0001437749-22-000546.txt : 20220106 0001437749-22-000546.hdr.sgml : 20220106 20220106160319 ACCESSION NUMBER: 0001437749-22-000546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Presnell Sharon Collins CENTRAL INDEX KEY: 0001536585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 22514818 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE, SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING B, SUITE 250 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING B, SUITE 250 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2022-01-04 0000879682 VIVEVE MEDICAL, INC. VIVE 0001536585 Presnell Sharon Collins C/O VIVEVE MEDICAL, INC. 345 INVERNESS DRIVE S., BLDG B, STE 250 ENGLEWOOD CO 80112 1 Non-Qualified Stock Option (Right to Purchase) 1.26 2022-01-04 4 A 0 18000 0 A 2032-01-03 Common Stock 18000 18000 D The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan, as amended (the "2013 Plan") and received 18,000 non-qualified stock options on January 4, 2022 (the "Grant Date"). The non-qualified stock options shall vest and become exercisable in 48 equal monthly installments from the Grant Date. /s/ Jim Robbins, as Attorney-in-Fact 2022-01-06