SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Stonepine Capital Management, LLC

(Last) (First) (Middle)
P.O. BOX 250

(Street)
BEND OR 97709

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIVEVE MEDICAL, INC. [ VIVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/17/2016 P 300,000(1) A $5 2,599,711(2) I See(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Stonepine Capital Management, LLC

(Last) (First) (Middle)
P.O. BOX 250

(Street)
BEND OR 97709

(City) (State) (Zip)
1. Name and Address of Reporting Person*
STONEPINE CAPITAL, L.P.

(Last) (First) (Middle)
P.O. BOX 250

(Street)
BEND OR 97709

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Plexico Jon M

(Last) (First) (Middle)
P.O. BOX 250

(Street)
BEND OR 97709

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LYNCH TIMOTHY P

(Last) (First) (Middle)
P.O. BOX 250

(Street)
BEND OR 97709

(City) (State) (Zip)
Explanation of Responses:
1. Stonepine Capital, L.P. (the "Fund") purchased these shares in connection with the closing of a public offering of the Issuer's common stock (the "Offering") at the Offering price of $5.00 per share. The shares are subject to a lock-up provision for a period of 90 days following June 14, 2016, as required under a lock-up agreement with the underwriters of the Offering.
2. On April 15, 2016, the Issuer effected a 1-for-8 reverse stock split of its common stock (the "Split"), which began trading on a post-Split basis on April 18, 2016. The amount reported in Column 5 represents securities beneficially owned on a post-Split basis.
3. The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), the Fund, Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of the Fund. Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Fund for the benefit of its investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
/s/ Stonepine Capital Management, LLC, by Jon M. Plexico, Managing Member 06/21/2016
/s/ Stonepine Capital, L.P., by Stonepine Capital Management, LLC, its General Partner, by Jon M. Plexico, Managing Member 06/21/2016
/s/ Jon M. Plexico 06/21/2016
/s/ Timothy P. Lynch 06/21/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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