrants may be sold separately or together with any of the securities registered hereby and may be exercisable for shares of common stock, preferred stock or units registered hereby. Because the warrants will provide a right only to purchase such securities offered hereunder, no additional registration fee is required.

 

(6)

Because the units will provide a right only to purchase such securities offered hereunder, no additional registration fee is required.

 

(7)

The $75,000,000 of an indeterminate amount of securities listed in this table reflect the securities previously registered by the registrant on a registration statement on Form S-3 (File No. 333-257648) and do not reflect any subsequent sales or the deregistration of any shares.

 

*         The proposed maximum offering price per unit is not applicable in that these securities are not issued in predetermined amounts or units.