0001437749-17-009827.txt : 20170522
0001437749-17-009827.hdr.sgml : 20170522
20170522172844
ACCESSION NUMBER: 0001437749-17-009827
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170517
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plexico Jon M
CENTRAL INDEX KEY: 0001462580
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 17861955
MAIL ADDRESS:
STREET 1: 16430 N SCOTTSDALE RD 450
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2017-05-17
2017-05-19
0000879682
VIVEVE MEDICAL, INC.
VIVE
0001462580
Plexico Jon M
150 COMMERCIAL STREET
SUNNYVALE
CA
94086
1
1
Common Stock
2017-05-17
4
A
0
1724
0
A
3633
D
Common Stock
3849711
I
See
The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,724 shares of common stock on May 17, 2017 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date.
This amendment is being filed to correct the number of shares of common stock subject to the restricted stock award issued to the reporting person which was inadvertently reported as 1,592. The correct amount is 1,724. Footnote 1 has also been corrected to reflect the same.
Reflects the correct amount of securities beneficially owned by the reporting person following this transaction.
Directly beneficially owned by Stonepine Capital, L.P.
Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
/s/ Jim Robbins, as Attorney-in-Fact
2017-05-22